First published online December 12, 2009
Journal of Experimental Biology 213, 3-16 (2010)
Published by The Company of Biologists 2010
doi: 10.1242/jeb.019752
Epigenetics and transgenerational transfer: a physiological perspective
D. H. Ho* and
W. W. Burggren
Department of Biological Sciences, University of North Texas, 1155 Union Circle #305220, Denton, TX 76203-5017, USA
* Author for correspondence (daoho{at}my.unt.edu)
Accepted 30 September 2009

Summary
Epigenetics, the transgenerational transfer of phenotypic characters
without modification of gene sequence, is a burgeoning area
of study in many disciplines of biology. However, the potential
impact of this phenomenon on the physiology of animals is not
yet broadly appreciated, in part because the phenomenon of epigenetics
is not typically part of the design of physiological investigations.
Still enigmatic and somewhat ill defined is the relationship
between the overarching concept of epigenetics and interesting
transgenerational phenomena (e.g. maternal/parental effects)
that alter the physiological phenotype of subsequent generations.
The lingering effect on subsequent generations of an initial
environmental disturbance in parent animals can be profound,
with genes continuing to be variously silenced or expressed
without an associated change in gene sequence for many generations.
Known epigenetic mechanisms involved in this phenomenon include
chromatin remodeling (DNA methylation and histone modification),
RNA-mediated modifications (non-coding RNA and microRNA), as
well as other less well studied mechanisms such as self-sustaining
loops and structural inheritance. In this review we: (1) discuss
how the concepts of epigenetics and maternal effects both overlap
with, and are distinct from, each other; (2) analyze examples
of existing animal physiological studies based on these concepts;
and (3) offer a construct by which to integrate these concepts
into the design of future investigations in animal physiology.
Key words: epigenetics, inheritance, evolution, acclimation

The emergence of epigenetics
The transfer to offspring of phenotypic traits acquired by the
adult parent is an old notion in biology, espoused most famously
by Lamarck (Lamarck, 1809

) and infamously by Lysenko (Lysenko,
1948

). Lamarck's thesis was of course quickly overwhelmed by
the popularity and appeal of Mendelian genetics, which mechanistically
described the inheritance of traits
via the transmission of
information encoded by gene sequence. However, since the time
of Lamarck, phenomena not readily explained by Mendelian genetics
have persisted. For example, biologists have long noted that
the coiling pattern in the veliger of the snail,
Lymnaea peregra,
is influenced by factors other than straightforward Mendelian
genetics (Boycott and Diver, 1923

; Sturtevant, 1923

). Despite
Walter Garstang's delightful 1928 poetic interpretation of the
coiling mechanism (see Hardy, 1951

), biologists now hypothesize
that maternal factors transferred in the yolk of the snail egg
interact with conventional, genetically induced protein expression
to influence veliger development (Freeman and Lundelius, 1982

). This so-called maternal effect is now a stalwart
of the broader field variously described as epigenetics
or non-Mendelian transgenerational transfer. Epigenetics
has exploded to the forefront of biological research, and now
figures prominently in almost all biological disciplines. At
the time of writing, the United States National Library of Medicine's
PubMed lists nearly 30,000 citations with the search term epigenetics.
Only

3600 publications used this term up to 2000, but more than
5000 publications contained the term epigenetics
in 2008 alone!
Despite intense focus on epigenetics and the accelerated exploration of all varieties of transgenerational epigenetic transfer of phenotypic characters, precise definitions have remained both controversial and elusive. Numerous authors have offered up their own definitions, or an interpretation of others' definitions, often imparting a distinct disciplinary slant (Slack, 1998
; Griesemer, 2002
; Bird, 2007
; Ptashne, 2007
; Bossdorf et al., 2008
; Youngson and Whitelaw, 2008
; Jablonka and Raz, 2009
). While tempting, we are not going to add yet another formal definition per se in this review. Rather, we will briefly consider the most robust definitions, interpretations and explanations and then, perhaps more importantly for our purposes, discuss how epigenetics and non-genomic transgenerational transfer of information play important roles in contemporary research in animal physiology. Simply put, we will focus less on what epigenetics is (specific mechanisms) and more on what epigenetics does (phenotypic alterations from a physiological perspective). More details on mechanism, evolutionary implications and the involvement of epigenetics in human diseases can be found elsewhere (see Rideout et al., 2001
; Jones and Takai, 2002
; Kiefer, 2007
; Bossdorf et al., 2008
; Feil, 2008
; Youngson and Whitelaw, 2008
; Champagne and Curley, 2009
; Jablonka and Raz, 2009
; Kuzawa and Sweet, 2009
; Szyf, 2009
; Zeisel, 2009
).

What is epigenetics? A historical interpretation and definitions
Waddington (Waddington, 1942

) coined the term epigenetics, derived
from epigenesis, a general theory first articulated
by Aristotle to describe the gradual and qualitative changes
in development [Aristotle's
On the Generation of Animals,
cited in Jablonka and Lamb (Jablonka and Lamb, 2002

)]. Waddington
(Waddington, 1942

) offered a general definition of epigenetics
(of course the mechanisms were largely unknown at that time),
and related the field of epigenetics to developmental biology,
evolution, ecology and, of course, genetics. While many interesting
historical views of epigenetics have supplanted Waddington's
definition over the years, contemporary literature now uses
the term epigenetics somewhat loosely, reflecting distinctive
perspectives (
Table 1). The broadest definitions take the word
epigenetics literally (above genes), using this
term to describe almost any non-genetic phenomena. Somewhat
more restrictive definitions explicitly discuss stable inheritance
of the epigenome and the lack of change in gene sequence as
necessary components of epigenetics. Molecular biological studies
often define epigenetics in terms of underlying
mechanisms (Jablonka and Lamb, 2002

; Jablonka and Lamb, 2007a

; Jablonka and Lamb, 2007b

; Bird, 2007

; Ptashne, 2007

; Lemos
et al., 2008

). These studies focus on the known mechanisms,
often referred to as epigenetic marks or epigenetic
inheritance systems (EIS) when these mechanisms are transmitted
from one generation to the next (Jablonka and Lamb, 2005

). Two
epigenetic processes involving chromatin remodeling have received
much attention in the last decade. DNA methylation comprises
the addition of a methyl group to nucleotides, which typically
silences gene expression (Wachsman, 1997

