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First published online April 18, 2008
Journal of Experimental Biology 211, 1402-1413 (2008)
Published by The Company of Biologists 2008
doi: 10.1242/jeb.009241
Mechanics and energetics of level walking with powered ankle exoskeletons
1 Human Neuromechanics Laboratory, University of Michigan-Ann Arbor, Ann Arbor,
MI 48109, USA
2 Department of Movement Science, University of Michigan-Ann Arbor, Ann Arbor,
MI 48109, USA
3 Department of Mechanical Engineering, University of Michigan-Ann Arbor, Ann
Arbor, MI 48109, USA
4 Department of Biomedical Engineering, University of Michigan-Ann Arbor, Ann
Arbor, MI 48109, USA
5 Department of Physical Medicine and Rehabilitation, University of Michigan-Ann
Arbor, Ann Arbor, MI 48109, USA
* Author for correspondence (e-mail: gsawicki{at}umich.edu)
Accepted 19 February 2008
| Summary |
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28% root mean square EMG, P<0.0001) and
negative exoskeleton mechanical power (–0.09 W kg–1 at
the beginning of session 1 and –0.03 W kg–1 at the end
of session 3; P=0.005). Ankle joint kinematics returned to similar
patterns to those observed during unpowered walking. At the end of the third
session, the powered exoskeletons delivered
63% of the average ankle
joint positive mechanical power and
22% of the total positive mechanical
power generated by all of the joints summed (ankle, knee and hip) during
unpowered walking. Decreases in total joint positive mechanical power due to
powered ankle assistance (
22%) were not proportional to reductions in net
metabolic power (
10%). The `apparent efficiency' of the ankle joint
muscle–tendon system during human walking (
0.61) was much greater
than reported values of the `muscular efficiency' of positive mechanical work
for human muscle (
0.10–0.34). High ankle joint `apparent
efficiency' suggests that recoiling Achilles' tendon contributes a significant
amount of ankle joint positive power during the push-off phase of walking in
humans.
Key words: locomotion, walking, metabolic cost, exoskeletons, ankle, human, efficiency, inverse dynamics, joint power
| INTRODUCTION |
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Walking like an inverted pendulum has energetic consequences. First,
pendular exchange during single support is not purely passive. Computer
simulations of walking indicate that considerable muscular work is required to
drive the `exchange' of kinetic and potential energy, particularly during the
first half of single support (Neptune et
al., 2004
). Second, pendular exchange can only occur within a
single step. At the end of each step, the leading leg collides into the
ground, negative work is performed on the center of mass and energy is lost.
In order to maintain steady walking (i.e. zero net work on the center of mass
over a stride), the lost energy must be exactly replaced. Positive mechanical
work is required to redirect the velocity of the center of mass from the
downward portion of one inverted pendulum to the upward portion of the next.
Donelan et al. examined the mechanics of the step-to-step transition focusing
on the individual limbs during double support. They found that while the
leading limb performs negative work during the collision, the trailing limb
performs simultaneous positive work to restore most of the energy of the
center of mass (Donelan et al.,
2002b
). For walking at 1.25 m s–1,
70% of
the positive work performed on the center of mass occurs during double support
(15.4 J of 21.7 J total). Furthermore, the mechanical work performed during
double support increases with increasing step length and exacts a proportional
metabolic cost (Donelan et al.,
2002a
). The combined results of these studies and others indicate
that mechanical work performed during step-to-step transitions is a major
determinant of the metabolic cost during level walking
(Donelan et al., 2002a
;
Donelan et al., 2002b
;
Gottschall and Kram, 2003
;
Grabowski et al., 2005
;
Kuo et al., 2005
).
One considerable drawback to studies employing center of mass level
mechanical analyses is that they cannot directly address the relative roles of
the lower limb joints in generating mechanical power during walking. Although
it is clear that a substantial amount of work is done by the trailing limb
during double support, our understanding of how the ankle, knee and hip joints
generate that energy is limited. Inverse dynamics can be used to get at
possible sources of the push-off power burst by partitioning joint work into
contributions from the hip, knee and ankle
(Winter, 1990
). Few studies
have quantified joint work directly, but estimates from single limb joint
power curves over a full walking stride at 1.6 m s–1 suggest
that the ankle (
38%) and hip (
50%) combine to generate the majority
of the positive work summed over the lower limb joints
(Eng and Winter, 1995
).
However, when viewing only the push-off period of double support, it is
evident that the ankle joint contributes more power than either the hip or
knee (Kuo et al., 2005
;
Winter, 1991
). Without direct
in vivo measurements of triceps surae–Achilles' tendon dynamics
and other ankle joint plantar flexors (e.g. tibialis posterior, peroneus
longus), it is difficult to assess whether the majority of ankle joint
push-off power is generated by positive work performed by actively shortening
muscle or by passively recoiling tendon.
