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First published online January 30, 2009
Journal of Experimental Biology 212, 576-592 (2009)
Published by The Company of Biologists 2009
doi: 10.1242/jeb.025007
Numerical investigation of the hydrodynamics of anguilliform swimming in the transitional and inertial flow regimes
St Anthony Falls Laboratory, Department of Civil Engineering, University of Minnesota, Minneapolis, MN 55402, USA
* Author for correspondence (e-mail: fotis{at}umn.edu)
Accepted 15 November 2008
| Summary |
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(inviscid flow). The net mean force is found to be
mainly dependent on the tail-beat frequency rather than the tail-beat
amplitude. The critical Strouhal number, St*, at which the
net mean force becomes zero (constant-speed self-propulsion) is, similar to
carangiform swimming, a decreasing function of Re and approaches the
range of St numbers at which most anguilliform swimmers swim in
nature (St
0.45) only as Re increases. The anguilliform
swimmer's force time series is characterized by significantly smaller
fluctuations above the mean than that for carangiform swimmers. In stark
contrast with carangiform swimmers, the propulsive efficiency of anguilliform
swimmers at St* is not an increasing function of
Re but instead is maximized in the transitional regime. Furthermore,
the power required for anguilliform swimming is less than that for the
carangiform swimmer at the same Re. We also show that the form drag
decreases while viscous drag increases as St increases. Finally, our
simulations reinforce our previous finding for carangiform swimmers that the
3-D wake structure depends primarily on the Strouhal number.
Key words: fish swimming, numerical simulations, anguilliform, carangiform, lamprey, energetics, wake structure
| INTRODUCTION |
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|
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Anguilliform swimmers differ from carangiform swimmers in body morphology
and body undulations. They typically have long narrow bodies, and the width of
the body remains almost constant from head to tail. By contrast, carangiform
swimmers have thicker bodies, with their body width decreasing at the peduncle
where the body attaches to the caudal fin. Anguilliform swimmers undulate most
of their body via a backward travelling wave whose amplitude is large
over the entire body length. For carangiform swimmers, the large-amplitude
body undulations are restricted to one-half or even one-third of the posterior
part of the body, and the undulation amplitude increases sharply in the caudal
area. The wavelength of the traveling wave is usually lower for anguilliform
swimmers (about 70% of body length) than for carangiform swimmers (about one
body length) (Videler and Wardle,
1991
). The two non-dimensional parameters that characterize steady
inline undulatory swimming, regardless of its specific mode, are the flow
Reynolds number (Re) and the Strouhal number (St) of the
undulatory body motion, which can be defined as follows
(Triantafyllou et al., 2000
;
Lauder and Tytell, 2006
):
![]() | (1) |
![]() | (2) |
is the kinematic viscosity of the water,
A is the width of the wake, which is approximated by the maximum
lateral excursion of the tail over a cycle, and f is the tail-beat
frequency.
Early work on anguilliform swimming dates back to Gray
(Gray, 1933a
;
Gray, 1933b
), who was the
first to study the body movement of eels and their propulsive mechanism. He
was the first to show that the body undulations have the form of a backward
traveling wave. More recent studies employ the state-of-the-art particle image
velocimetry (PIV) technique and digital cameras to study swimming. Muller et
al. reported that anguilliform swimmers shed two vortices per half tail-beat
cycle, which organize themselves into two distinct rows of vortices (the
so-called double-row wake) (Muller et al.,
2001
). Tytell and Lauder report a similar wake
(Tytell and Lauder, 2004
) and
calculate the swimming performance using Lighthill's elongated body theory
(Lighthill, 1960
). Carling and
Williams have carried out 2-D self-propelled simulations of eel swimming, but
the wake structure did not match the experimental results
(Carling and Williams, 1998
).
However, this discrepancy has been resolved by performing 3-D simulations and
pointing out that the 2-D simulations are not able to capture the actual 3-D
flow field (Kern and Koumoutsakos,
2006
). Fish larvae have also been studied experimentally since
their wakes resemble that of an eel but tend to die off very rapidly due to
the low Re and high viscous effects
(Muller et al., 2008
). For a
review of carangiform swimming, the reader is referred to our previous work
(Borazjani and Sotiropoulos,
2008
).
The differences in body morphology and kinematics of anguilliform and
carangiform swimmers should be expected to lead to differences in hydrodynamic
performance. In fact, according to Lighthill's elongated body theory (EBT)
(Lighthill, 1970
), carangiform
swimmers should have higher efficiency. This is because, according to the EBT,
thrust is only produced at the tail, and consequently the large undulation
amplitudes along the entire body of anguilliform swimmers produce power that
is wasted. As a result of this theoretical argument, the prevailing wisdom is
that carangiform swimmers are more efficient than anguilliform swimmers.
However, it is important to keep in mind that the EBT is inviscid and thus
inherently incapable of accounting for the effect of Reynolds number on
swimming efficiency. Nevertheless, this notion regarding the superior
efficiency of carangiform swimmers has not been proven or disproven
experimentally, presumably due to inherent methodological difficulties
encountered when attempting to estimate efficiency and power output of
self-propelled bodies, and specifically fishes, through experiments –
see Tytell's thorough review for the challenges confronting experimental
studies with live fish (Tytell,
2007
). Perhaps the most important such difficulty stems from the
lack of control over live fish, which precludes the systematic variation of
governing parameters. Even if similar conditions and total control over live
fish could be achieved in experiments, it would still be challenging to
estimate swimming performance, since obtaining 3-D flow measurements around a
swimming fish is far from straightforward. As pointed out by Tytell, the
state-of-the-art PIV technique for measuring velocities can only provide
measurements on 2-D planes while accurate estimation of swimming performance
requires the full 3-D velocity field
(Tytell, 2007
). Furthermore,
the pressure field, which is also needed to determine the hydrodynamic forces
(Dabiri, 2005
), is not easy to
measure.