; Bird, 2002

; Bender,
2004

; Kucharski et al., 2008

; Ng and Gurdon, 2005

; Law and Jacobsen,
2009

; Orta et al., 2009

; Reinders et al., 2009

; Teixeira et
al., 2009

). Histone modification is the acetylation and/or methylation
of chromosome packaging proteins (Grendrel and Colot, 2005

;
Djupedal and Ekwall, 2009

; Fidlerová et al., 2009

; Fu
et al., 2009

; Gurrieri and Accadia, 2009

; Shukla et al., 2009

). Non-coding RNA activity, involving small RNAs, microRNAs
and large RNAs, has also been shown to play an important role
in modulating protein activity
via regulation of translation,
transcription or protein structure (Costa, 2008

). Less well
studied but equally important epigenetic mechanisms include
self-sustaining loops and structural
inheritance (Jablonka
and Lamb, 2005

). Self-sustaining loops refer to the auto-regulation
of gene activity
via their protein products, while structural
inheritance includes the transmission of cell structures from
cell to cell (i.e. membranes, mitochondria), or organism to
organism (i.e. prions, cilia, egg factors). Together, these
mechanisms (and mechanisms yet to be uncovered) contribute to
cell memory or epigenetic memory,
general terms used to describe the stable inheritance of gene
expression patterns from generation to generation. [Note that
some biologists consider epigenetics as the stable inheritance
of epigenetic marks (Bird, 2007

), while others distinguish between
epigenetics and epigenetic inheritance (Gluckman et al., 2007

; Jablonka and Raz, 2009

); see
Table 1.] Developmental biologists
often focus on epigenetic effects on development within a generation
of organisms (e.g. Groenendijk et al., 2007

; Ng et al., 2008

; Gilbert and Epel, 2009

; Krause et al., 2009

), sometimes with
less consideration as to whether components of the epigenome
can be transferred between generations (transmission to gametes/germline).
On the other hand, many evolutionary biologists focus on the
outcome of epigenetic transgenerational transfer (i.e. phenotype)
rather than on strict definitions bound by underlying mechanisms
(Bernardo, 1996a

; Mousseau and Fox, 1998

; Wolf et al., 1998

;
Reinhold, 2002

; Bossdorf et al., 2008

). Entering this literature
can be confusing, particularly when notions of hard
and soft inheritance, gametic epigenetic
inheritance, etc., are evoked (Youngson and Whitelaw,
2008

). Moreover, a term fundamentally woven into the vocabulary
of all biologists – namely inheritance –
is variously used in a colloquial or rigidly scientific sense.
Depending on whether a cellular biologist, an evolutionary/ecological
biologist or a behavioral biologist is consulted, inheritance
and heritable changes may refer to processes at
the cellular level (mitotic or meiotic processes) (Bird, 2007

), populational level (Jablonka and Raz, 2009

), or cultural/behavioral
level (Peedicayil, 2001

; Jablonka and Lamb, 2005

; Sinha, 2005

). In this review we take the conceptually conservative position
of restricting the use of inheritance to refer to genome- or
epigenome-based transfer of phenotypic traits from one generation
to the next. Finally, it is worth noting that animal physiologists,
per se, have contributed little to the plethora of definitions
(this could be a good thing!). This is more a reflection of
animal physiologists not yet having paid a great deal of attention
to epigenetics, rather than their reticence to enter the fray.
Indeed, a search of the PubMed data base described in the previous
section yielded only

200 papers containing the twin search terms
epigenetics and physiology, or less
than

1% of all papers using the former term.
Before we leave definitions, it is important to note that if
molecular mechanisms of action have not been identified, some
biologists hesitate to consider the transfer of non-genomic
factors such as physiologically relevant molecules and parentally
provided environments across generations as epigenetic in nature
(Gluckman et al., 2007

). We take a less restricted stance by
suggesting that the potential of transmitted non-genomic factors
to change the phenotype of offspring
via epigenetic marks qualifies
it as epigenetic in nature. Continuing on the topic of semantics
and definitions, some investigators distinguish between transgenerational
epigenetic effects, where the observed phenotypic
transfer is simply a consequence of the transfer of non-genetic
information, and the more restrictive transgenerational or gametic
epigenetic inheritance, where transgenerational
transfer of phenotypes involves the transmission of epigenetic
marks to the gametes (e.g. Youngson and Whitelaw, 2008

; Jablonka
and Raz, 2009

). Often, the underlying mechanisms for physiological
transgenerational transfer of traits are unknown; thus, in this
review we take a more generalist view, using transgenerational
transfer and transgenerational inheritance interchangeably to
describe the transmission of traits, factors and/or information
that induce phenotypic changes from one generation to the next.
We do not, in this review, wish to devolve into semantic arguments over definitions (which frequently occupy much of the question and answer period following our presentations describing comparative physiological studies involving epigenetics). Yet, we find utility in offering an operational description (we resist calling this a definition) that is both inclusive and flexible. Hence, in this review we will regard epigenetics as the transgenerational transfer of phenotypic characters without modification of gene sequence, which involves both mechanism and outcome in an integrative fashion, in line with the integrative nature of physiology. Importantly, we emphasize that this view of epigenetics requires the transfer of the actual phenotype, not necessarily evidence of the transfer of the mechanism of phenotypic adjustment. In offering this description of epigenetics, it is important to recognize that numerous other terms have been used, either with or instead of the term epigenetics, including parental transfer (Malual, 2001; Lam and Wang, 2006
; Boulinier and Staszewski, 2008
), transgeneration memory (Molinier et al., 2006
), transgenerational plasticity (Mondor et al., 2005
; Galloway and Etterson, 2007
; Marshall, 2008
) and genetic imprinting (Cheverud et al., 2008
; Wolf et al., 2008
); and, in medicine, parent-of-origin (POE) effects (Klutz et al., 2002
; Hager et al., 2008
; Herrera et al., 2008
; Zhou et al., 2009
). Fundamental to all is that they refer to non-genetic phenomena. Indeed, non-genetic effects is often substituted for epigenetics.
Notably, the wealth of terms used to describe epigenetic phenomena and related terms do not imply an advantage to the organism – merely a response in the F1 generation that could be either advantageous or detrimental. Perhaps the term transgenerational acclimation has some utility in implying a response that increases the fitness of the organism, in the same way we look at acclimation in adults. For example, an embryo, larva or fetus that is more resistant to temperature fluctuations or hypoxia because their parent(s) was acclimated to these conditions would be described as environmentally acclimated. Transgenerational acclimation is not adaptation in the conventional sense in this context, because the trait may or may not involve a change in allele or epiallele (alleles which carry methylation sites and thus can have variable expressivity) frequency. Rather, the transgenerational phenotypic change may be due to the transmission of parentally derived, biologically relevant factors that confer to the offspring an advantage that is transient and/or reversible, contingent upon the presence of the affecting factors. Mechanistically, adaptive and non-adaptive phenotypes may share similar epigenetic modes of induction; however, the outcomes of these mechanisms are diverse and may have opposite ecological and evolutionary implications. For example, DNA methylation has been implicated as a key epigenetic mechanism of induction in epigenetic phenomena in the fields of medicine (applied) and basic research. The former focuses on the detrimental, non-adaptive outcome of transgenerational transfer of phenotypes (Gilbert and Epel, 2009
; Youngson and Whitelaw, 2008
), while the latter tends to address the potentially adaptive nature of transferred traits in overall evolutionary fitness. Because a relatively small percentage of random mutations in alleles or epialleles lead to an adaptive phenotype, the transgenerational epigenetic transmission of advantageous traits is likely to signal an active or predictive process by which populations of organisms prepare the next generation for environmental challenges present in the current generation (Mousseau and Fox, 1998
; Jablonka and Lamb, 2005
; Youngson and Whitelaw, 2008
; Jablonka and Raz, 2009
). Thus, although relatively uncommon, adaptive transgenerational transfer nonetheless is an important phenomenon.
Let us now consider the inter-relationships of epigenetics and genetics, and how they are influenced by environment before discussing specific examples of epigenetics in animal physiology.