The Achilles' tendon may recycle a significant amount of elastic energy to
help power the push-off phase of human walking. Recent advances in
ultrasonography have facilitated examination of muscle–tendon
interaction dynamics during walking
(Fukunaga et al., 2001
;
Ishikawa et al., 2005
;
Lichtwark and Wilson, 2006
).
Results between studies are consistent and indicate that both soleus and
gastrocnemius muscles perform some but not all of the ankle joint positive
work during push-off. Furthermore, the Achilles' tendon undergoes a
substantial amount of strain and recoils in a `catapult action', allowing
muscles to remain nearly isometric, at an operating point favoring economical
force production.
Powered lower limb exoskeletons offer a novel means to alter the mechanics
of walking at the level of the joints (rather than the center of mass) and
study the human physiological response. Recently, Gordon and Ferris used a
unilateral powered lower limb orthosis to study motor adaptation during
walking (Gordon and Ferris,
2007
). The results showed that humans can rapidly learn to walk
with ankle joint mechanical assistance controlled by their own soleus muscle
(i.e. under proportional myoelectric control). Over two 30 min powered walking
practice sessions, individuals altered their soleus muscle activation to
command distinct bursts of exoskeleton power focused at the push-off phase of
walking. Although these results suggest that the human nervous system can
selectively alter muscle activation patterns to produce efficient exoskeleton
mechanics, measurements of users' metabolic energy expenditure were not taken
to assess changes in metabolic cost.
The purpose of the present study was to quantify the metabolic cost of
ankle joint work during level walking. We used bilateral powered exoskeletons
to alter joint level mechanics in order to answer two questions. (1) How much
can powered plantar flexion assistance during push-off reduce the metabolic
cost of walking? (2) What is the `apparent efficiency' of ankle joint work?
Classical work from steep uphill walking indicates that human muscles perform
positive mechanical work with a `muscular efficiency'
(
+muscle) that asymptotically approaches
0.25
(i.e. 1 J positive mechanical energy consumes
4 J metabolic energy)
(Margaria, 1968
;
Margaria, 1976
). We assumed
that positive mechanical work delivered by powered exoskeleton artificial
muscles would directly replace biological ankle extensor positive muscle work.
Thus, we hypothesized that for every 1 J of positive work the exoskeletons
delivered, the user would save 4 J of metabolic energy. Stated differently, we
hypothesized that ankle joint work is performed with an `apparent efficiency'
(
+ankle) equal to
0.25, reflecting underlying
positive work performed by ankle extensor muscles. Further, we expected that
subjects' net metabolic power would be reduced in proportion to the relative
contribution of exoskeleton positive work to the summed positive joint work
(ankle + knee + hip) over a stride. We also expected reduced muscle activation
amplitudes in the triceps surae group during powered walking. To test these
ideas we compared subjects' net metabolic power and electromyography (EMG)
amplitudes with exoskeletons powered versus unpowered during level,
steady-speed walking. In addition, for powered walking we used measurements of
artificial muscle forces and moment arm lengths to compute the average
mechanical power delivered by the exoskeletons over a stride. With
simultaneous measurements of the mechanics and energetics of powered walking
we computed the `apparent efficiency' of ankle joint positive work to gain
insight into the underlying ankle extensor muscle–tendon function.
Studying the relationship between mechanics and energetics at the level of the
joints is an important step in integrating results from isolated muscle
experiments with whole-body locomotion.
| MATERIALS AND METHODS |
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Exoskeletons
We constructed bilateral, custom-fitted ankle–foot orthoses (i.e.
exoskeletons) for each subject (Fig.
1). Details of the design and performance of the exoskeletons are
documented elsewhere (Ferris et al.,
2005
; Ferris et al.,
2006
; Gordon et al.,
2006
). Briefly, the lightweight exoskeletons (mass,
1.21±0.12 kg each) consisted of a polypropylene foot section attached
to a carbon fiber shank with a hinge joint that allowed free motion about the
ankle flexion–extension axis of rotation. We attached artificial
pneumatic muscles (length, 46.0±1.7 cm) along the posterior shank
between two stainless steel brackets (moment arm, 10.4±1.2 cm) to
provide plantar flexor torque. A physiologically inspired controller
incorporated the user's own soleus EMG to dictate the timing and amplitude of
mechanical assistance (i.e. proportional myoelectric control; see
supplementary material movie 1) (Gordon
and Ferris, 2007
).
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At the start of the session subjects walked for 10 min wearing bilateral
ankle exoskeletons unpowered (unpowered). Subjects then completed 30 min of
walking with the exoskeletons powered (powered). Finally, subjects walked for
15 min with exoskeletons unpowered (unpowered). Subjects chose their preferred
step length, step width and step frequency throughout. We tuned the gain and
threshold of the proportional myoelectric controller during the initial
unpowered walking bout so that background noise was eliminated and the control
signal saturated for at least five consecutive steps. We then doubled the gain
to encourage a reduction in soleus muscle recruitment
(Gordon and Ferris, 2007
).
