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First published online February 1, 2008
Journal of Experimental Biology 211, 467-481 (2008)
Published by The Company of Biologists 2008
doi: 10.1242/jeb.008573
Angular momentum in human walking
1 The MIT Media Laboratory, 20 Ames Street, Cambridge, MA 02139, USA
2 The Harvard-MIT Division of Health Sciences and Technology, 20 Ames Street,
Cambridge, MA 02139, USA
* Author for correspondence (e-mail: hherr{at}media.mit.edu)
Accepted 2 December 2007
| Summary |
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|
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], and therefore
horizontal ground reaction forces and the center of pressure trajectory can be
explained predominantly through an analysis that assumes zero net moment about
the body's CM. Using a 16-segment human model and gait data for 10 study
participants, we found that calculated zero-moment forces closely match
experimental values (
;
). Additionally, the centroidal moment
pivot (point where a line parallel to the ground reaction force, passing
through the CM, intersects the ground) never leaves the ground support base,
highlighting how closely the body regulates angular momentum. Principal
component analysis was used to examine segmental contributions to whole-body
angular momentum. We found that whole-body angular momentum is small, despite
substantial segmental momenta, indicating large segment-to-segment
cancellations (
95% medio-lateral,
70% anterior–posterior and
80% vertical). Specifically, we show that adjacent leg-segment momenta
are balanced in the medio-lateral direction (left foot momentum cancels right
foot momentum, etc.). Further, pelvis and abdomen momenta are balanced by leg,
chest and head momenta in the anterior–posterior direction, and leg
momentum is balanced by upper-body momentum in the vertical direction.
Finally, we discuss the determinants of gait in the context of these
segment-to-segment cancellations of angular momentum.
Key words: biomechanics, biped, locomotion, angular momentum, human
| INTRODUCTION |
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|
|---|
The preponderance of research into human angular momentum behaviors has
focused not on walking but on other movement tasks such as sit-to-stand
maneuvers (Riley et al.,
1997
), running (Hinrichs et
al., 1983
; Hinrichs,
1982
; Hinrichs,
1987
; Hinrichs,
1992
) and various sporting activities
(Frohlich, 1979
;
Dapena and McDonald, 1989
;
Dapena, 1978
;
Dapena, 1993
;
LeBlanc and Dapena, 1996
;
King 1999
). Specific to
walking maneuvers, Elftman (Elftman,
1939
) calculated the angular momenta of all body segments across
one walking step, from heel strike to toe-off. Based on pilot data from a
single human participant, he argued that the arms reduced both angular
momentum and rotation about both vertical and medio-lateral (left–right)
axes.
Following Elftman's findings in the late 1930s, it was not until the turn
of the century that additional research was conducted in the area of human
walking angular momentum behaviors. Xu and Wang
(Xu and Wang, 1998
) quantified
angular momenta for lower-extremity segments for altering direction during
walking, and Simoneau and Krebs (Simoneau
and Krebs, 2000
) studied whole-body angular momentum in elderly
participants in an attempt to quantify balance deficiencies in the elderly
population. More recently, a pilot study on a single study participant found
that whole-body angular momentum is highly regulated about all three spatial
directions in walking, not deviating substantially from zero throughout each
phase of gait (Popovic et al.,
2002
; Gu, 2003
;
Popovic et al., 2004a
).
Although angular momentum behaviors have been studied for human walking, the studies have been limited to a single study participant and often a single walking step. In this study we examined angular momentum behaviors of 10 study participants walking at self-selected speeds. Motivated by the findings of previous pilot investigations that showed a relatively small whole-body angular momentum, we hypothesized that horizontal ground reaction forces and the center of pressure (CP) trajectory in steady-state walking can be explained predominantly through an analysis that assumes zero net moment about the body's CM. To test the hypothesis, we first derived what the horizontal ground reaction force, and CP location, would be if no moments were to act about the body's CM. Using a 16-segment human model and gait data from the 10 study participants, we tested the hypothesis by comparing the calculated zero-moment forces and CP trajectory with measured values from a force platform.