Environment, epigenetics and genetics
Waddington's (Waddington, 1942

) view of epigenetics created
an intersection of ecology, development, evolution and genetics,
a perspective not that different from some of the conceptual
underpinnings of the resurgent field of evo-devo
(e.g. Cañestro et al., 2007

; Raff, 2007

; Carroll, 2008

). Yet, now knowing both mechanisms and outcomes of epigenetics,
we can offer a more contemporary consideration of how especially
environment, epigenetics and genetics relate to each other (
Fig. 1). Just as environmental factors will drive natural selection,
leading to evolution and adaptation through an alteration in
the genome, so too does environment drive epigenetic events
through an alteration of the epigenome (the factors and mechanisms
controlling gene function and expression). As evident in the
left-hand side of
Fig. 1, changes in an organism's environment
can result in the modification of gene expression through the
mechanisms of histone modification, DNA methylation and/or non-coding
RNA as discussed above. Also depicted in the figure are other
important modes of epigenetic transfer that involve the modification
of proteins and cellular structures without a change in gene
expression, such as self-sustaining loops and structural inheritance
(Jablonka and Lamb, 2005

). These epigenetic marks can result
in phenotypic changes at the cellular and subsequently organismal
level
of the parent. Changes in the parental condition that in turn
affect the phenotype of their offspring create a transgenerational
epigenetic (non-genetic) phenomenon that can persist over many
generations, thus highlighting the impact of parents, grandparents
and even great-grandparents (and beyond) on an organism's phenotype
(moving across the bold dashed lines at the bottom of
Fig. 1).
Parental effects (most often termed maternal effects,
more properly expanded to include effects from both parents)
are sometimes viewed as a potential subset of epigenetics because
these effects significantly alter offspring phenotype
via transmission
of non-genetic information (Badyaev and Uller, 2009

). Recently,
Wolf and Wade (Wolf and Wade, 2009

) restricted the definition
of maternal effects to include only causal influence
of maternal genotype or phenotype on the offspring phenotype,
thus preventing epigenetic mechanisms such as cytoplasmic inheritance
and some cases of genomic imprinting from being considered maternal
effects, as offspring phenotypic variation cannot be accounted
for by maternal genotype in these cases. In the case of X chromosome
inactivation due to genomic imprinting in mammals, the only
influence is whether the allele is maternally
or paternally inherited. However, if imprinting of the offspring
genome is under the active control of the maternal genotype
(i.e. offspring imprinting due to maternal behavior), then this
is a case of maternal effect [for a complete discussion of the
topic see Wolf and Wade (Wolf and Wade, 2009

)]. Here, we posit
that essentially all environmentally induced transgenerational
epigenetic effects at the multi-cellular organismal level result
from a parental effect in which yolk, sperm and perhaps the
parentally mediated environment in which the embryo, larva or
fetus develops contribute to a modified F1 phenotype, which
may then lead to the transmission of this phenotype to subsequent
generations (F2, F3 and so on). Our reasoning falls in line
with Wolf and Wade's conservative view of maternal effects because
induced transgenerational epigenetic effects occur when the
parent's (or parents') phenotype is altered by the environment,
and this modification causes a change in the phenotype of the
offspring, and potentially subsequent generations. Environmental
induction of epigenetic marks differs from systems such as genomic
imprinting, where all variation in offspring phenotype is accounted
for by the offspring's imprinted genes, negating any maternal
influence. Specific instances of maternal effects and their
potential to induce epigenetic transfer of physiological traits
will be further discussed below.
The relationship between environment, epigenetics and transgenerational
phenomena has been a stalwart of genetics research in the last
decade, and has also recently been considered in an ecological
(Bossdorf et al., 2008

) and evolutionary context (Pigliucci,
2007

) (see also collection of articles in the theme issue Evolution
of parental effects: conceptual issues and empirical patterns
of
Philosophical Transactions of the Royal Society of London, Series B, Biological Sciences, 2009). Importantly, however,
epigenetics has not been emphasized in studies of animal physiology
– this is especially ironic for comparative animal physiology,
where understanding environmental influences on physiological
development has been a point of recent focus (see Warburton
et al., 2006

). Yet, as we will explore, there are numerous examples
of epigenetic phenomena emerging in the physiological literature,
and a better understanding of epigenetic phenomena can only
enhance both our experimental design and our data interpretation.
We now move to a broad overview of some of the phenomena that have emerged in epigenetic studies and the associated experimental approaches, and, subsequently, narrow our discussion to studies which investigate the concept of transgenerational epigenetic transfer of physiological traits in a wide variety of animals. It is our intention to highlight not only transgenerational epigenetic transfer of physiological traits but also the complexity of the regulation of integrated physiological systems by epigenetic phenomena. Although we recognize that epigenetic phenomena in plants are formidable in depth and breadth, it is our intention to restrict our discussion to the findings that have focused on transgenerational transfer of physiological phenotypes in animals, as differences in the timing of germline creation, reproductive physiology and behavior set animals and plants distinctly apart in terms of evolutionary implications of epigenetic effects (Jablonka and Raz, 2009
). We do, however, encourage the reader to explore the rich literature in plant epigenetics (e.g. Martienssen and Colot, 2001
; Berger and Gaudin, 2003
; Steimer et al., 2004
; Rapp and Wendel, 2005
; Grant-Downton and Dickinson, 2006
; Bossdorf et al., 2008
; Boyko and Kovalchuk, 2008
; Donohue, 2009
; Reinders et al., 2009
; Wang et al., 2009
).