We collected 10 s trials (
7 full strides) of kinematic, EMG and
artificial muscle force data at the beginning of each minute during each
practice session. Metabolic data were collected continuously. For analysis, we
averaged data from minutes 7–9 of the first unpowered bout (unpowered
beginning), minutes 3–5 (powered beginning) and 27–29 (powered
end) of the powered bout, and minutes 12–14 of the second unpowered bout
(unpowered end).
Metabolic cost
We used an open-circuit spirometry system (Physiodyne Instruments, Quogue,
NY, USA) to record O2 and CO2 flow rates
(Blaxter, 1989
;
Brooks et al., 1996
). We
converted averaged flow rates for each of the 2 min analysis intervals to
units of metabolic power (watts) using the standard equations documented by
Brockway (Brockway, 1987
). To
obtain the net metabolic power we averaged data from minutes 4–6 of a 7
min quiet standing trial and subtracted this from the gross metabolic power
(Griffin et al., 2003
). Net
metabolic power values were then divided by subject mass. Throughout each
session, care was taken to monitor the respiratory exchange ratio (RER) and
ensure that subjects stayed in their aerobic range (RER<1)
(Brooks et al., 1996
). We used
the net metabolic power from the unpowered beginning interval to compute
percentage differences between unpowered and powered walking during each
session.
Kinematics
We used an 8-camera video system (frame rate 120 Hz; Motion Analysis
Corporation, Santa Rosa, CA, USA) and placed 29 reflective markers on the
subject's pelvis and lower limbs and recorded their positions during treadmill
walking. We used custom-made software (Visual 3D, C-Motion, Rockville, MD,
USA) to apply a 4th order Butterworth low-pass filter (cutoff frequency 6 Hz)
and smooth raw marker data. Using the smoothed marker data, we calculated
joint angles (relative to neutral standing posture) and angular velocities
(ankle, knee, hip) for both legs. We marked heel-strike and toe-off events
using footswitches (1200 Hz; B & L Engineering, Tustin, CA, USA) and
calculated the step period (time from heel-strike of one leg to heel-strike of
the other leg) and double support period (time from heel-strike of one leg to
toe-off of the other). To calculate step length and step width we computed the
fore–aft and lateral distances between calcaneus markers at heel-strike.
Joint angles for the right and left legs were averaged from heel-strike (0%)
to heel-strike (100%) to get the stride cycle average joint kinematics
profiles.
Joint mechanics
To establish baseline joint mechanical power output we collected seven
overground trials at 1.25 m s–1 for each subject walking with
unpowered exoskeletons. To ensure that trials were within ±0.05 m
s–1 of the target speed, we used infrared timers triggered at
the beginning and end of the walkway. We used two force platforms (sampling
rate 1200 Hz; Advanced Mechanical Technology Inc., Watertown, MA, USA) to
record ground reaction forces under each foot (left then right). Combining
force platform and marker data, we used inverse dynamics to calculate ankle,
knee and hip mechanical power over the stride for each leg (Visual3D
software). We used standard regression equations to estimate subjects'
anthropometry (Zatsiorsky and Seluyanov,
1983
) and adjusted foot and shank parameters to account for added
exoskeleton mass and inertia. We averaged joint powers for the right and left
legs (from heel-strike to heel-strike for each leg) and divided by subject
mass to get the stride cycle average exoskeleton mechanical power.
We quantified the average rate of joint positive and negative mechanical work over a step. For each joint, we integrated only the positive (or negative) portions of both the left and right mechanical power curves (from right heel-strike to left heel-strike to capture simultaneous trailing and leading limb joint powers), summed them, and divided the total by the average step period.
Exoskeleton mechanics
We used single-axis compression load transducers (1200 Hz; Omega
Engineering, Stamford, CT, USA) to record the forces produced by the
artificial pneumatic muscles during powered walking. We measured the
artificial muscle moment arm with the ankle joint in the neutral position
during upright standing posture (moment arm, 10.4±1.2 cm). We
multiplied measured moment arm lengths and smoothed artificial muscle force
data (low-pass filtered, 4th order Butterworth, cutoff frequency 6 Hz) to
compute the exoskeleton torque for each leg. To determine the mechanical power
delivered by the exoskeletons we multiplied the torque and ankle joint angular
velocity (from motion capture). We averaged the exoskeleton power for the
right and left legs (from heel-strike to heel-strike for each leg) and divided
by subject mass to get the stride cycle average exoskeleton mechanical
power.
We quantified the average rate of exoskeleton positive and negative mechanical work over a stride for comparison with net metabolic power and baseline joint mechanics. We integrated only the positive (or negative) portions of both the left and right exoskeleton mechanical power curves (from left heel-strike to left heel-strike), summed them, and divided the total by the average stride period.
