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First published online December 26, 2008
Journal of Experimental Biology 212, 217-224 (2009)
Published by The Company of Biologists 2009
doi: 10.1242/jeb.026096
O2 store management in diving emperor penguins
Center for Marine Biotechnology and Biomedicine, Scripps Institution of Oceanography, University of California, San Diego, La Jolla, CA 92093-0204, USA
* Author for correspondence (e-mail: pponganis{at}ucsd.edu)
Accepted 2 November 2008
| Summary |
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Key words: aerobic dive limit, blood sampler, emperor penguin, hemoglobin, lactate, nitrogen, oxygen electrode, oxygen store, shunt
| INTRODUCTION |
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Therefore, in order to increase our understanding of O2 store
management and the physiological basis of the ADL, we reviewed blood oxygen
partial pressure (PO2) profiles and analyses of
blood samples from diving emperor penguins (Aptenodytes forsteri) for
findings indicative of blood flow patterns and the utilization of
O2 stores during dives. Emperor penguins diving at an isolated dive
hole are particularly appropriate for such investigations because the ADL has
been determined by post-dive blood lactate measurements to be 5.6 min, and
neither the respiratory nor the blood O2 stores are depleted at the
ADL (Ponganis et al., 1997
;
Ponganis et al., 2007
;
Stockard et al., 2005
). For
dive durations beyond the 5.6 min ADL, post-dive blood lactate concentrations
are elevated.
We had two primary hypotheses. First, we hypothesized that the maintenance of gas exchange with the large respiratory O2 store in emperor penguins contributes to significant O2 transfer from the respiratory system to the blood during dives. Second, we hypothesized that muscle is isolated from the blood O2 store during dives, i.e. muscle blood flow and blood-to-muscle O2 transfer stop during dives. In particular, we reasoned that blood PO2 profiles during dives should be a reflection of (a) pulmonary gas exchange, (b) a reduction in cardiac output secondary to the bradycardia of diving, and (c) changes in blood O2 extraction due to the reduction/redistribution of organ blood flow secondary to both the fall in cardiac output and peripheral vasoconstriction during dives.
| MATERIALS AND METHODS |
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All partial pressures are expressed, as measured, in mmHg (7.5 mmHg=1 kPa). Means are expressed ±s.d. Significance was assumed at P<0.05. All procedures were approved under a UCSD Animal Subjects Committee protocol and US Antarctic Treaty Permit.
|
Blood sample analyses
In addition to collection of blood samples from birds at rest
(Ponganis et al., 2007
) and
from diving birds, occasional blood samples were also manually collected from
birds under anesthesia and from restrained birds during surface intervals.
Blood gas (PO2, PCO2 and
pH) and lactate concentration analyses on these samples were conducted with a
Series 200 i-STAT Portable Clinical Analyzer (CG4+ cartridge, Abbott Point of
Care Inc., East Windsor, NJ, USA) at 37°C
(Stockard et al., 2007
).
O2 content was determined with a Tucker chamber technique (Models
SI 782 O2 meter and 1302 O2 electrode, Strathkelvin,
Motherwell, UK) (Tucker,
1967
). Blood N2 content was determined with the Van
Slyke technique (Ponganis et al.,
1999
). The N2 solubility coefficient (1.44 ml
N2 per 100 ml blood per atmosphere N2) was determined in
blood tonometered with ambient air or 100% N2 at 38°C. Hb
concentration was determined with a cyanmethemoglobin spectrophotometric
technique (Stockard et al.,
2007
). Blood samples were analyzed within 10 min of collection.