Experimental approaches and physiological studies of transgenerational epigenetics
Experiments involving transgenerational epigenetic inheritance
are diverse in their methodology and approaches. Conceptually,
transgenerational transfer studies can be grouped into four
general categories based on the experimental approach employed,
as depicted schematically in
Fig. 2. The approaches range from
observational (
Fig. 2A) to experimental (
Fig. 2B–D), with
genetic crosses and heritability estimates being the cornerstone
of observational studies of Mendelian and epigenetic inheritance
(
Fig. 2A). This approach capitalizes on parental genetic variation
to estimate the heritability of traits using mathematical heritability
constructs (Wilham, 1972

; Bernardo, 1996a

; McAdam and Boutin,
2003

; Wilson et al., 2005

), and to identify the mode of trait
inheritance (i.e. epigenetic inheritance
versus Mendelian inheritance)
(Boycott and Diver, 1923

). Because the two modes of inheritance
(genetic and epigenetic) are necessary counterparts of phenotypic
transmission, this first approach allows estimation of the extent
to which genetics and epigenetics impact on offspring phenotype.
In the case of the discovery of non-Mendelian (epigenetic) inheritance
of directionality of veliger coiling in
Lymnaea, phenotypic
crosses based on the natural (inherent) shell coiling phenotypes
allowed for tracking of the transmission pattern of this phenotype
across many generations (Boycott and Diver, 1923

). Likewise,
an estimation of the proportion of variation in life history
traits (i.e. reproductive age, lifespan) that can be accounted
for by maternal effects in wild animal populations can be obtained
from observation of naturally occurring phenotypes of each generation
of a population (Pakdel et al., 2002

; Baghbanzadeh and Decuypere,
2008

). In contrast, large scale genetic screens used to identify
maternal-effect/paternal-effect genes, such as
Bicoid and
Nanos in
Drosophila melanogaster (Nüsslein-Volhard et al., 1987

) (see also St Johnston, 2002

; Luschnig et al., 2004

), rely
on the induction of genetic variation in the parental generation
via mutagens such as ethyl methanesulfonate to assess the effect
of parental genetic mutation on offspring phenotype (
Fig. 2B).
Essentially, mutagenesis of maternal-effect genes of the F0
generation will give rise to abnormal phenotype in the F1 generation
even if the mutant allele was not inherited. The common feature
of these two approaches is the emphasis placed on the role of
the parental genome,
per se, in transgenerational epigenetic
transfer of offspring phenotype. Unfortunately, there is a paucity
of physiological studies which utilize these approaches.
A third approach often employed in epigenetic studies is the
modulation of the parental environment in a population of ideally
genetically identical animals (
Fig. 2C). By carefully controlling
the conditions to which the parents are exposed, experimentalists
can determine how the parental environment interacts with the
parental genome to alter the offspring environment, and thus
the phenotype of their offspring (Lacey, 1998

; Henry and Harrison,
2004

; Mondor et al., 2005

; Ho, 2008

). For example, the level
of resistance of aquatic animals to a particular pollutant/toxicant
has been largely attributed to toxicant exposure in the parental
generation (Munkittrick and Dixon, 1988

; Meyer and Di Giulio,
2003

).
A fourth approach capitalizes on the ability to mimic an animal's tendency to actively and/or passively regulate its offspring's environment (Fig. 2D). Experimental techniques that exemplify this approach include the direct manipulation of parentally regulated offspring environment, such as altering egg components (i.e. yolk, albumen, egg covering) (Finkler et al., 1998
; Ho, 2008
), cross-fostering (the artificial swapping of individuals from natural parent–offspring units) (Badyaev et al., 2002
; McAdam and Boutin, 2003
; Biard et al., 2007
), and modulation of postnatal nutritional source (Kucharski et al., 2008
; Maleszka, 2008
). An extension of this approach (and the previous experimental approaches) is then to directly induce mechanisms, such as DNA methylation, histone modification, and/or expression of non-coding RNAs, that were uncovered during the course of modulation of the offspring environment [e.g. drug-induced methylation of offspring DNA in honeybees to mimic the effects of royal jelly on developmental phenotype (Kucharski et al., 2008
)], thus bridging the phenotypic phenomenon with potential mechanisms. A caveat of this approach pivots on the assumption that parents are capable of adjusting offspring environment in a particular manner. This assumption sharply differentiates studies that mimic parental control of the offspring environment from those that alter the abiotic environment of an organism without consideration of possible parental control.
As we subsequently discuss specific examples of transgenerational epigenetic transfer of physiological phenotypes, it will become clear that the above-mentioned experimental approaches have been commonly used, singly or in combination, to elucidate epigenetically transferred physiological traits in a variety of animal species (as illustrated in Table 2).

Parental effects in epigenetics
Processes that drive transgenerational epigenetic transfer at
the organismal level are parental effects, as
previously noted (see
Fig. 1). Parental effects generally can
be defined as the change in offspring phenotype due solely to
maternal and/or paternal influence without a concomitant change
in offspring DNA sequence (Mousseau and Fox, 1998

). Parental
effects have a significant impact on behavioral, morphological
and molecular aspects of an individual (Mousseau and Fox, 1998

; Groothuis et al., 2005

; Gilbert and Epel, 2009

). Yet, few
studies have directly assessed the impact of transgenerational
transfer of non-detrimental physiological phenotypes. For example,
Jablonka and Raz (Jablonka and Raz, 2009

) offer an impressive
(and nearly exhaustive) list of examples of transgenerational
epigenetic inheritance ranging from
Caenorhabditis elegans to
Homo sapiens. The majority of traits reported are morphological
in nature (i.e. dumpy phenotype in nematodes). Only about one-third
of these phenomena represent the epigenetic inheritance of physiological
traits (i.e. propensity for disease states in humans). Even
fewer of these studies actually report non-detrimental phenotypic
changes that represent acclimation. Nonetheless, insights gained
from studies of transgenerational epigenetic effects on animal
physiology are compelling, and elicit many new questions and
provocative possibilities in the realm of physiology.