As we showed in our previous paper
(Borazjani and Sotiropoulos,
2008
), numerical simulations can be used to circumvent many of the
aforementioned difficulties. Carefully designed numerical experiments with
fully controllable virtual swimmers can be used to systematically vary
governing parameters and elucidate many important issues pertaining to the
hydrodynamics of swimming over a wide range of flow regimes and body
kinematics. In a previous paper (Borazjani
and Sotiropoulos, 2008
), we focused on the hydrodynamics of
carangiform locomotion using a virtual swimmer closely modeled after the body
of a mackerel. In the current paper, we adopt our previous approach
(Borazjani and Sotiropoulos,
2008
) to carry out a systematic investigation of the hydrodynamics
of anguilliform swimming over a range of Reynolds numbers and Strouhal
numbers. Our findings are juxtaposed with those of our previous study
(Borazjani and Sotiropoulos,
2008
) to highlight the similarities and differences between the
anguilliform and carangiform modes of swimming and are also compared with
previous experimental findings available in the literature. We employ an
anatomically realistic model of a lamprey body reconstructed from a detailed
computed tomography (CT) scan of an actual lamprey. Even though our method can
easily handle an anatomically realistic lamprey, in this work all fins are
neglected due to lack of detailed kinematic data, and only the main body is
retained in the model. Such geometric simplification will of course affect the
small-scale vortices shed by the various fins but the resulting simplified
model is comparable in complexity to that of the carangiform swimmer we
studied in our previous work. The anguilliform kinematics are prescribed using
available experimental data (Hultmark et
al., 2007
), and the virtual swimmer is assumed to be swimming
along a straight line at constant speed in a uniform ambient flow. The flow
induced by the body undulations is calculated by solving the unsteady 3-D
Navier–Stokes equations using the hybrid Cartesian/immersed-boundary
(HCIB) method developed by our group
(Gilmanov and Sotiropoulos,
2005
; Ge and Sotiropoulos,
2007
; Borazjani et al.,
2008
). Calculations are carried out on fine computational meshes
to ensure sufficient numerical resolution of the viscous region near the fish
body. Similar to our previous work for carangiform swimmers
(Borazjani and Sotiropoulos,
2008
), viscous flow simulations are carried out at two Reynolds
numbers, Re=300 and 4000. Inviscid calculations are also carried out,
representing the flow in the limit of infinite Reynolds number
(Re=
). For all three cases, the Strouhal number is varied
systematically, starting from zero (rigid body case), while the swimming
speed, U (i.e. the Reynolds number), is held constant. Note that, as
in our previous work (Borazjani and
Sotiropoulos, 2008
), in order to be able to vary the Strouhal
number while maintaining U constant we simulate the flow induced by
an undulating fish that is attached to and towed by a rigid tether that
translates the fish in a stagnant fluid at constant velocity U. By
fixing the speed of the tether, U, we can obtain the desired value of
Re. The Strouhal number is adjusted by changing the fish tail-beat
frequency f – i.e. by assuming that our virtual swimmer is
trained to always undulate its tail at the desired constant frequency. For any
given combination of the so-obtained Re and St, the
simulated flow field is used to calculate the force F exerted on the
fish body by the flow. If F
0, the excess force is absorbed by the
hypothetical tether so that the net force acting on the fish is always zero
and the constant swimming velocity assumption is satisfied. In such cases, if
the hypothetical tether is instantaneously severed, the fish will either
accelerate forward or decelerate backward under the action of the excess force
F. For a given Reynolds number, we vary the Strouhal number until the
net mean force acting on the fish is zero, F=0. For such a case, the
numerical tether has obviously no effect on the fish since if it is severed
the fish will continue swimming at constant speed U. Via this
procedure we are able to find, for a given Reynolds number, the Strouhal
number for which steady, inline swimming is possible. The computed results are
analyzed to elucidate several important aspects of anguilliform swimming and
are compared with those for carangiform swimming under similar conditions.
These include, among others, the ability of anguilliform kinematics
vs carangiform kinematics to produce thrust as a function of Reynolds
number, the swimming efficiency and propulsive power requirements in the
transitional and inertial regimes, and the 3-D structure of the wake as a
function of Re and St.
The paper is organized as follows. First, we briefly describe the numerical method and present the details of the fish model and prescribed kinematics. Second, we discuss the numerical experiments of the anguilliform swimmer and compare it with the carangiform swimmer in terms of hydrodynamic forces, drag increase/reduction, swimming efficiency and the 3-D vortical structures in the wake. Finally, we summarize our findings, present the conclusions of this work and outline the areas for future research.
| MATERIALS AND METHODS |
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The numerical method has been validated extensively
(Gilmanov and Sotiropoulos,
2005
; Borazjani and
Sotiropoulos, 2008
) for flows with moving boundaries and has also
been applied successfully to simulate fish-like swimming
(Gilmanov and Sotiropoulos,
2005
; Borazjani and
Sotiropoulos, 2008
).
Fish body kinematics and non-dimensional parameters
The virtual anguilliform swimmer was created from a lamprey CT scan by
Professor Frank Fish, provided to us by Professor Lex Smits from Princeton
University. The experimental data were only available for the main body of the
lamprey and, as such, all the fins where neglected. The model is meshed with
triangular elements as required for implementing the HCIB method
(Fig. 1).
|
![]() | (3) |
; and
is the angular frequency.
The four important non-dimensional similarity parameters in fishlike
swimming are: (1) the Reynolds number based on L, the swimming speed
U, and the fluid kinematic viscosity
(Re=LU/
); (2)
the Strouhal number based on the maximum lateral excursion of the tail,
A=2hmax, and the tail-beat frequency f
(St=2fhmax/U); (3) the non-dimensional
wavelength
/L; and (4) the non-dimensional amplitude envelope
a(z/L)/L. Sometimes, the so-called slip
velocity or slip ratio, defined as
β=U/V=U/(
/k), is used instead of
non-dimensional wavelength. Using either parameter is correct. However, the
slip velocity varies with the tail-beat frequency while the wavelength and the
tail-beat frequency are independent.