Electromyography
We recorded bilateral lower limb surface EMG (1200 Hz; Konigsberg
Instruments, Inc., Pasadena, CA, USA) from soleus, tibialis anterior, medial
gastrocnemius and lateral gastrocnemius using bipolar electrodes
(inter-electrode distance, 3.5 cm) centered over the belly of the muscle along
its long axis. EMG amplifier bandwidth filter was 12.5–920 Hz. We placed
electrodes to minimize cross-talk and taped them down to minimize movement
artifact. We marked the locations of the electrodes on the skin so we could
place them in the same position from session to session. We high-pass filtered
(4th order Butterworth, cutoff frequency 20 Hz), rectified and low-pass
filtered (4th order Butterworth, cutoff frequency 10 Hz) each of the EMG
signals (i.e. linear envelope). We averaged the linear enveloped EMG for the
right and left legs (from heel-strike to heel-strike for each leg) to get
stride cycle averages. We normalized the curves using the peak value (average
of left and right) for each muscle during the first unpowered walking bout
(unpowered beginning) during each session.
To quantify changes in EMG amplitude, we computed stance phase root mean square (r.m.s.) average EMG amplitudes from the high-pass filtered, rectified EMG data of each leg. We averaged r.m.s. EMG values from each leg and normalized them using the average r.m.s. value from the unpowered beginning interval.
Ankle joint `apparent efficiency' via exoskeleton performance index
We combined mechanical and metabolic analyses to determine the exoskeleton
performance index and ankle joint `apparent efficiency'
(
+ankle). First, we calculated metabolic power
savings due to the exoskeletons by subtracting the net metabolic power during
the first unpowered walking interval in each session from the net metabolic
power during each of the powered walking intervals in that session. Cycle
ergometry studies have demonstrated that computing this difference provides a
valid method of testing metabolic efficiency of the leg musculature
(Gaesser and Brooks, 1975
;
Poole et al., 1992
). It
accounts for the fact that some metabolic cost during locomotion can be
attributed to sources other than limb muscle energetics (e.g. breathing,
circulation, digestion, etc.), resulting in whole-body metabolic power
calculations that parallel direct lower limb metabolic power across different
workloads [also discussed for loaded walking in the appendix of Griffin et al.
(Griffin et al., 2003
)]. Next,
we assumed that changes in metabolic energy consumption would reflect the cost
of the biological muscle positive work replaced by the powered exoskeletons.
Classical work from steep uphill walking indicates that human muscles perform
positive mechanical work with a `muscular efficiency'
(
+muscle) that asymptotically approaches
0.25
(Margaria, 1968
;
Margaria, 1976
). Thus, we
multiplied changes in net metabolic power by
+muscle=0.25 to yield the expected amount of
positive mechanical power delivered by the exoskeletons. Then we divided the
measured average positive mechanical power by the expected average positive
mechanical power delivered by the exoskeletons to yield the exoskeleton
performance index (Eqn 1):
![]() | (1) |
To compute the ankle joint `apparent efficiency'
+ankle (Asmussen
and Bonde-Petersen, 1974
) we inverted the performance index and
scaled it by
+muscle
(Eqn 2). Therefore with
+muscle=0.25, performance index=1 yields `apparent
efficiency'=0.25:
![]() | (2) |
It is important to note that while the performance index depends directly
on the assumed value for
+muscle the `apparent
efficiency' (
+ankle) does not (see Eqns
1 and
2). We chose to calculate the
performance index as an intermediate step in the `apparent efficiency'
computation for three reasons: (1) as change in net metabolic power approaches
zero, `apparent efficiency' asymptotically approaches infinity non-linearly
(biasing means and complicating statistical analyses) whereas performance
index approaches zero nearly linearly; (2) performance index may be more
intuitive than the `apparent efficiency' because it increases as reductions in
metabolic cost increase (i.e. as performance improves); and (3) the
performance index can give insight into the underlying mechanical function of
the ankle muscle–tendon system. The performance index represents an
upper bound on the fraction of ankle joint positive mechanical work performed
by active muscle shortening (versus elastic energy delivered by
passive tendon recoil). For example, a performance index of 1.0 (i.e.
+ankle=
+muscle) would
indicate that all of the exoskeleton pneumatic muscle work replaced underlying
biological muscle performing positive mechanical work with
+muscle. On the other hand, a performance index of
0.5 (i.e.
+ankle=2
+muscle) would
indicate that the positive muscle work replaced by exoskeleton assistance
comprised only 50% of the ankle joint positive mechanical work, while the
remainder of the work could be attributed to elastic energy recoil (see
Discussion). Note that the performance index, or estimated fraction of
mechanical work performed by active muscle, can also be expressed as the ratio
+muscle/
+ankle.
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In the first two analyses (one for powered walking data, one for unpowered walking data) we assessed the effects of practice session (session 1, session 2, session 3) and period (beginning, end) on net metabolic power, exoskeleton mechanics, stance phase r.m.s. EMG and gait kinematics metrics (two-way ANOVA: session and period). In the other three ANOVA analyses (one for session 1, session 2 and session 3) we assessed the effects of exoskeleton condition (unpowered, powered) and period (beginning, end) on net metabolic power, stance phase r.m.s. EMG and gait kinematics metrics (two-way ANOVA: condition and period).
| RESULTS |
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Knee and hip joint kinematics were not altered by exoskeleton powering and there were no changes in unpowered ankle, knee or hip joint kinematics over the practice sessions (Fig. 2).