Blood gas, O2 content, lactate concentration and
PN2 were stable for as long as 4 h at room
temperature in the blood gas syringes (Model 4041, Sims Portex, Keene, NH,
USA).
| RESULTS |
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Dive durations and maximum depths of penguins equipped with the blood
sampler ranged from 3 to 12.8 min and 28 to 55 m, respectively. These depths
and durations were within the range of dive durations exhibited by birds
without such a large recorder. However, as previously observed in emperor
penguins equipped with and without a Crittercam camera
(Ponganis et al., 2000
), the
increased drag of the larger unit probably resulted in dives of shorter
duration. Nonetheless, dive durations as long as 12.8 min did occur in birds
equipped with the sampler. Arterial blood samples were obtained 2.1, 2.8 and
5.2 min into dives of 4.4, 10.1 and 10.5 min duration in one bird. Venous
samples were obtained 1.1, 1.7, 2.2, 2.3, 3.2 and 10.5 min into dives of 7.3,
7.8, 4.1, 3.0, 6.6 and 12.8 min duration in four birds. In general, the number
of samples obtained was limited by (1) the design of the sampler (one sample
per dive and size of the unit), (2) the time required for filling the syringes
at these shallow depths (1 min per syringe), (3) our inability to predict the
duration of a dive when trying to obtain samples late in a dive, and (4) a
frequent lack of interest in diving that occurred after a bird was restrained
and equipped with the sampler but which resolved itself after removal of the
sampler.
PO2 profiles
Arterial PO2 profiles during dives (see
Fig. 3) revealed that (1)
pre-dive PO2 was usually elevated above the
previously reported level (68 mmHg) for emperor penguins at rest
(Ponganis et al., 2007
), (2)
PO2 consistently increased during the early
part of the dive, usually peaking at the end of the initial descent of the
dive, (3) at similar depths (Fig.
4) these peak arterial PO2 values
were distinctly less than the previously measured peak air-sac
PO2 values
(Stockard et al., 2005
), (4)
arterial PO2 declined as the dive progressed,
resulting in final PO2 values similar to those
previously reported for air-sac and venous PO2
(Fig. 5), and (6) prior to the
next dive, post-dive arterial PO2 reached 68
mmHg within 1.92±1.89 min (N=53).
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Venous PO2 profiles during dives (Figs
6 and
7) were remarkable for their
variable patterns. During the pre-dive period, venous
PO2 often fluctuated; it decreased prior to the
start of the dive in 51% of dives (see Fig.
6 for an example). Pre-dive venous
PO2 ranged from 21 to 82 mmHg (mean
44±12 mmHg), and initial dive PO2 ranged
from 24 to 79 mmHg (mean 45±12 mmHg). In 61% of dives, pre-dive venous
PO2 was greater than that (41 mmHg) of birds at
rest (Ponganis et al., 2007
).
Dive duration was very weakly, but significantly, related to each of these
variables (Fig. 8; pre-dive
PO2: y=0.113x+1.18,
R2=0.08, P<0.05; initial
PO2: y=0.099x+1.18,
R2=0.06, P<0.05). In 90% of dives, the venous
PO2 increased transiently (within the first 3
min in 78% of dives) with a maximum PO2 of
53±18 mmHg (range 28–129 mmHg) and a mean increase in
PO2 of 11±12 mmHg (range 2–76
mmHg). Small transient increases could occur later and more than once during a
dive (see Fig. 7). Maximum
venous PO2 during a dive was >68 mmHg in 15%
of dives, and >41 mmHg in 71% of dives; again, these levels correspond to
the arterial and venous PO2 values of emperor
penguins at rest (Ponganis et al.,
2007
). Regression analysis revealed that dive duration was not
significantly related to the maximum venous PO2
during a dive. During short dives, the increase in venous
PO2 could result in final venous
PO2 values that were greater than the
start-of-dive venous PO2 [see
figure 2 in Ponganis et al.
(Ponganis et al., 2007
)].
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After 84 dives, post-dive venous PO2 reached 41 mmHg prior to the next dive; this required 2.23±2.64 min. After a 23.1 min dive, venous PO2 reached this value in less than 2 min. Regression analysis revealed that the relationship of prior dive duration to the time for venous PO2 to recover to 41 mmHg was not significant. The relationship of surface interval to the time to reach a venous PO2 of 41 mmHg was also not significant.
In the post-dive period, venous PO2
initially continued to decline below the final dive value after 48% of dives.