In all our simulations, the
/L and the a(z)
parameters, hereafter referred to as shape parameters, are specified such that
the fish body motion is similar to the typical anguilliform swimmers' body
motion. The amplitude envelope a(z) can be approximated by
an exponential function (Tytell and
Lauder, 2004
):
![]() | (4) |
/L=0.642, as in Hultmark et
al. (Hultmark et al., 2007
![]() | (5) |
The above non-dimensional angular frequency
is used along with the
non-dimensional time tU/L in Eqn
3. Fig. 2 shows the
midlines of the fish calculated at several time instants during one tail-beat
cycle using Eqn 3, with the
amplitude envelope calculated by Eqn
4, and the coefficients and shape parameters obtained from
anguilliform swimming experiments
(Hultmark et al., 2007
).
Fig. 1C shows one instant of
such undulations imposed on the lamprey body.
|
x3=0.008L in length,
x2=0.002L in height, and
x1=0.004L in width is used to discretize
an inner cuboid with dimensions
0.2Lx0.08LxL enclosing the fish at all
times. The mesh is stretched from the faces of this smaller inner cuboid to
the boundaries of the computational domain using a hyperbolic tangent
stretching function. Note that since the anguilliform swimmer's body is
thinner relative to that of the carangiform swimmer, the inner cuboid is
smaller for the anguilliform swimmer, and smaller spacing has been used in
order to ensure a similar number of grid nodes along the width and height of
the anguilliform swimmer relative to the carangiform one. The tail-beat
period,
, is divided in 180 time steps, i.e.
t=
/180,
which is slightly smaller than that we used for the carangiform simulations
(Borazjani and Sotiropoulos,
2008
The grid sensitivity of our numerical simulations has already been
addressed in detail (Borazjani and
Sotiropoulos, 2008
) and, as such, it will not be further discussed
herein. Here it suffices to state that, based on the extensive numerical
sensitivity studies we carried out in our previous work for carangiform
swimming, the size of the computational mesh and time increment employed in
the present simulations are adequate for obtaining results that are
insensitive to further refinement of numerical parameters.
Calculation of hydrodynamic forces and swimming efficiency
The procedure we employ to calculate the hydrodynamic forces and efficiency
has already been discussed extensively
(Borazjani and Sotiropoulos,
2008
). Therefore, only a brief description is given below for the
sake of completeness.
In our simulations, the fish swims steadily along the positive
x3 direction. The component of the instantaneous
hydrodynamic force along the x3 direction (which, for
simplicity, will be denoted as F) can be readily computed by
integrating the pressure and viscous forces acting on the body as follows
(where repeated indices imply summation):
![]() | (6) |
ij is the
viscous stress tensor. The non-dimensional force coefficient
(CF) in the axial direction is defined as follows:
![]() | (7) |
is the density of the fluid.
Depending on whether F(t) is negative or positive, it
could contribute to either hydrodynamic drag, D(t), or
thrust, T(t). To separate the two contributions, we adopt
the force decomposition approach proposed by Borazjani and Sotiropoulos
(Borazjani and Sotiropoulos,
2008
):
![]() | (8) |
![]() | (9) |
The numerical details for calculating the various surface integrals
involved in the above equations in the context of the HCIB numerical method
can be found in Borazjani (Borazjani,
2008
). A detailed validation study demonstrating the accuracy of
our numerical approach for calculating the viscous and pressure components of
the hydrodynamic force can be found in Borazjani
(Borazjani, 2008
) and Borazjani
and Sotiropoulos (Borazjani and
Sotiropoulos, 2008
).
The power loss due to lateral undulations of the fish body is calculated as
follows:
![]() | (10) |
is the time derivative of the
lateral displacement (i=2 direction), i.e. the velocity of the
lateral undulations.
The Froude propulsive efficiency (
) based on the thrust force for
constant speed inline swimming is defined as follows (see
Tytell and Lauder, 2004
):
![]() | (11) |
is the mean thrust force over
the swimming cycle, U is the steady swimming speed, and
side is the mean power
loss over the swimming cycle due to lateral undulations.
The Froude efficiency based on the elongated body theory (EBT) for steady
swimming is given as follows (Lighthill,
1969
):
![]() | (12) |
![]() | (13) |
In the above equation the quantity
is defined as:
![]() | (14) |
It is important to note that the Froude efficiency equation
(Eqn 11) can only be applied
under inline, constant-speed swimming when the thrust force is balanced
exactly by the drag force, and the net force acting on the fish body is zero
(Borazjani and Sotiropoulos,
2008
). If this equilibrium condition is violated, the fish will
either accelerate or decelerate, the velocity U will no longer be
constant, and Eqn 11 is not
meaningful. Therefore, the propulsive efficiency is only computed at the
critical Strouhal number (St*) for which the net force
F acting on the fish body is zero, as in Borazjani and Sotiropoulos
(Borazjani and Sotiropoulos,
2008
).
| RESULTS AND DISCUSSION |
|---|
|
|
|---|
. For Re=300 and 4000,
the Strouhal number is varied incrementally from zero (rigid body case) until
the mean net force on the fish body becomes greater than zero (see below for
details). For Re=
, simulations are carried out over a narrower
range of Strouhal numbers centered around the value at which the net force on
the fish crosses zero.
To begin our discussion, Fig.