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0.47 Nm kg–1 or
37% of the peak ankle joint moment
from overground trials during unpowered walking.
Changes in exoskeleton torque were reflected in the mechanical power they
delivered to the user's ankle joints. Because exoskeleton torque was initially
spread over the stride there were periods of negative mechanical work done
(i.e. energy absorption) by the mechanical assistance during early stance and
in swing (Fig. 3). The
exoskeletons absorbed –0.09±0.03 W kg–1 (mean
± s.e.m.) average negative mechanical power and delivered
0.29±0.02 W kg–1 average positive mechanical power
over the stride at the beginning of the first powered session (powered
beginning session 1). As torque became more focused near push-off, negative
mechanical work done during both swing and early stance was reduced. By the
end of the third powered session (powered end session 3), exoskeleton average
negative mechanical power was
70% lower than during the initial powered
interval (powered beginning session 1; ANOVA, P=0.005; THSD, session
3 < session 1). Exoskeleton average positive mechanical power was not
different across practice sessions (ANOVA, P=0.29), but was
significantly lower at the end of each session when compared with the
beginning of each session (ANOVA, P=0.001; THSD, end < beginning).
At the end of the third practice session (powered end session 3), the
exoskeletons delivered 0.24±0.02 W kg–1 average
positive mechanical power over a stride. This was 63% of unpowered ankle joint
average positive mechanical power and 22% of unpowered average positive joint
mechanical power summed across the joints (ankle + knee + hip;
Fig. 4).
Metabolic cost
As the exoskeletons absorbed less mechanical energy from the user, the net
metabolic power during powered walking decreased to levels below that of
unpowered walking. Initially, powered assistance increased net metabolic power
by 0.26±0.28 W kg–1 (powered beginning session 1;
Fig. 5A). This was
7%
higher than the net metabolic power during unpowered walking (unpowered
beginning session 1). With practice, subjects reduced net metabolic power
significantly both across (ANOVA, P=0.0001; THSD, session 3 <
session 2, session 3 < session 1) and within sessions (ANOVA,
P=0.006; THSD, end < beginning;
Table 1). The net metabolic
power at the beginning of the first powered session (powered beginning session
1) was 3.84±0.30 W kg–1 but was reduced by 22% (to
2.99±0.17 W kg–1) by the end of the third powered
session (powered end session 3). Further, the net metabolic power was
significantly lower (–10%) with exoskeletons powered (2.99±0.17 W
kg–1; powered end session 3) versus unpowered
(3.31±0.11 W kg–1; unpowered beginning session 3), by
the end of the third practice session (ANOVA, P=0.03; THSD, powered
< unpowered; Fig. 5A,
Table 1).
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The metabolic cost of unpowered walking decreased across sessions (ANOVA,
P=0.001; THSD, session 2 < session 1, session 3 < session 1)
but was not different within sessions (ANOVA, P=0.34;
Table 1). Unpowered net
metabolic power was
8% lower during session 3 when compared with session
1.
Exoskeleton performance index and ankle joint `apparent efficiency'
The metabolic benefit of powered ankle assistance increased with practice.
Exoskeleton performance was significantly higher within practice sessions
(ANOVA, P=0.004; THSD, end > beginning) and followed an increasing
trend across practice sessions (ANOVA, P=0.05;
Fig. 5B). Initially, powered
assistance perturbed gait, net metabolic cost was elevated, and exoskeleton
performance index was negative (–0.14±0.19 during powered
beginning session 1). By the end of session 3 (powered end session 3),
exoskeleton average positive mechanical power (0.24±0.02 W
kg–1) reduced the net metabolic power by 0.32±0.12 W
kg–1 and performance index was positive (0.41±0.19;
Fig. 5B). The ankle joint
`apparent efficiency' was 0.61 at the end of session 3.
Electromyography
Subjects immediately reduced their soleus muscle activation during powered
walking and continued to do so with practice
(Fig. 6,
Table 2). By the end of the
third practice session, stance phase soleus r.m.s. EMG amplitude was 28% lower
in the powered (powered end session 3) versus unpowered (unpowered
beginning session 3) condition (ANOVA, P<0.0001; THSD, powered
< unpowered). Soleus r.m.s. was lower at the end when compared with the
beginning of the powered interval during each practice session (ANOVA,
P=0.01 in session 1, P=0.007 in session 2, P=0.004
in session 3; THSD, all end < beginning).