Maternal effects in epigenetics
Maternal effects can arise from modulation of egg components
and composition (yolk, albumen, shell characteristics and overall
egg mass) (Nüsslein-Volhard et al., 1987

; Bernardo, 1996b

; Sinervo and Huey, 1990

; Mousseau and Fox, 1998

; Finkler et
al., 1998

; Yan, 1998

; Dzialowski and Sotherland, 2004

; Groothuis
et al., 2005

; Groothuis and Schwabl, 2008

; Ho, 2008

; Dzialowski
et al., 2009

) or intrauterine environment of the mother (Vieau
et al., 2007

; Darnaudéry and Maccari, 2008

; Chan et al.,
2009

; Briana and Malamitsi-Puchner, 2009

; Mastorci et al., 2009

). Postnatally, offspring phenotype can be further modulated
by maternal milk (lactation) and maternal behavior (for reviews,
see Weaver, 2007

; Cameron et al., 2008

) (see also Liu et al.,
1997

; Francis et al., 1999

; Weaver et al., 2004

; Weaver et al.,
2005

). We will now discuss specific examples of the main mechanisms/routes
of maternal effects.
Egg components and intrauterine environment
In the field of transgenerational epigenetic transfer of physiological phenotypes, one of the most explored topics is the effect of maternal deposition of physiologically relevant factors during egg formation or pregnancy on offspring phenotype. Using a variety of approaches (as discussed above; see Fig. 2), physiologists have explored how maternal transfer of these physiologically active factors can influence the offspring physiological phenotype. In oviparous species such as reptiles, amphibians, birds and some fishes, development of the embryo occurs within a self-contained egg environment, the characteristics of which are a direct result of the maternal condition at the time of egg formation (McNabb, 1988
; Price, 1998
; Janzen et al., 2002
; Poisbleau et al., 2009
). Generally, egg composition and quality can be an accurate predictor of hatchling morphology (i.e. size and mass), but only a handful of studies have examined how the changes in morphological parameters may lead to, or correlate with, changes in physiological parameters (see Sinervo and Huey, 1990
; Williams, 1994
; Bernardo, 1996b
; Calta, 2001
; Finkler et al., 1998
; Dzialowski and Sotherland, 2004
; Wallace et al., 2006
; Dzialowski et al., 2009
). Sinervo and Huey (Sinervo and Huey, 1990
) reduced the body size of a southern population of lizards (Scleoporus occidentalis) by yolk removal prior to incubation to mimic the phenotype of the smaller, northern population. This treatment affected juvenile morphology (hindlimb span) and physiology (sprint speed and stamina) differently. Irrespective of population identity, burst speed was highly correlated with artificial modulation of hindlimb span, while stamina remained population specific despite artificial shortening of hindlimb span. Similar to this allometric engineering in lizards, changes in the volume of chicken (Gallus gallus domesticus) egg albumen caused changes in the morphology of near-term precocial embryos, but no changes in metabolic rate (Finkler et al., 1998
). In contrast, the metabolic rate of both the precocial emu (Dromaius novaellandiae) and the altricial double-crested cormorant (Phalacrocorax auritus) embryo was significantly correlated with natural inter-individual variation in egg size (Dzialowski and Sotherland, 2004
; Dzialowski et al., 2009
). These bird studies strongly suggest that, despite the inter-specific difference in developmental maturity at the time of hatching (altricial versus precocial), egg size-dependent transfer of some physiological phenotypes is universal across species. The inter-specific difference seen between chicken embryos, and emu and cormorant embryos may be due to the difference in experimental approach used (artificial modulation of egg components versus natural variation in egg size), or may be a true effect of inter-species difference among birds.
Maternally derived factors contained in the egg or passed from mother to offspring via the placenta or milk, such as hormones, antibodies, antioxidants (carotenoids), and levels of other biologically active factors show considerable natural variation
and can also be modified experimentally. These maternally derived factors can have a significant impact on offspring physiological phenotype (i.e. immunological capacity, growth and development, cardiovascular function and toxicant resistance) in a wide range of animals (Munkittrick and Dixon, 1988
; Meyer et al., 2003
; Weaver et al., 2004
; Groothuis et al., 2005
; Sellin and Kolok, 2006
; Groothuis and Schwabl, 2008
; Ho, 2008
; Moreno et al., 2008
; Romano et al., 2008
; Hasselquist and Nilsson, 2009
). In chickens, growth rate and heart rate of early-stage embryos were significantly altered when the embryos were removed from their native yolks and explanted to continue development on the yolk of either other bird species [quail (Coturnix coturnix), chicken (Gallus gallus domesticus), duck (Anas sp.), turkey (Meleagris gallopavo), goose (Anser cygnoides), emu (Dromaius novaellandiae) and ostrich (Struthio camelus)] or other chicken breeds (Cornish Rock Broilers and a variety of Bantam breeds) (Ho, 2008
). Metabolic rate, however, was not affected (Ho, 2008
). Interestingly, the effects of yolk environment were both breed and species specific. This indicates that the onset and rate of change of some early physiological processes are largely governed by phylogenetically determined maternal factors contained in the egg yolk. Indeed, analysis of the yolks revealed that thyroid hormone concentration, a chronotropic and growth-enhancing hormone, varied significantly both among and within bird species (Ho, 2008
), as had been indicated previously by McNabb (McNabb, 1988
).
Experiments that alter levels of maternally derived factors
through manipulation of maternal conditions (i.e. maternal supplementation
or stress-induced modulation), or that artificially alter yolk
factor concentrations report dose-dependent changes in physiological
parameters such as stress response, immune capacity, flight
performance and growth rate of the offspring. In the pied flycatcher
(
Ficedula hypoleuca), increased yolk immunoglobulin concentration
via maternal nutritional supplementation increased nestling
plasma immunoglobulin Y levels and resistance to mite infestation
(Moreno et al., 2008