The time for post-dive venous PO2 to return to
41 mmHg was not significantly longer than that required for arterial
PO2 to return to 68 mmHg, but both
intravascular return times were significantly longer than the 0.92±0.44
min [N=73, data from Stockard et al.
(Stockard et al., 2005
)]
required for air-sac PO2 to return to the level
of birds at rest (ANOVA, F=9.308, P<0.05; Tukey HSD
post-hoc analysis, P<0.05).
Fig. 9 represents a
comparison of typical air-sac, arterial and venous
PO2 profiles and a heart rate profile of
different birds for shallow (<50 m) dives of approximately 8 min duration.
The data are from this and prior studies
(Meir et al., 2008
;
Stockard et al., 2005
).
|
Venous PO2 and PCO2 from the brachial vein (wing) of a restrained penguin during a post-dive surface interval were 81 and 38 mmHg, respectively. During anesthesia of one bird on 100% O2, near-simultaneous sampling of the brachial artery and brachial vein yielded PO2 values of 247 and 260 mmHg, respectively. Hemoglobin concentrations of three penguins during anesthesia and at rest were 16.5±0.6 and 16.4±0.8 g dl–1, respectively.
Blood analyses in diving penguins
Blood gas (PO2, PCO2,
pH) and O2 content were measured in two arterial and three venous
samples obtained during dives (Table
1). It is notable that arterial and venous
PO2 values at between 1 and 3 min into the
dives were above or near the respective values of penguins at rest. Blood
lactate concentration was less than 2.0 mmol l–1 as far as
10.5 min into a dive (Fig.
10). Mean arterial PN2 at depths of
25–32 m at 2.1–5.2 min into a dive was elevated at 2.1±0.7
ATA (N=3). Venous PN2 at 20–37 m
depth at 1.7–3.2 min into a dive was 2.1±0.7 ATA (N=4).
These arterial and venous PN2 values were not
significantly different (Student's two sample t-test).
|
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Hb concentration during dives of the same three penguins sampled for Hb under anesthesia and at rest was 16.3±0.7 g dl–1. The Hb concentrations during anesthesia, at rest and during dives were not significantly different (ANOVA, F=5.14, P=0.94).
| DISCUSSION |
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Evidence for the maintenance of gas exchange during dives was also provided
by the elevations of arterial/venous PO2 and
PN2 recorded in the blood sampler data. In
Table 1, arterial and venous
PO2 values at 1–3 min into dives were
greater than or near the corresponding values of penguins at rest
(Ponganis et al., 2007
). In
addition, during dives, mean arterial PN2 rose
to 2.1 ATA at depths of 25–32 m; this is again indicative of continued
gas exchange during these shallow dives. During simulated dives, similar
increases have been recorded in arterial PN2 in
Adelie penguins (Pygoscelis adeliae) and in venous
PN2 in king penguins (Aptenodytes
patagonicus) (Kooyman et al.,
1973
; Ponganis et al.,
1999
).
The arterial PO2 profiles and
PN2 values also provide insight into possible
mechanisms affecting gas transfer in the lungs. Although the mean
PN2 of 2.1 ATA at 25–32 m depth is
approximately twice the arterial value of penguins at rest, it is notable that
the calculated air-sac PN2 at these depths is
2.8–3.4 ATA, assuming an air-sac fraction of 0.8. The actual air-sac
PN2 is probably even higher since the
O2 fraction will decrease secondary to O2 consumption
(Kooyman et al., 1973
). Thus,
there appears to be an air sac-to-arterial difference not just for
PO2 (Fig.
4) but also for PN2. These
differences may be due to ventilation–perfusion mismatch in the lung
during the dive and/or due to the thickened parabronchial capillary
blood-to-air barrier (Powell,
2000
; Welsch and Aschauer,
1986
). It is also notable that a large air sac-to-arterial
difference in PO2 has been observed in emperor
penguins at rest (Ponganis et al.,
2007
). The typical increases in arterial
PO2 prior to the start of diving activity (see
Fig. 3) suggest that the
tachycardia and hyperventilation of the pre-dive period
(Kooyman et al., 1971
;
Kooyman et al., 1992
;
Meir et al., 2008
) improve
ventilation–perfusion matching and account for these changes in
PO2 during the pre-dive period.