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Initially subjects increased activity in their tibialis anterior muscle throughout the stride providing a reaction torque in response to powered assistance. With practice, activity patterns returned to normal (Fig. 7, Table 2). During the beginning of powered walking (powered beginning session 1), tibialis anterior stance phase r.m.s. EMG was 52% higher than in the unpowered condition (unpowered beginning session 1; ANOVA, P=0.001; THSD, powered > unpowered). During powered walking, tibialis anterior activity decreased both across (ANOVA, P=0.001; THSD, session 3 < session 1) and within (ANOVA, P=0.001; THSD, end < beginning) practice sessions (Fig. 7, Table 2). By the third session, there was no significant difference between unpowered and powered walking tibialis anterior r.m.s. amplitude (ANOVA, P=0.05).
|
At the end of the third powered session (powered end session 3), lateral
gastrocnemius r.m.s. EMG amplitude was
10% lower than in unpowered
walking (unpowered beginning session 3). Medial gastrocnemius amplitude was
reduced as well, but only by
4%. However, none of the observed reductions
in stance phase r.m.s. EMG amplitude for medial or lateral gastrocnemius
during powered walking were statistically significant (ANOVA, P=0.52
for medial gastrocnemius and P=0.09 for lateral gastrocnemius;
Table 2).
Gait kinematics
Initially subjects took shorter and wider steps during powered
versus unpowered walking. Step length was 724±9 mm during
unpowered walking (unpowered beginning session 1) and 713±10 mm during
powered walking (powered beginning session 1; ANOVA, P=0.006; THSD,
powered < unpowered). At the beginning of session one, step width was
105±10 mm during unpowered walking and 127±8 mm during powered
walking (ANOVA, P<0.0001; THSD, powered > unpowered). By the
end of the third session, subjects' step width during powered walking
(120±12 mm; powered end session 3) was not different from that during
unpowered walking (123±11 mm; unpowered beginning session 3; ANOVA,
P=0.05). In the third session, step length remained slightly shorter
in powered (717±14 mm) versus unpowered (732±14 mm)
walking (ANOVA, P=0.01; THSD, powered < unpowered). There were no
significant changes in step period or double support period due to powered
assistance.
| DISCUSSION |
|---|
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10%. We determined that the `apparent efficiency' of ankle joint work
is 0.61; that is, for every 1 J of positive mechanical work delivered by ankle
exoskeletons, users save
1.6 J of metabolic energy.
We are aware of only one other study reporting oxygen consumption during
walking with powered lower limb exoskeletons. Norris et al. built bilateral
powered ankle foot orthoses with hardware based on our previous designs
(Ferris et al., 2005
;
Ferris et al., 2006
) but using
an alternative control scheme based on ankle joint kinematics rather than
soleus EMG (Norris et al.,
2007
). They examined the effects of augmented plantar flexion
power on the economy and preferred walking speed in younger and older adults
(Norris et al., 2007
). They
found that when young adults walked with powered assistance, gross metabolic
energy per stride was
8% lower and preferred walking speed
7% higher
when compared with unpowered walking. Because they used a different type of
exoskeleton controller (kinematic-based timing rather than proportional
myoelectric control), did not keep speed constant in their comparisons, had
subjects complete only a very short period of training (less than 20 min), and
did not measure inverse dynamics of their subjects, it is difficult to make
comparisons between their findings and ours.
Our results are consistent with previous studies from our own laboratory
using a unilateral powered ankle exoskeleton under soleus proportional
myoelectric control. Gordon and Ferris
(Gordon and Ferris, 2007
)
found that within two 30 min practice sessions (
45 min cumulative powered
walking), humans reduced soleus activation by
35%, returned to near
normal ankle joint kinematics, eliminated exoskeleton negative mechanical
power generation, and delivered positive exoskeleton mechanical power focused
at push-off (
0.13–0.15 W kg–1 for 12–14 J).
As expected, with practice, our bilateral exoskeletons delivered nearly twice
the average positive mechanical power (0.24±0.02 W
kg–1) when compared with the single unilateral exoskeleton in
the study of Gordon and Ferris. We also observed similar changes in ankle
joint kinematics, soleus EMG (
28% reduction) and exoskeleton average
negative mechanical power (
70% reduction) over three training sessions.
Gordon and Ferris quantified the time for key metrics (e.g. soleus r.m.s.
amplitude, exoskeleton positive and negative work, and ankle joint angle
correlation common variance) to reach steady values. For the metrics they
studied, they observed no further changes after
45 min of cumulative
powered walking. In the current study, we did not assess the rate of motor
adaptation during powered walking, but data on three subjects showed no
further reductions in net metabolic power during a fourth day of practice.
Both tibialis anterior r.m.s. activation and step width remained elevated and
did not return to baseline values observed in unpowered walking until the end
of the third session. These results indicate that motor adaptation to
bilateral powered assistance is not complete until
90 min of practice.
Thus, learning to walk with bilateral exoskeletons appears to be a more
challenging task than learning to walk with a unilateral exoskeleton. Our
results also suggest that changes in net metabolic power may occur more slowly
than changes in joint kinematics and muscle activation patterns during
adaptation to powered walking.