3 shows the time history of the instantaneous hydrodynamic axial
force coefficient CF (see
Eqn 7) as a function of Strouhal
number for Re=4000 for both anguilliform and carangiform swimmers; in
this and all subsequent figures where we include results for carangiform
swimming, these results are from Borazjani and Sotiropoulos
(Borazjani and Sotiropoulos,
2008
). Recall that in our simulation the virtual swimmer cannot
move and, thus, the net hydrodynamic force is absorbed by the hypothetical
tether that holds the fish in place. In other words, the force shown in
Fig. 3 is the net force that
would be available to accelerate the fish either forward or backward
(depending on its sign) at the instant when the hypothetical numerical tether
is removed. Given the sign convention we introduced in the previous section,
CF>0 when T>D, i.e. when the
thrust force exceeds the drag force and the net force on the body is in the
direction of the fish motion. To facilitate our discussion and as in Borazjani
and Sotiropoulos (Borazjani and
Sotiropoulos, 2008
) we shall refer to this situation as the net
force being of thrust type. Similarly, the situation with
CF<0 will be referred to as the net force being of drag
type. Such notation is used herein to characterize the direction of the net
force and should not be confused with the terms thrust or drag force, which
refer only to the thrust or drag portions of the instantaneous net force (see
Eqns 8,
9). The values of
CF in Fig.
3 and in all subsequently presented figures have been scaled with
the axial force coefficient calculated for the rigid body fish (St=0)
at the same Reynolds numbers. The line corresponding to the force acting on
the rigid body CF=–1 is marked in
Fig. 3 to readily gauge the
level of the net force for each St relative to the rigid body
drag.
|
Fig. 3 reveals a number of
important similarities and differences between the anguilliform and
carangiform modes of aquatic swimming. With reference to our previous findings
(Borazjani and Sotiropoulos,
2008
), the following trends are shared by both modes of
swimming:
0.3, the
undulations of the body cause a net force of drag type with a magnitude
greater than the drag force of the rigid fish at the same Reynolds number.
That is, low Strouhal number body undulations cause the magnitude of the
drag-type net force to increase over that of the rigid body. For higher
Strouhal numbers (0.3<St<St*), the
undulations of the body cause a net force also of drag type but of lower
magnitude than the corresponding rigid body net force. It is important to note
that even though Fig. 3 shows
results only for Re=4000, similar plots for Re=300 and
(not shown) exhibit essentially all the above qualitative trends. The
only quantitative difference among the various Reynolds numbers is the value
of St* at which the net force sign transition occurs. This
issue will be revisited later in our discussion. The above similarities notwithstanding, Fig. 3 also reveals an important difference between anguilliform and carangiform swimming. Namely, there is a profound difference in the amplitude of the fluctuations of the axial force coefficient above the respective mean value. It is evident from Fig. 3 that carangiform swimming is characterized by significantly higher (up to four times larger) fluctuation amplitudes above the mean than anguilliform swimming. To further analyze this important difference, Fig. 4 compares the time evolution of the axial force coefficient and its pressure and viscous components at Re=4000 and the respective St* for the two modes of swimming. It is evident from this figure that for both swimming modes the fluctuations of the total force are primarily due to fluctuations in the pressure component of the force since the viscous contribution exhibits only very mild undulations about the mean. Carangiform swimmers, therefore, seem to exhibit significantly larger fluctuation amplitudes of the pressure force than anguilliform swimmers. To quantify this important aspect of undulatory swimming, in Fig. 5 we plot the root-mean-square (rms) of the axial force coefficient fluctuations normalized by the rigid body drag coefficient. It is evident from this figure that the rms values for the carangiform swimmer are much larger than the corresponding values for the anguilliform swimmer. Furthermore, it is also observed that as St and Re increase the intensity of the force fluctuations also tends to increase for both swimmers.
|
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The difference in the intensity of force fluctuations between the two modes
of swimming points to the conclusion that, at the limit of constant-speed,
inline-swimming, anguilliform swimmers should be able to swim smoother than
carangiform swimmers exhibiting significantly less velocity fluctuations. This
conclusion is in fact in agreement with experimental observations.
Observations of swimming eels (anguilliform) have revealed about 10% velocity
fluctuations about the mean velocity U
(Muller et al., 2001
) while
swimming mullets (carangiform) have been found to exhibit velocity
fluctuations more than 23% of the mean
(Muller et al., 1997
).
As we reported previously (Borazjani and
Sotiropoulos, 2008
) for carangiform swimming,
St* is also a function of the Reynolds number for
anguilliform swimming. To illustrate this dependence, in
Fig. 6 we plot the variation of
the mean net axial force coefficient,
F (averaged over several
swimming cycles and scaled by the corresponding value for the rigid body at
the same Reynolds number), with St for all three simulated Reynolds
numbers. Comparing the results in Fig.
6 with those reported in fig.
4 in Borazjani and Sotiropoulos
(Borazjani and Sotiropoulos,
2008
) for carangiform swimming, the following observations can be
made.
|
As St is increased, the mean net force, while remaining of drag
type, is gradually diminishing in magnitude and ultimately its magnitude
becomes smaller than that acting on the rigid body. The Strouhal number at
which this transition occurs appears to be the same for both Reynolds numbers
but different for the two swimming modes (St
0.25 and 0.3 for
carangiform and anguilliform swimmers, respectively).
As the St is further increased above a critical threshold
(St*), the force becomes positive in the mean, which marks
the transition from a mean net force of drag type to a mean net force of
thrust type. As in carangiform swimming, St* is a
decreasing function of Reynolds number: St*=1.3, 0.62 and
0.45 for Re=300, 4000 and
, respectively, for anguilliform
swimming while St*=1.08, 0.6 and 0.26 for Re=300,
4000 and
, respectively, for carangiform swimming.
St* approaches the range of Strouhal numbers at which
most anguilliform swimmers swim in nature (St
0.3–0.5)
(Fish and Lauder, 2006
;
Muller et al., 2008
) for
Re>4000.