), while the transfer of carotenoids (antioxidants)
from the female to her offspring in the blue tit (
Parus caeruleus)
and the grey partridge (
Perdix perdix) positively modulates
the immune response of nestlings (Biard et al., 2007

; Cucco
et al., 2008

). In contrast, maternal testosterone negatively
affects hatchling immune function while enhancing growth in
birds and lizards (Groothuis et al., 2005

; Cucco et al., 2008

). Moreover, in European starlings (
Sturnus vulgaris), increased
yolk corticosterone concentration, indicative of maternal stress
levels, enhances juvenile flight performance by increasing the
mass and maturity of flight muscles (Chin et al., 2009

). In
placental animals, maternal conditions such as nutritional stress
affect growth rate, immune capacity, survival and breeding performance
of offspring (Festa-Bianchet and Jorgenson, 1998

; Lummaa and
Clutton-Brock, 2002

; Lummaa, 2003

; Jones et al., 2005

). Interestingly,
exposure to a low protein diet during oocyte maturation in the
mouse (
Mus musculus) resulted in abnormal postnatal cardiovascular
function in the offspring (Watkins et al., 2008

). This indicates
that in placental animals, maternal effects on offspring physiology
can be a consequence of processes involved in oocyte component
deposition in addition to consequences of placental transfer.
In the case of maternal effects in mammalian (human) disease
states, a large amount of literature on rodent research reveals
that nutritional perturbations in the F0 generation will result
in disease phenotypes (i.e. diabetes mellitus, endocrine disruption,
impaired glucose metabolism) that persist beyond the second
generation (for review, see Gluckman et al., 2007

).
The influence of maternal exposure to environmental toxicants on offspring physiology has been documented in mammalian, bird and fish species (Munkittrick and Dixon, 1988
; Golub et al., 1998
; Sánchez et al., 2000
; Sánchez et al., 2004
; Meyer and Di Guilio, 2003
; Rogers et al., 2005
; Sellin and Kolok, 2006
; Chen et al., 2008
; Liu et al., 2008
). In birds and mammals, the physiological parameters assessed have largely been detrimental in nature; however, in some fish species, maternal toxicant exposure confers offspring resistance to that toxicant, with decreased survival when exposed to a variety of other stressors such as ultraviolet radiation (Munkittrick and Dixon, 1988
; Meyer and Di Guilio, 2003
; Sellin and Kolok, 2006
). These findings suggest that the environmentally induced transfer of physiological traits to offspring is highly complex. There seems to be a trade-off of advantageous and detrimental physiological traits which may not necessarily increase the overall fitness of the individual.
Maternal behavior as an epigenetic factor
Neonatal care-taking behavior of parents has a great influence on offspring physiological phenotype. Experimentally, the effects of care-taking behavior on offspring phenotype can be addressed by removing the parental behavior or inducing variation in parental behavior by cross-fostering. Probably the most convincing evidence of the transgenerational transfer of physiological traits is the maternal transfer of the stress response and immune capacity in rodents. These physiological traits are well correlated with maternal behaviors such as grooming and pup licking in the rat (Francis et al., 1999
; Liu et al., 1997
; Weaver et al., 2004
; Weaver et al., 2005
). In oviparous species, it appears that cross-fostering (maternal care-taking behavior) may not be as influential on offspring physiology as in mammals (Badyaev et al., 2002
) (but see Biard et al., 2007
), but further examination of the effects of parental behavior on offspring physiological traits must be carried out to substantiate these claims.
Clearly, this brief synthesis of maternal-effect studies reveals the complexity and disparity of physiological changes that can occur within one individual and among populations and species.

Paternal effects in epigenetics
Paternal effects play a large role in the development of widely
different animals such as fruit flies (Fitch et al., 1998

),
mice (Chong et al., 2007

), non-human primates (Charpentier et
al., 2008

) and humans (Tesarik et al., 2002

), and thus are crucial
to the developmental trajectory of an organism. Paternal factors,
such as mRNAs contained in spermatozoa, have been implicated
in the regulation of cleavage during embryogenesis. This regulation
is likely to be a result of mRNA-induced histone modification
and DNA methylation (Fitch et al., 1998

; Nanassy and Carrell,
2008

). Moreover, the results of phenotypic crosses (
Fig. 2A)
attribute offspring morphology and defensive behavior phenotypes
to paternal transgenerational epigenetic transfer (Guzman-Novoa
et al., 2005

; Yamamoto and Reinhardt, 2003

). Despite evidence
of paternal effects in offspring phenotype, paternal effects
have often been discounted as major forces in epigenetic inheritance
because the origin of paternal effects has not been as clearly
defined as that of maternal effects. This is an ill-conceived
assumption because, as discussed below, there is strong evidence
of spermathecal fluids playing an important role in oviposition
and perhaps even in offspring development. Additionally, the
level of paternal care largely influences offspring body size
and horn size in the dung beetle (Hunt and Simmons, 2000

).
Unfortunately, the majority of paternal-effect studies have focused on early embryonic mitotic division, cell number, general morphology and behavior, and very few have assessed potential influences on physiological parameters. Honest attempts have been made to assess the influence of paternal effects on physiological traits; however, morphology (i.e. otolith size) is often used as a corollary measure for a physiological trait (i.e. metabolic rate) (Yamamoto and Reinhardt, 2003
). Further investigation of paternally induced epigenetic processes is highly warranted and should prove useful to understanding this component of epigenetics.