One limitation of our study was that the exoskeletons added mass to the
lower limbs of the subjects, increasing the metabolic cost of walking compared
with walking without the exoskeletons. Added distal mass (applied at the feet)
increases the net metabolic cost of walking by
8% per added bilateral
kilogram (Browning et al.,
2007
). We compared the net metabolic power for powered
versus unpowered exoskeleton walking, rather than for powered
versus without exoskeleton walking, to prevent any increases in
metabolic cost due to added distal mass from affecting our results. The
inverse dynamics analysis we carried out to assess lower limb joint powers
also accounted for added exoskeleton mass and inertia, and should therefore
reflect the additional mechanical work required to swing the legs.
Although net metabolic power was reduced by powered assistance, the reduction was not as large as expected. Contrary to our hypothesis, net metabolic power did not decrease in proportion to the contribution of the average positive mechanical power delivered by the exoskeletons to the total positive mechanical power generated by the ankle, knee and hip. Powered ankle exoskeletons delivered 22% of the total (ankle + knee + hip) positive mechanical power across the lower limb joints, but the net metabolic cost of walking decreased by only 10%.
It was possible that differences in net metabolic power between powered and
unpowered conditions could have been confounded by differences in gait
kinematics. Studies have demonstrated that the metabolic cost of walking
increases with increasing step length
(Donelan et al., 2002a
), step
width (Donelan et al., 2001
)
and step frequency (Bertram and Ruina,
2001
). We compared step length, step width, double support period
and step period between powered and unpowered walking in all three sessions.
Initially subjects took wider and shorter steps during powered walking. By the
end of the third session there were no differences in step width between
powered and unpowered walking. Subjects took shorter steps (
2%) during
powered compared with unpowered walking but these changes are too small to
appreciably affect net metabolic cost
(Donelan et al., 2002a
).
The metabolic cost of walking with the powered exoskeletons could also have
been affected by a number of other factors. Co-activation about a joint can be
very costly metabolically. A compensatory dorsiflexor reaction torque during
stance could have resulted in smaller than expected reductions in net
metabolic power when using the exoskeletons. We reject this possibility
because by the end of three practice sessions, tibialis anterior activation
was not significantly different during powered versus unpowered
walking. Although we did not measure muscle activity for more proximal muscles
(e.g. quadriceps, hamstrings), previous results indicate that changes in those
muscles due to powered ankle assistance are not significant
(Gordon and Ferris, 2007
).
Another possibility was that adaptation to the powered ankle exoskeletons
involved compensation at other joints that incurred a significant metabolic
cost. We found no substantial changes in knee or hip joint kinematics due to
powered assistance at the ankle at any point during practice. As mentioned
previously, EMG analyses of walking with a unilateral powered exoskeleton
indicated no differences in quadriceps or hamstrings muscle activation after
two 30 min practice sessions (Gordon and
Ferris, 2007
). Furthermore, in a study of overground walking with
unilateral knee–ankle–foot orthoses, we used an inverse dynamics
analysis and found no difference in total ankle joint moment during powered
versus unpowered walking (Sawicki
and Ferris, 2006
). Thus, we are confident that during powered
walking ankle exoskeletons replaced rather than augmented ankle joint torque
and muscles at other joints did not substantially change their dynamics.
Another potential confounding factor is that our analyses assumed that
positive mechanical work performed by muscles explains the total net metabolic
cost of walking. We acknowledge that there are also metabolic costs associated
with muscle activation, isometric muscle force production and negative muscle
work (Beltman et al., 2004
;
Hogan et al., 1998
;
Ryschon et al., 1997
), but
evidence suggests that metabolic energy expenditure during walking is
dominated by the cost of performing positive muscle work. Recent studies
indicate that muscles perform substantially more positive work than negative
work during level walking (DeVita et al.,
2007
; Umberger and Martin,
2007
). Umberger and Martin used inverse dynamics to compute joint
power over the whole gait cycle and reported 0.72 W kg–1
positive and only –0.37 W kg–1 negative average
mechanical power summed over the ankle, knee and hip during preferred cadence
walking at 1.3 m s–1
(Umberger and Martin, 2007
).
Using Umberger and Martin's data, and assuming that work is performed with a
`muscular efficiency' of 0.25 for positive work and –1.20 for negative
work (Margaria, 1976
), then
91% (0.72/0.25=2.88 W kg–1) of the net metabolic cost of
walking can be attributed to positive work and only 9%
(–0.37/–1.20= 0.30 W kg–1) to negative work.
Umberger and Martin's data also support the idea that positive and negative
work alone (without consideration of the metabolic cost of muscle force), when
scaled by the appropriate efficiencies, predicts well the net metabolic power
of preferred frequency walking
(2.88+0.30
![]()
20%. Our
value of 10% is still substantially lower than the 20% calculated by assuming
that only muscle performs the mechanical work during walking (a doubtful
assumption given the possibility for passive tissues, e.g. Achilles' tendon,
to store and return elastic energy).
We originally hypothesized that ankle joint work is performed with an
`apparent efficiency' of 0.25, but our results indicated a value of 0.61.