Similar to carangiform swimming, for each Re there is a unique
St* at which steady inline swimming is possible for the
anguilliform swimmer. This finding confirms our previous assertion
(Borazjani and Sotiropoulos,
2008
) that, in addition to efficiency considerations
(Triantafyllou and Triantafyllou,
1995
; Triantafyllou et al.,
2000
), for a given Reynolds number fishes select the St
at which they will undulate their body because this is the only Strouhal
number at which they can produce enough thrust to cancel the drag they
generate to swim steadily.
Effect of amplitude envelope on
F
It is well known that some fish vary their tail-beat amplitude as they
accelerate. Bainbridge states that at low tail-beat frequencies (3–5 Hz)
the amplitude increases with frequency and speed for three different fishes;
namely dace, trout and goldfish
(Bainbridge, 1958
). Tytell
reports that frequency, wave speed and tail-tip velocity increase
significantly with increasing swimming speed while tail-beat amplitude
increases only slightly (Tytell,
2004
). Donley and Dickson report that the tail-beat amplitude
increases with speed in chub mackerel but not in kawakawa tuna
(Donley and Dickson, 2000
).
For eels, different tail-beat amplitude has been reported, e.g.
0.09–0.1L (Muller et al.,
2001
), 0.089L
(Hultmark et al., 2007
) and
0.069L (Tytell and Lauder,
2004
). In our previous work for carangiform swimmers
(Borazjani and Sotiropoulos,
2008
) we did not investigate this effect as we kept the tail-beat
amplitude constant. Here we explore the effect of this parameter for the
anguilliform virtual swimmer.
As discussed previously, there are four parameters in fishlike swimming:
Re, St,
and a(z)/L. We keep all
the non-dimensional parameters constant and only change the amplitude envelope
by increasing amax to 0.1L from 0.089L.
Fig. 7 shows the effect of the
amplitude envelope increase on the mean axial force coefficient
F. It can be observed that
for the low Re case (Re=300), the overall effect is very
small and the
F for the
larger amax is only slightly reduced at the same Strouhal
number. For the higher Re case (Re=4000 and inviscid),
however, the value of
F
for amax=0.1 is less than the usual
F at the same St
by a larger margin. Remember that in order to keep the St constant
while increasing the amax, the tail-beat frequency
f should decrease. It appears that at a higher Re, frequency
is more important than amplitude in generating thrust due to the dominant role
of inertial forces. However, at lower Re, where inertial forces are
less important, the effect of f (or time period) becomes less
significant.
|
Swimming efficiency
As already discussed above and in our previous work
(Borazjani and Sotiropoulos,
2008
), Eqn 11 is
meaningful to calculate the Froude efficiency only at St*,
when the assumption of constant swimming speed is valid. In
Table 1, the so-computed Froude
efficiency is given for different Reynolds numbers at the corresponding value
of St* using the EBT
(Eqn 12), EBT-2
(Eqn 13) and direct (CFD)
calculation (Eqn 11) for both
carangiform and anguilliform swimmers.
|
A striking new finding that follows from
Table 1 is that, unlike
carangiform swimmers for which the Froude efficiency is a monotonic function
of Re and is maximized at Re=
, for anguilliform
swimmers the efficiency calculated by the CFD method is maximized somewhere in
the transitional regime. As seen in Table
1, the efficiency increases from Re=300 to 4000 and then
decreases at Re=
. Note that the two EBT methods cannot capture
the apparent peak at lower Re since they are inviscid methods and
thus inherently not applicable to the transitional flow regime in which
viscous forces are still significant.
Comparing the two modes of swimming, it is observed that the carangiform
swimmer has a higher efficiency at Re=
while the anguilliform
swimmer has a higher efficiency at Re=4000. Both carangiform and
anguilliform swimmers are very inefficient at low Re
(Re=300) with similar Froude efficiency of about 18%. To the best of
our knowledge, this is the first time that the effects of scale (Re)
on propulsive efficiency are so clearly demonstrated for different modes of
swimming.
The decrease in Froude efficiency for the anguilliform swimmer in the
inviscid environment can be readily explained by the fact that anguilliform
swimmers propel themselves as an undulatory pump
(Muller et al., 2001
); i.e.
each part of the body generates thrust by accelerating the adjacent fluid. To
demonstrate this more clearly, Fig.
8 shows a diagram with the force balance on an infinitesimal
element of an undulating pump with a traveling wave velocity V and
swimming velocity U. The element `sees' an effective flow velocity
coming toward it, which can be decomposed into components normal
(
)
and tangential
(
)
to the element. Such local relative flow exerts hydrodynamic forces in the
normal (Fn) and tangential (Ft)
directions as shown in the figure. The components of Fn
and Ft along the swimming direction, denoted as
Tn and Tt, respectively, contribute to
the net force Tnet exerted on the infinitesimal element.
In the inviscid environment, accelerating the adjacent fluid by viscous forces
is not possible as the fluid slips over the fish body, i.e.