Exploring the unknowns of physiological epigenetic effects
Some epigenetic investigations examine the proportion of the
variation in offspring traits that is explained by direct genetic
effects and parental effects. These include experimental approaches
of genetic crosses and heritability estimates where a statistical
model is utilized to calculate the percentage of variability
accounted for by parental effects (Boycott and Diver, 1923

;
Bernard, 1996b; McAdam and Boutin, 2003

; Wilson et al., 2005

). In these cases, the provenance of the transgenerational epigenetic
effect often remains unknown (or uninvestigated). Also, studies
that assess offspring physiology after manipulating parental
conditions/environment (see
Fig. 2B) often do not directly identify
the potential parental factors responsible for the physiological
change (Schwerte et al., 2005

; Yoder et al., 2006

; Ho, 2008

;
Watkins et al., 2008

). In zebrafish, for example, modulation
of parental abiotic environment and nutrition confers increased
resistance to the environmental stressor and alterations in
cardiovascular parameters (stroke volume, heart rate, cardiac
output and red blood cell concentration) to the subsequent generation
(Schwerte et al., 2005

; Ho, 2008

). However, it remains unknown
whether maternal or paternal effects, or some combination of
the two, are responsible for the transferred physiological traits.
Moreover, the specific factor/signal responsible for the changes
observed in offspring physiology has yet to be determined.
Other studies have modulated maternal environment, per se, to investigate the effects it has on the subsequent generation, but have not identified the particular maternally derived factor responsible for the observed effects. For example, humidity resistance in dog ticks (Dermacentor variabilis) can be attributed to the environmental humidity that the female parent was exposed to during egg laying (Yoder et al., 2006
), yet the particular mechanism of transfer remains elusive. Even the studies discussed above (see Maternal effects in epigenetics), which have narrowed the origin of the effect to maternally derived egg factors, have yet to lead to identification of specific signals/mechanisms of physiological change (Munkittrick and Dixon, 1998; Badyaev et al., 2002
; Sellin and Kolok, 2006
; Ho, 2008
; Watkins et al., 2008
). For example, although maternal transfer of toxicants in oviparous species has been well documented (Donaldson et al., 1999
; Elliot et al., 2005
; Jaspers et al., 2005
; Chen et al., 2008
; Van den Steen et al., 2009
), it has not been determined whether maternal transfer of copper (in fishes) or diazinon (in invertebrates) is responsible for the maternal effects on toxicant resistance observed (Munkittrick and Dixon, 1998; Sánchez et al., 2000
; Sánchez et al., 2004
; Sellin and Kolok, 2006
).
Some studies have begun to provide exciting connections between mechanism and physiological phenotype. There are conclusive studies that identify histone methylation in offspring via maternal nutritional state or behavior as modes of transgenerational transfer of physiological traits such as glucose metabolism and stress responsivity in mice (Liu et al., 1997
; Weaver et al., 2004
; Weaver et al., 2005
; Weaver et al., 2007) (see also Table 2). Other studies have indirectly established a connection between nutritionally induced DNA methylation via DNA cytosine-5-methyltransferases and honeybee reproductive physiology and social behavior by assessing sexual/reproductive morphology (Kucharski et al., 2008
). Furthermore, the genomic and non-genomic actions of maternally derived molecules such as hormones and carotenoids in offspring development have been implicated in long-lived maternal effects; most notably in birds (see Maternal effects in epigenetics). However, given the considerable number of studies showing transgenerational transfer of physiological characteristics without a description of mechanism (and, conversely, those showing epigenetic mechanism without directly addressing its impact on physiological traits), we encourage the consideration of experimental approaches which bridge the gap between biochemical and molecular mechanism, physiological changes observed in the offspring, and the ecological and evolutionary implications of these changes. For example, chromatin remodeling via methylation and acetylation of histones and DNA is commonly hypothesized to be the likely candidate for epigenetic transfer of traits, but these and other modes of action previously discussed (i.e. self-sustaining feedback loop, structural inheritance, small RNAs) have not been as rigorously explored in animal models as they have in plant models (Johannes et al., 2008
; Johannes et al., 2009
; Reinders et al., 2009
; Teixeira et al., 2009
). Thus expansion of potential epigenetic mechanisms underlying transgenerational transfer of physiological traits would be of great value to the integration of physiological and epigenetic phenomena. Additionally, although maternal effects make up a large portion of documented epigenetic phenomena, the exact physiological impacts of maternally transmitted molecules on offspring are still under intense investigation. Overall, there is a tendency for scientists to use morphology as a predictor of physiology, thus curtailing the potential advance in direct physiological assessment of epigenetic effects. Another point of concern is the lack of formal consideration of ecological and evolutionary implications (or adaptive nature) in the experimental design of transgenerational transfer studies. This is largely due to the lack of experimental data on the underlying mechanisms of epigenetic phenomena, thus further emphasizing the need for a deeper understanding of mechanisms of epigenetic transfer of physiological traits.

How pervasive are epigenetics and non-genetic transgenerational transfer of phenotype in animal physiology?
As evident from the preceding discussion of physiological epigenetics,
there are numerous studies that either have been designed to
test epigenetic physiological effects or, during their execution,
have revealed physiological epigenetic influences. Much like
some optical illusions that at first have to be pointed out
but then are difficult to ignore, it is increasingly easy to
see potential epigenetic influences in many aspects of animal
physiology. If epigenetic effects are indeed pervasive, then
this makes it all the more important that comparative physiologists
have a thorough knowledge of the provenance of animals coming
from animal suppliers, or of environmental fluctuations experienced
by wild-caught animals. Even the use of genetically pure stocks
may not guard against the induction of new phenotypes in their
offspring through epigenetic effects, which both increases variation
in the data and confounds its analysis. Additionally, developmentally
related phenomena such as fetal programming of physiological
and biochemical phenotype, and physiological developmental plasticity
could in some instances actually be attributed to epigenetic
effects, or at the very least involve them [an introduction
to the extensive literature can be found elsewhere (Gluckman
and Hanson, 2005