Predicting the `apparent efficiency' to be 0.25 relied on two key assumptions:
(1) that the `muscular efficiency' of positive work is
0.25 and (2) that
all of the positive work done at the ankle joint is performed by active muscle
shortening.
Our assumption that the `muscular efficiency' of positive work is
0.25
was based on a classic study of uphill walking
(Margaria, 1968
;
Margaria, 1976
). Margaria
argued that on steep uphill slopes, walking becomes like climbing a ladder and
muscles produce force mostly while shortening. On steep slopes, whole-body
efficiency approaches
0.25 and should represent fairly well the
efficiency of underlying positive muscle work. In addition, studies using
pedal ergometry have reported estimates for `muscular efficiency' that are on
average
0.25 and range from 0.15 to 0.34
(Gaesser and Brooks, 1975
;
Poole et al., 1992
;
Whipp and Wasserman, 1969
).
Direct measurements of the efficiency over full contraction cycles in isolated
mammalian muscle range between 0.10 and 0.19 (rat and mouse soleus and EDL)
(Smith et al., 2005
). In
humans, `muscular efficiency' of positive mechanical work has been reported
for the dorsiflexors (
0.15) during in vivo concentric
contractions (Ryschon et al.,
1997
). Taking all of these data together, we feel that 0.25 is a
reasonable estimate for the efficiency of human muscle performing positive
mechanical work. We note that our estimates of `apparent efficiency' are
converted from the performance index by a factor equivalent to the assumed
+muscle (see Eqns
1 and
2). Thus, although the calculated
performance index does depend on the assumed value of
+muscle, the `apparent efficiency',
+ankle, does not. In summary, we are confident that
our estimate of the `apparent efficiency' of ankle joint positive work is
reliable.
The fact that compliant tendons in series with muscles can deliver positive
work by recycling stored strain energy
(Biewener and Roberts, 2000
;
Roberts, 2002
) directly
challenges our second assumption that all of the positive work done at the
ankle joint is performed by active muscle shortening. Elastic energy storage
and return (e.g. in the Achilles' tendon) could lead to calculations of
`apparent efficiency' for ankle joint positive mechanical work that are much
higher than
+muscle. Recent evidence from
ultrasound experiments in humans supports this idea. Both soleus and medial
gastrocnemius muscles remain nearly isometric during the push-off phase of
stance during walking. The available published data indicate that at least 50%
of the positive mechanical work delivered by the triceps surae–Achilles'
complex originates from elastic recoil of the Achilles' tendon
(Ishikawa et al., 2005
;
Lichtwark and Wilson, 2006
).
Our performance index can be interpreted as an indicator of the upper bound on
the fraction of ankle joint mechanical work performed by all active plantar
flexor muscles (see Materials and methods). Using
+muscle=0.25,
+ankle=0.61 is equivalent to a performance index
(
+muscle/
+ankle) of
0.41, indicating that, at most, active muscle shortening contributes 41% of
the total ankle joint positive work during walking. If we relax our assumption
that
+muscle=0.25, and acknowledge that it could
range from 0.10 to 0.34, we estimate that active muscles might perform as
little as 16% (0.10/0.61=0.16) and as much as 56% (0.34/0.61) of the total
ankle joint mechanical work. Therefore, Achilles' tendon recoil must deliver
between 44% and 84% of the positive work generated at the ankle joint during
the push-off phase of level walking. We conclude that if active muscles
perform 16% to 56% of the ankle joint positive work, then a 22% reduction in
positive mechanical power output of the lower limb joints due to powered ankle
exoskeletons would yield a 3% to 12% decrease in net metabolic power. Our
observed 10% reduction in net metabolic power falls within this range.
| IMPLICATIONS AND FUTURE WORK |
|---|
|
|
|---|
Our analysis was based on a work/efficiency description of the relationship
between locomotor mechanics and energetics. Others have argued that the cost
of producing muscle force (not work) is a more reliable predictor of energy
consumption during locomotion (Griffin et
al., 2003
; Kram,
2000
; Pontzer,
2005
; Pontzer,
2007
). Future work could use exoskeletons and a force/economy
approach to shed light on the issue of cost of muscle force versus
cost of muscle work as the primary determinant of metabolic energy consumption
during walking.
From an applied science standpoint, our findings have implications for the
design of the state-of-the art lower limb assistive devices of the future
(i.e. exoskeletons and prostheses). A primary goal of robotic exoskeletons is
to reduce metabolic energy expenditure during human locomotion by replacing
biological muscle work with artificial muscle work
(Guizzo and Goldstein, 2005
).
Our results suggest that metabolic energy savings are likely to be much more
modest than expected when using an exoskeleton to supplant joint work,
especially at joints with considerable elastic compliance. Powering joints
that rely more on power production due to positive muscle work rather than
positive work performed by recoiling tendon may lead to larger reductions in
metabolic cost (Ferris et al.,
2007
).
| Acknowledgments |
|---|
| Footnotes |
|---|
| References |
|---|
|
|
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