Ft=Tt=0, and as such the net thrust
force is reduced. In the viscous environment, on the other hand, the adjacent
fluid is accelerated by the swimmer's body due to the no-slip condition, and
the viscous shear force increases Tt, thus contributing to
a larger Tnet.
|
For carangiform swimmers, the body undulations are concentrated in their
caudal fin area and, as such, they generate thrust via a drastically
different, lift-based mechanism that is similar to that in heaving and
pitching foils. Let us illustrate the thrust generation for carangiform
swimmers by treating the caudal fin as a foil moving with swimming velocity
U in the horizontal direction while undulating with velocity
Utail in the vertical direction as shown in
Fig. 9. The flow velocity
relative to the foil is Ur and makes an angle with the
foil cord. Therefore, the foil experiences both drag and lift forces,
FD and FL, respectively. Both
FD and FL have components in the
swimming direction, denoted as TD and
TL, respectively. As seen in
Fig. 9, the lift generated
thrust TL acts to increase the net thrust force
Tnet while the drag-generated thrust
TD reduces it. In the inviscid environment, friction drag
is zero, which reduces the drag force and causes the net force to increase. A
more detailed discussion of these heuristic, albeit insightful, arguments that
provide a qualitative explanation for the higher efficiency of carangiform
swimmers relative to anguilliform swimmers at Re=
can be found
in Borazjani (Borazjani,
2008
).
|
U3L2, and the values are reported
in Table 2.
|
The results in Table 2
clearly show that the power required by both anguilliform and carangiform
swimmers decreases as Re increases. This trend was also observed
experimentally for trout swimming by Tytell, who reported that the wasted
power estimate decreases with swimming speed, at least for the few swimming
speeds for which experimental data are available
(Tytell, 2007
). However,
Tytell also reported that the eel's wasted power does not vary appreciably
with swimming speed (Tytell,
2007
). It is important to note, however, that Tytell cautioned
about deriving firm conclusions from relatively few experimental measurements
that are not adequate to distinguish in a statistically meaningful manner real
differences among species from random variability among individuals.
In conjunction with the conclusions reached in the previous section in
terms of the Froude efficiency, the swimming power calculations presented in
Table 2 do show that, as
Re is increased, carangiform swimming not only becomes more efficient
but also requires less power for propulsion
(Borazjani and Sotiropoulos,
2008
). For anguilliform swimmers, on the other hand, the swimming
power decreases as Re increases but, as already discussed in a
previous section, the thrust force also decreases with increasing Re.
The lower thrust force causes the Froude efficiency to decrease, thus making
the anguilliform mode of BCF swimming less efficient at higher swimming
speeds.
The results in Table 2
further show that, at a given Re, anguilliform swimmers need less
power than carangiform swimmers, which is very much consistent with the
experimental wasted power estimates provided by Tytell
(Tytell, 2007
). If the power
requirement, rather than the Froude efficiency, is used as a measure of
swimming efficiency, as recommended by Schultz and Webb
(Schultz and Webb, 2002
), then
our results show that the anguilliform swimmers are more efficient than
carangiform swimmers. This striking finding could be due to either the
morphology of the fish body or the specific BCF kinematics. In order to
explore this very important question, we are currently carrying out
self-propelled simulations with the mackerel and lamprey bodies each swimming
with both kinematics (i.e. a mackerel will be made to swim both as a mackerel
and an eel!). The results of these simulations, which we hope will settle this
major issue, are beyond the scope of this work and will be presented in a
future communication.
Table 2 also shows that, for
a given Re, the power requirement of undulatory swimming is higher
than that required to tow the rigid fish at the same speed both for the
anguilliform and carangiform swimmers. As previously discussed
(Borazjani and Sotiropoulos,
2008
), all the kinematic and computational models to date have
shown the same trend (for a review, see
Schultz and Webb, 2002
).
However, this finding is in contrast with the results of Barrett et al.
(Barrett et al., 1999
), who
showed through experimental measurements with a robotic fish that the power
required for the tethered fish to move at constant speed U with
undulatory body motion is less than that for the rigid body. It is important
to point out, however, that whether body undulations increase or decrease the
power required for swimming at all Re cannot be conclusively resolved
by our work, and simulations at much higher Re will be required for
definitive conclusions – see Borazjani and Sotiropoulos
(Borazjani and Sotiropoulos,
2008
) for a more detailed discussion.
Finally, it is worth mentioning here that some of the numerical values we
present in Table 2 are
reasonably close to the experimental values of wasted power reported by Tytell
(Tytell, 2007
). In
Table 2, we non-dimensionalized
the power by
U3L2, while Tytell
scaled his power estimate values by

U3S, where S is the fish
surface area: 0.18L2 for eel, 0.54L2
for trout and 0.69L2 for bluegill. Upon
non-dimensionalizing our calculated power coefficients at Re=
using Tytell's approach (Tytell,
2007
), and assuming that the S values for eel and trout
are good estimates for a lamprey and a mackerel, respectively, we obtain
side-power coefficient values of 0.002 for the anguilliform swimmer (lamprey)
and 0.0015 for the carangiform (mackerel) swimmer. The calculated value for
the anguilliform swimmer is strikingly close to the corresponding value of
0.004 reported by Tytell for eel (Tytell,
2007
). The computed value for the mackerel swimmer, on the other
hand, is of the same order of magnitude as the 0.007 value reported by Tytell
for trout but the larger discrepancy in this case could, at least in part, be
due to the fact that we have assumed that the surface area S of the
trout is a good approximation to that for the mackerel. Even though, and as we
already mentioned above, the experimental values reported in Tytell's work
(Tytell, 2007
) are too few to
obtain statistically meaningful wasted power estimates representative of
various species, the reasonable agreement between our simulations and the
experimental values is certainly encouraging and noteworthy.
Is undulatory locomotion drag-reducing or drag-increasing?
As discussed extensively in Borazjani and Sotiropoulos
(Borazjani and Sotiropoulos,
2008
), some previous work indicated that undulatory motion is drag
increasing (Lighthill, 1971
;
Fish et al., 1988
;
Fish, 1993
;
Liu and Kawachi, 1999
;
Anderson et al., 2001
), while
Barrett et al. concluded it is drag reducing
(Barrett et al., 1999
). We
previously reconciled these conflicting results for carangiform swimmers by
decomposing the net force into drag and thrust components as in Eqns
8 and
9 and decomposing the total drag
into friction and form drag as in eqn
7 of Borazjani and Sotiropoulos
(Borazjani and Sotiropoulos,
2008
). The major trends revealed in Borazjani and Sotiropoulos
(Borazjani and Sotiropoulos,
2008
) are also observed for anguilliform swimmers, as shown in
Fig. 10, which depicts the
total, form and friction drag forces normalized by the rigid body drag for the
anguilliform case. These similarities are discussed below with reference to
fig. 5 of Borazjani and
Sotiropoulos (Borazjani and Sotiropoulos,
2008
) for the carangiform results.
|
0.3 it decreases below the rigid body drag
for both Reynolds numbers. Beyond that point, however, a distinctly different
behavior is observed for the two Re. For both anguilliform and
carangiform swimmers at the lower Reynolds number (Re=300) and for
St>0.3 the drag starts increasing again above the rigid body
threshold while for Re=4000 the drag is reduced monotonically,
asymptoting toward an approximately constant value – approximately 75%
and 90% of the rigid body drag at St=0.6 for carangiform and
anguilliform, respectively.