Despite air sac-to-arterial differences in
PO2 and PN2, the
arterial PO2 profiles and blood gas analyses
obtained in this study all support the concept that pulmonary gas exchange is
maintained during these shallow dives of emperor penguins with net transfer of
O2 from the respiratory O2 store to the blood
(Stockard et al., 2005
).
Blood flow patterns
Implications for muscle blood flow during dives
Venous PO2 profiles and intradive blood
lactate concentration were first examined for evidence regarding muscle blood
flow patterns during diving. We had hypothesized that a lack of muscle
perfusion during dives would prevent muscle O2 extraction from
blood and also prevent the washout of lactate from muscle during dives longer
than the ADL. In particular, despite the fact that buoyancy, stroke frequency
and, therefore, muscle workload were highest during the initial descent period
(Sato et al., 2002
;
van Dam et al., 2002
), we
expected the decline in venous PO2 during the
initial descent to be slow because of the hypothesized lack of muscle
perfusion.
Although venous PO2 profiles were variable
in pattern and in overall rate of decline of
PO2, 71% of dives actually had an increase in
venous PO2 during the initial descent period
(Figs 6 and
7). In 15% of dives, venous
PO2 increased to values that were greater than
the mean arterial PO2 of birds at rest. The
PO2 of venous blood from which muscle has
extracted O2 should decline, not rise. Such increases in venous
PO2 during the initial descent period are thus
not consistent with perfusion of active locomotory muscle. This hypothesis is
further supported by dives in which final venous
PO2 values were greater than start-of-dive
venous PO2 values (see range of final
PO2 values for short-duration dives in
Fig. 5) (see also
Ponganis et al., 2007
). In
addition, blood lactate concentrations remained less than 2 mmol
l–1 even as far as 10.5 min into a dive, well beyond the ADL
(Fig. 10). Together, all these
findings support a classical model of bradycardia and peripheral
vasoconstriction in diving emperor penguins, in which muscle is isolated from
the circulation during the dive, and lactate washout occurs during the eupneic
period when muscle perfusion is re-established
(Scholander, 1940
;
Scholander et al., 1942
). This
postulated lack of muscle perfusion during dives is also consistent with the
lack of a relationship between stroke frequency and heart rate during dives of
emperor penguins (Meir et al.,
2008
) and with increases in pectoral muscle temperature during
dives of both emperor penguins and king penguins
(Ponganis et al., 2003
;
Schmidt et al., 2007).
Implications for muscle blood flow before and after dives
Increased muscle perfusion and blood O2 extraction during both
the pre-dive period and the post-dive period were suggested by decreases in
venous PO2 during these times (see
Fig. 6 as an example). Although
venous PO2 may decrease due to variety of
factors, including O2 consumption by tissues other than muscle, we
suggest that these declines in venous PO2 and
previously documented pre-dive and post-dive tachycardias
(Froget et al., 2004
;
Kooyman et al., 1992
;
Meir et al., 2008
) support the
concept of increased muscle perfusion and muscle O2 extraction in
both the pre-dive and post-dive period. Such pre-dive muscle hyperemia has
also been postulated in king penguins because of decreases in muscle
temperature prior to dives (Schmidt et
al., 2006
). If this hypothesis is correct, the declines in
pre-dive venous PO2 imply that muscle with high
myoglobin content is not always fully saturated with O2 during some
rest periods and interdive intervals. This last suggestion is supported by the
wide range of pre-submersion muscle O2 contents in the early
research of Scholander and colleagues
(Scholander, 1940
;
Scholander et al., 1942
).
During the post-dive period, muscle reperfusion is, of course, expected.