; Bezek et al., 2008

; Gilbert and Epel, 2009

)].
Epigenetics can be broadly pervasive not just in the single transgenenerational scenario but also through multiple generations – i.e. beyond the F1 generation as indicated in Fig. 1. Anway and colleagues (Anway et al., 2005
) report that a reduction in sperm count in rats induced by endocrine disruptors in the F0 male is still evident in the F4 generation. Epigenetic effects lasting 3–4 generations in mammals are not uncommon (Gluckman et al., 2007
; Jablonka and Raz, 2009
), but physiological effects into generations beyond this are rare or as yet unsubstantiated. However, epigenetic effects lasting 10–15 generations have been reported in insects and even up to 10–40 generations in the nematode Caenorhabditis elegans (see Jablonka and Raz, 2009
). It will be very interesting to see whether physiological effects can persist over as many generations as morphological, biochemical or molecular effects, for example.
Sorting out non-genetic transmission of phenotype beyond the F1 generation is not as straightforward as one might imagine. Consider that an egg- or fetus-bearing adult female holds not only the F1 generation but also within that egg or fetus the germ-line of the F2 generation (Skinner, 2008
; Jablonka and Raz, 2009
). Similarly, an exposed male contains the germ line, if not the actual sperm, subsequently used in fertilization. Thus, for example, exposure to a stressor as an adult could influence the stressor responses of that adult's grandchildren without evoking elaborate, indirect epigenetic mechanisms, because the germ line from which they arose was also directly exposed to hypoxia (Fig. 3). Jablonka and Raz (Jablonka and Raz, 2009
) refer to this type of induced transmission as direct induction, a case in which a stimulus directly modifies the germ line epigenome but not the parental soma. To add to the complexity of epigenetic transmission, there are three other routes by which the induction of an inherited effect can occur from one generation to the next [for detailed discussion see Jablonka and Raz (Jablonka and Raz, 2009
)]. Skinner (Skinner, 2008
) has argued that transgenerational transfer of a phenotype can
only be confirmed by the appearance of a transferred phenotype in the F3 generation where neither the embryo nor its germ line was directly exposed to the stressor. Unfortunately, many studies of transgenerational transfer of physiological traits do not assess phenotypes beyond the F1 generation, leaving open only the potential of the transfer of epigenetic mechanisms as the inducing factor. Germ line exposure in animals has been implicated in multi-generational transfer of some human diseases, including cancers with a familial component (Gilbert and Epel, 2009
; Jablonka and Raz, 2009
; Fleming, 2008) and even the condition of obesity and some related forms of diabetes (Rampersaud et al., 2008
). Notably, germ line exposure in the F0 generation is not an issue in plants where, unlike in animals, reproductive structures and their gametes do not form in the F1 generation until plant development is well underway.

Additional mechanisms for transgenerational transfer?
While DNA methylation, histone modification and, more recently,
the regulatory role of non-coding RNAs are widely acknowledged
mechanisms for non-genetically induced transgenerational transfer,
the fact that detailed study of epigenetic phenomena is a fairly
recent activity suggests that additional mechanisms are likely
to be discovered. Indeed, the study of mammals that are able
to alternate between two extremely different physiological states
(i.e. hibernation) has shed some light on a wide array of potential
epigenetic controls of metabolic rate suppression (Morin and
Storey, 2009

). Also consider, for example, that biologists generally
assume that any paternal contribution to epigenetic effects
is strictly through the germ line, because in many animals little
other than the sperm and some modest amounts of supporting fluids
are transferred at mating. Yet, in some insects the male packages
his sperm into a large spermatheca that is transferred to the
female at the time of mating. A variety of proteins, hormones
and other bioactive materials produced by the male reproductive
accessory glands of insects form an integral part of the spermathecal
contents. Using radioactive labels, these materials have been
tracked in the female hemolymph and beyond to the ovary, where
among other actions they can stimulate oviposition in the female
(Kaulenas, 1992

; Gillott, 2003

). We speculate that it is also
possible that these bioactive molecules could be incorporated
into the embryo and persist into subsequent generations. There,
they could have direct epigenetic influences on phenotype (e.g.
an endocrine effect rather than a DNA methylation effect), eventually
diluting out and falling below the effective concentration.
A large transfer of fluid at mating is characteristic of some
insects but not, for example, of vertebrates, highlighting the
need for animal physiologists to be alert for novel mechanisms
of transgenerational transfer.

The genetics of physiological epigenetics
Epigenetic phenomena are typically portrayed separately from
direct genetic phenomena, and we continue this trend in
Fig. 1. Yet, while the field of epigenetics distinguishes itself
from that of genetics, there are potential interactions between
the genome and the epigenome that have important implications
for evolutionary biology in general [first extensively discussed
by Jablonka and Lamb (Jablonka and Lamb, 1995

) and later expanded
upon by them (Jablonka and Lamb, 2005

) and by Pigliucci (Pigliucci,
2007

)], and human disease mechanisms specifically (e.g. Esteller,
2007

). Two interesting components of the interaction between
epigenetics and genetics are the potential of epigenetic marks
(i.e. change in chromatin structure) to influence the probability
of mutation, transposition and/or recombination of DNA sequence
(see Jablonka and Lamb, 1995

), and the predisposition of a gene
to be selected due to environmentally induced epigenetic marks
imposed upon it (see Jablonka and Lamb, 2005

). Additionally,
damage to DNA potentially leads to heritable epigenetic marks
(Jablonka and Raz, 2009

). Now, also consider that, at the most
basic level, all of the mechanisms that enable epigenetic effects
are already incorporated into an organism's genome and are themselves
subject to evolution (Mohn and Schübeler, 2009

). That is,
differences in the extent to which different species show epigenetic
phenomena are themselves potential adaptations resulting directly
from natural selection. For example, consider Species A producing
an inherently larger transgenerational effect than Species B
as a result of the same environmental stimulus. If that response
is beneficial (i.e. results in better offspring survival in
the face of that stimulus), then the ability to show a larger
epigenetic transgenerational transfer of phenotype is, itself,
an inherited characteristic. To clarify, it is not the effect
that evolves but the ability to show the effect, as evident
in the linkage between epigenetics/epigenome and genetics/genome
in
Fig. 1. Whether there are true epigenetic genes
(as distinct from genes that code for components of the epigenetic
mechanisms) remains to be determined. Future studies exploring
the interplay of epigenome and genome should prove interesting
(if complex!).

Conclusions
Epigenetics is at a crossroads, with a rapidly growing literature
that currently co-mingles multiple mechanisms, a variety of
definitions, and different levels of effect (molecular, cellular,
organismal). Against this complex backdrop, epigenetics and
transgenerational transfer are beginning to be a focus in physiological
studies, a trend we anticipate will keep growing. As more and
more physiological studies begin to look at the transgenerational
transfer of physiological traits, it will become increasingly
important to distinguish transgenerational epigenetic transfer
from simpler non-genomic effects, and both of these from genetic
effects. This will require the actual incorporation of epigenetics
into the interpretation and design of future experiments.
The true reach of transgenerational transfer of traits through epigenetic mechanisms will likely be demonstrated in the near future. In the meantime, we should guard against unrecognized epigenetic effects introducing additional variation into physiological studies. Simply controlling for, or at least verifying, the generational history of the animal populations being studied can help reduce undesirable variation. This will ensure that physiological effects are not emerging from the expression of epigenetic phenomena. More than just guarding against epigenetic influences, however, we can extend the number of studies that actually explore epigenetics, especially when considering issues of adaptation and fitness.

Acknowledgments
We are grateful to the USA National Science Foundation for an
operating grant to W.W.B.

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