In both carangiform and anguilliform swimming modes, the friction drag force increases monotonically with Strouhal number while the form drag initially increases and then decreases, asymptoting toward zero at about St>0.6 for both Reynolds numbers. As one would anticipate, the friction drag is the major contributor to the total drag force at Re=300 and is responsible for the monotonic increase of the total drag force for St>0.3. For Re=4000, the friction drag is higher than the form drag but varies only mildly with Strouhal number, increasing from 0.66 for the rigid body to an asymptotic limit of 0.75 for St>0.5. Consequently, the variation of the total drag for this case is dominated by the non-monotone variation of the form drag, which, as mentioned above, initially increases at the lowest St and then asymptotes to zero for St>0.6.
The above results for anguilliform swimmers reinforce our previous findings
(Borazjani and Sotiropoulos,
2008
) and show that, independent of the swimming mode and fish
morphology, undulatory swimming increases the friction drag, which is the
major contributor to the total drag at low Re. However, at high
enough Re (e.g. Re=4000), the importance of viscous stresses
diminishes, the friction drag tends to become fairly insensitive to the
Strouhal number, and the variation of the total drag mimics essentially that
of the form drag, which is reduced by the undulatory motion. It is, of course,
important to note that the reduction in the form drag at higher St is
not for free. As we have already pointed out
(Borazjani and Sotiropoulos,
2008
), the fish has to beat its tail faster to achieve drag
reduction at higher St and thus needs to expend more power to
accomplish this.
The physical mechanism that leads to the observed reduction in form drag in
anguilliform swimming turns out to be exactly the same as in carangiform
swimming and is governed by the ratio of the undulatory wave phase velocity
V to the swimming speed U
(Borazjani and Sotiropoulos,
2008
). We show this in Fig.
11 by plotting instantaneous streamlines and pressure contours at
the mid-plane of the anguilliform swimmer in the frame of reference moving
with the undulatory wave phase velocity V for Re=4000 and
St=0 (rigid body), 0.2 (U/V=1.39) and 0.4
(U/V=0.69). Note that the moving frame of reference is
selected because, in the case of a swimming fish, flow separation occurs
relative to the undulating body and can only be visualized clearly in the
frame of reference that moves with the body wave velocity V –
see Shen et al. (Shen et al.,
2003
) for a detailed discussion of this issue. As seen from
Fig. 11A, the flow around the
rigid body (St=0) does not separate as one would anticipate given the
highly streamlined and slender body shape. As the body begins to undulate,
however, and as long as V is less than U, the flow separates
at the posterior of the body (see results in
Fig. 11B for St=0.2)
because the undulatory body wave is such that it acts to retard the near-wall
flow relative to the free stream. The onset of separation explains the initial
increase of the form drag force relative to the rigid body drag observed in
Fig. 10. At St
sufficiently high for the condition V>U to be satisfied
(St>0.28 in our case), separation is eliminated (see
Fig. 11C for St=0.4)
and the drag force is reduced below that of the rigid body drag at the same
Re. In this case, the motion of the undulating fish body is
piston-like and acts to accelerate the slower moving ambient fluid, thus
creating a positive (stagnation) pressure region at the posterior portion of
the fish body, which reduces the form drag – this is clearly evident in
the pressure contours shown in Fig.
11C. This argument is entirely consistent with the results
previously shown in Fig. 10,
which reveal that for the viscous flow simulations the drag force is first
reduced below that of the rigid body for St>0.3. This Strouhal
number is very close to the St=0.28 value above which the condition
V>U is satisfied for the anguilliform swimmer.
|
|
In our previous simulations for the tethered carangiform swimmer, we found
a reverse Karman street wake consisting of a single row of vortices for the
inviscid, constant swimming speed case (St*=0.26), which
is the case that corresponds closer (both in terms of Re and
St) to the data available in the literature experiments with live
carangiform swimmers (Borazjani and
Sotiropoulos, 2008
). On the other hand, for the tethered
anguilliform swimmer, we find a double row of vortices for the constant
swimming speed, inviscid flow case (St*=0.45), which is
also the case that corresponds closer to the data available in the literature
experiments with live anguilliform swimmers. This is shown in
Fig. 13, in which we plot the
simulated near-wake velocity and vorticity fields in the horizontal symmetry
plane of the anguilliform swimmer at Re=
and St=0.45.
The computed results are very similar to experimental measurements for a
freely swimming eel obtained using PIV – see figs
3 and
6 of Muller et al.
(Muller et al., 2001
),
fig. 5 of Tytell and Lauder
(Tytell and Lauder, 2004
) and
fig. 6 of Hultmark et al.