Venous PO2 may not always decline during the
post-dive period, however, because, even after muscle O2 extraction
from re-oxygenated arterial blood, the resulting venous
PO2 may still be greater than the end-of-dive
venous PO2.
Implications for post-dive gas exchange
The return time of post-dive venous PO2 (2.3
min) to the mean value of penguins at rest was slightly longer than the 1.9
min value for arterial PO2, but these times did
not differ significantly. This was contrary to our hypothesis that
O2 uptake/consumption by muscle and other organs during the surface
period would slow the replenishment of the venous blood O2 store
relative to the arterial rate. As expected, the return time (0.9 min) for
air-sac PO2 to reach the level at rest was
significantly less than either of the blood values (ANOVA). Overall, the
post-dive increases in air-sac, arterial and venous
PO2 values during the surface interval were
rapid and consistent with prior reports of (1) a decrease in the post-dive
tachycardia and resumption of a respiratory sinus arrhythmia within 2 min
(Meir et al., 2008
) and (2) a
rapid decline in post-dive respiratory rate to levels of birds at rest in 3
min (Kooyman et al., 1971
).
These observations all suggest that the blood O2 store is
replenished and most CO2 is exhaled within 3 min after a dive. The
relationship of surface interval to the time for post-dive venous
PO2 to reach 41 mmHg was not significant. A
surface interval could be as much as 30 times longer than the time for venous
PO2 to return to a resting level. Although the
time course of muscle re-oxygenation during the surface interval remains to be
investigated, other factors such as sated appetites, food digestion, metabolic
processing, social interactions and visits to the dive hole by Weddell seals
probably also contribute to the duration of the surface interval of birds
diving at the isolated dive hole.
Implications for arterio-venous shunts
The existence and function of arterio-venous shunts are often documented by
elevations in venous PO2 or O2
content above control values or average values of animals at rest. Pre-dive
venous PO2 was greater than that of penguins at
rest prior to 61% of dives. Arterio-venous anastamoses, which have been
described anatomically in the extremities of birds
(Arad et al., 1989
;
Thomas and Fordyce, 2007
), may
contribute to these elevations during surface periods. In addition, high blood
flow through the vasculature of an extremity such as the wing may act as an
effective shunt given the relatively low O2 requirements of the
bones, tendons and ligaments of the wing. Such flow through the wings and feet
during the surface tachycardia is consistent with the re-warming previously
recorded in the extremities during the surface period
(Ponganis et al., 2003
). In
addition, this suggestion is supported by a brachial vein (in the wing) blood
sample obtained during a surface interval. The
PO2 (81 mmHg) and PCO2 (38
mmHg) not only were characteristic of arterial blood but, as would be expected
during hyperventilation, also were above (PO2)
and below (PCO2) the respective arterial values of
penguins at rest. The similarity of the brachial vein
PO2 of 260 mmHg to that in the brachial artery
during anesthesia on 100% O2 was also consistent with
arterio-venous shunting through the wing. Indeed, this mechanism probably
contributes to the high venous PO2 values
reported during avian anesthesia (Jaensch
et al., 2002
). Therefore, we propose that arterio-venous shunting
through the extremities during the post-dive period contributes to elevated
pre-dive venous PO2 values as well as to the
rapid recovery of post-dive venous PO2.
Another site of arterio-venous shunting may be the brood patch vasculature.
It has already been suggested that increased perfusion accounts for rewarming
of the brood patch during surface periods of king penguins at sea
(Schmidt et al., 2006
). Since
the brood patch contains arterio-venous anastamoses
(Midtgard et al., 1985
) and is
not a site of high metabolic activity, increased flow in brood patch vessels
could also contribute to elevations in venous
PO2.
Although the relationship of dive duration to pre-dive or initial venous PO2 was weak (R2<0.1, Fig. 8), the potential significance of arterio-venous shunting during the surface period is exemplified by the pre-dive venous PO2 of 63 mmHg prior to a 23.1 min dive, the longest dive ever reported for an emperor penguin. The Hb saturation, blood oxygen content and total blood O2 store at that PO2 should be considerably greater than the respective values at the mean venous PO2 of 41 mmHg of birds at rest. Examination of the relationship of venous Hb saturation to dive duration awaits determination of the emperor penguin O2–Hb dissociation curve.