(Hultmark et al., 2007
).
|
|
,
St=0.45). This wake pattern is distinctly different from the
single-row wake as it is characterized by the lateral divergence and spreading
of the vortices away from the body in a wedge-like arrangement.
|
Our results for anguilliform swimmers reinforce our previous finding for
carangiform swimmers (Borazjani and
Sotiropoulos, 2008
) that for a fixed Reynolds number both the
single- and double-row wake structures can emerge depending on the St
number. Typically, at low St the single-row wake structure is
observed (see Fig. 14A) while
at high St the wake splits laterally and the double-row pattern
emerges (Fig. 14B,C). As
discussed previously (Borazjani and
Sotiropoulos, 2008
), the dependence of the wake structure on the
St number is to be expected since, by definition (see
Eqn 2), the Strouhal number can
be viewed as the ratio of the mean lateral tail velocity to the axial swimming
velocity. Therefore, at high St, the vortices shed by the tail tend
to have a larger lateral velocity component that advects them away from the
centerline, causing them to spread in the lateral direction. Nevertheless, and
as also discussed in Borazjani and Sotiropoulos
(Borazjani and Sotiropoulos,
2008
), the St at which the transition from the single- to
the double-row wake structure occurs depends on the Reynolds number.
|
In Figs 15,
16,
17, we visualize the 3-D
structure of anguilliform wakes by plotting instantaneous iso-surfaces of the
q-criterion (Hunt et al.,
1988
) for Re=300, 4000 and
, respectively. The
quantity q is defined as
q=
(||
||2–||S||2),
where S and
denote the symmetric and antisymmetic parts of
the velocity gradient, respectively, and ||.|| is
the Euclidean matrix norm. According to Hunt et al.
(Hunt et al., 1988
), regions
where q>0 – i.e. regions where the rotation rate dominates
the strain rate – are occupied by vortical structures. For each
Re we show two St numbers corresponding to the single- and
double-row vortex patterns.
|
For the double-row anguilliform wake, each vortex loop has two legs with
slender ends, which are stretched to braid in the inside of the previous
vortex loop in the same vortex row (Fig.
16A). The skeleton of this structure is very similar to the
double-row structure obtained from the experiments with a pitching panel
(Buchholz and Smits, 2008
). By
contrast, in the double-row carangiform wake [see
fig. 11A in Borazjani and
Sotiropoulos (Borazjani and Sotiropoulos,
2008
)], each vortex loop is not as circular as in the anguilliform
case and consists of very complex and highly 3-D coherent structures connected
together through complex columnar vortices
(Borazjani and Sotiropoulos,
2008
). Finally, for both anguilliform and carangiform swimmers in
the inviscid case, the single-row wake consists of connected vortex loops,
which are flatter in shape and stretched in the streamwise direction
(Fig. 17B). The double row, on
the other hand, exhibits smaller structures than the Re=4000 case,
and the complexity of the wake has increased further
(Fig. 17A).
The above observations reinforce our previous conclusion for the
carangiform case that the St is the main parameter governing the 3-D
structure of the wake. Both types of wake structures have been observed,
depending on St, for both anguilliform and carangiform virtual
swimmers, which not only have different body morphology but also different
swimming kinematics. This conclusion is also supported by the discussion in
Muller et al. (Muller et al.,
2008
) and is consistent with what has been observed in nature: the
anguilliform swimmers usually swim at higher St numbers (adult eel,
0.3–0.4; larval zebrafish, 0.35–2.0), where the double-row wake
structure prevails, while the carangiform swimmers swim at lower St
(0.2–0.35), where the single-row structure is found in our
simulations.
Concluding remarks
In this companion paper to our previous work
(Borazjani and Sotiropoulos,
2008
), we constructed a virtual anguilliform swimmer and employed
it to elucidate the hydrodynamics of this type of locomotion and compare it
with carangiform swimming. The virtual tethered anguilliform swimmer allowed
us to perform controlled numerical experiments under the same conditions as
the carangiform swimmer (i.e. similar Reynolds and Strouhal numbers) and
systematically compare the relative performance of these two modes of
undulatory swimming. As such, we were able to pose and answer questions that
cannot be tackled experimentally due to the inherent difficulties in
performing and analyzing the results of controlled experiments with live fish.
The most important findings of our work are summarized as follows.
Anguilliform swimmers generate thrust more smoothly than carangiform swimmers in the sense that they exhibit net force fluctuations with significantly lower rms than carangiform swimmers. This finding explains why anguilliform swimmers are able to swim with less variation in their swimming velocity than carangiform swimmers, as observed in experiments with swimming eels.
The Froude efficiency of anguilliform swimmers has a peak within the
transitional Re in stark contrast with carangiform swimmers, whose
efficiency is maximized in the limit of Re=
.
Anguilliform swimmers are characterized by less power loss than carangiform swimmers at all simulated Re. However, for both swimmers the power loss decreases as Re is increased and, at all simulated Re, is higher than the power needed for towing the rigid fish at the same Re.
Increasing frequency while decreasing the tail-beat amplitude to keep
St and all other parameters constant increases the axial force
coefficient
F,
particularly at higher Re (e.g. Re>4000). This suggests
that the frequency of the undulations is more important than the amplitude in
thrust generation.
Our simulations confirmed that many of our previous findings for
carangiform swimming (Borazjani and
Sotiropoulos, 2008
) are also valid for anguilliform swimming, thus
suggesting that there are several aspects of undulatory BCF locomotion that do
not depend on the specific mode of swimming. These include the following:
In the comparisons of the anguilliform and carangiform virtual swimmers presented in this work, both the body morphology and kinematics were different. Therefore, the present work cannot conclusively determine whether the differences we found in swimming performance are due to form or kinematics. It is reasonable to anticipate that both morphology and kinematics should play a role but to what extent each factor contributes is not known. In our future work, we will quantify the effects of each variable in the performance of these two modes of swimming by carrying out self-propelled simulations of a lamprey swimming like a mackerel and a mackerel swimming like a lamprey. These simulations are underway and will be reported in a future communication.
LIST OF SYMBOLS AND ABBREVIATIONS
F

side


EBT




ij

| Acknowledgments |
|---|
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|---|
|
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