The most remarkable and unexpected increases in venous PO2 occurred in 78% of dives during early descent. In 15% of all dives, the peak venous PO2 values were greater than the arterial value of birds at rest. Values could be as high as 90 mmHg (Fig. 6). Such high PO2 values, which reflect arterial blood values and fully saturated Hb, suggest the existence of a significant arterio-venous shunt in addition to muscle ischemia during the dive. The elevated venous PN2 values collected during the early parts of dives were also not significantly different from arterial values in the same depth range. This suggests minimal tissue uptake of N2 and is again consistent with the existence of an arterio-venous shunt during the dive.
We propose that the blood flow through an arterio-venous shunt could be
supported by the transient increase in heart rate that occurs during the early
descent period of dives by penguins (Froget
et al., 2004
; Green et al.,
2003
; Meir et al.,
2008
). Therefore, as illustrated in
Fig. 9, we hypothesize that a
primary function of the transient increase in heart rate early in the dive is
to enhance the transport of O2 from the air sac and lungs into the
arterial system and then, through a still-open arterio-venous shunt, into the
venous system. This essentially represents a mechanism by which the size of
the venous O2 reservoir can be increased during the dive by
transport of O2 from the large respiratory O2 store of
the penguin into the blood. As such large increases in venous
PO2 were not always seen, the magnitude of such
a shunt may vary in different dives. Indeed, the variability in venous
PO2 profile patterns during dives suggests that
the vascular response may be quite plastic and adaptive to different
conditions.
However, the anatomical basis of such an intradive arterio-venous shunt
remains to be determined. Based on observations that bleeding from a nicked
wing continued during the first 2.5 min of a dive of an emperor penguin
(Kooyman et al., 1971
), it is
possible that blood flow through the wings contributes to these elevations in
venous PO2 during dives. If so, the
countercurrent heat exchangers of the extremities
(Arad et al., 1989
;
Thomas and Fordyce, 2007
) are
extremely efficient, given the preservation of core temperature and the
significant cooling of both the wings and feet during dives
(Ponganis et al., 2001
;
Ponganis et al., 2004
;
Ponganis et al., 2003
).
Conceivably, shunt flow may also occur in arterio-venous anastamoses described
in the proximal regions of the extremities of birds
(Arad et al., 1989
). In
addition, blood flow through the brood patch region could contribute to an
arterio-venous shunt during a dive. It has already been suggested that such
flow contributes to paradoxical increases in brood patch temperature during
dives of king penguins (Schmidt et al.,
2006
). Another mechanism of arterio-venous shunting may involve
the muscle vascular bed because avian muscle has been considered to have
`luxuriant', non-nutrient blood flow that contributes to higher than expected
PO2 in the venous effluent of muscle
(Folkow et al., 1966
;
Grubb, 1981
). In summary, there
may be several anatomical sites for the hypothesized arterio-venous shunt
during dives.
It should also be noted that it is unlikely that contraction of a large
spleen and expulsion of arterialized blood into the venous system contribute
to such elevations in venous PO2 during dives
of emperor penguins. First, we have never observed a large spleen in any of
our many dissections of emperor penguin carcasses. Second, Hb concentration in
three birds did not decrease during anesthesia or increase during diving in
this study. Such changes would be expected if a large spleen dilated during
anesthesia or contracted during diving activity as in seals
(Hurford et al., 1996
;
Ponganis et al., 1993
;
Ponganis et al., 1992
;
Qvist et al., 1986
). Third,
blood introduced from the spleen should have a
PN2 near that at the surface and should delay
the rise in venous PN2 at depth, thus
increasing, not decreasing, the arterial-to-venous difference in
PN2.
| CONCLUSIONS |
|---|
|
|
|---|
| Footnotes |
|---|
| References |
|---|
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