We also examined segmental contributions to whole-body angular momentum.
Motivated by Elftman (Elftman,
1939
), we hypothesized that whole-body angular momentum is small
throughout the walking gait cycle, despite substantial segmental momenta,
indicating large segment-to-segment cancellations. Specifically, since the
arms and legs alternately protract and retract within the sagittal plane, we
anticipated that adjacent limb segment contributions are effectively balanced
in the medio-lateral direction. Furthermore, due to pelvic obliquity, where
the leg hip that is entering the swing phase drops lower than the adjacent leg
hip (Saunders et al., 1953
),
we hypothesized that angular momenta contributions of the pelvis and abdomen
are balanced by contributions from the rest of the body in the
anterior–posterior (front–back) direction. Still further, due to
pelvic rotation where the pelvis and upper body rotate about the vertical axis
over the stance leg in walking (Saunders
et al., 1953
), we anticipated that leg angular momentum is
balanced by upper-body momentum in the vertical direction. To test these
hypotheses, we once again employed the 16-segment human model and gait data
measured from the 10 study participants. Principal component (PC) analysis was
performed on all 16 body segments' angular momenta to produce PCs for each of
three orthogonal directions. We then calculated their respective
time-dependent weighting coefficients, or tuning coefficients. Finally, we
obtained the amount and source of segmental momentum cancellation for all
three spatial directions.
| MATERIALS AND METHODS |
|---|
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The data collection procedures were based on standard techniques
(Kadaba et al., 1989
;
Winter, 1990
;
Kadaba et al., 1990
;
Kerrigan et al., 2000
;
Kerrigan et al., 2001
). An
infrared camera system (eight cameras, VICON 512 motion analysis system,
Oxford Metrics, Oxford, UK) was used to measure the three-dimensional
locations of reflective markers at 120 frames s–1. A total of
33 markers were placed on various parts of a participant's body: 16 lower-body
markers, five trunk markers, eight upper-limb markers and four head markers.
The markers were attached to the following bony landmarks: bilateral anterior
superior iliac spines, posterior superior iliac spines, lateral femoral
condyles, lateral malleoli, forefeet and heels. Additional markers were
rigidly attached to wands over the mid-femur and mid-shaft of the tibia. The
kinematics of the upper body were also collected with markers placed on the
following locations: sternum, clavicle, C7 vertebra, T10 vertebra, head, and
bilaterally on the shoulder, elbow and wrist. The VICON 512 system was able to
detect marker position with a precision of
1 mm.
During the walking trials, ground reaction forces were measured
synchronously with the kinematic data at a sampling rate of 1080 Hz using two
staggered force platforms (model no. 2222 or OR6-5-1, Advanced Mechanical
Technology Inc., Watertown, MA, USA) embedded in the walkway. The platforms
measured ground reaction force and CP location at a precision of
0.1 N
and
2 mm, respectively.
Human model
A human model was constructed in order to calculate physical quantities
such as CM position and angular momentum. The model and coordinate system used
in the study are shown in Fig.
1. The model comprises 16 rigid body segments: feet, tibias,
femurs, hands, forearms, arms, pelvis-abdomen, chest, neck and head. The feet
and hands were modeled as rectangular boxes. The tibia segments, femur
segments, forearm segments and arm segments were modeled as truncated cones.
The pelvis-abdomen and chest segments were modeled as elliptical slabs
[ellipses in the horizontal (x–y) plane and extruded in the
vertical (z) direction]. The neck was modeled as a cylinder, and the
head was modeled as a sphere. The following 28 anthropometric measurements
were taken for each study participant to accurately construct a representative
model: (1) body weight, height, and total leg length measured from the medial
malleolus to the anterior superior iliac spine; (2) lengths, widths and
thicknesses of foot and hand segments; (3) segment lengths and proximal/distal
base radii of tibia, femur, forearm and arm; (4) heights, widths and
thicknesses of chest and pelvis-abdomen segments; and (5) radius of the head.
The neck radius was set equal to half the head radius. The human model had a
total of 38 degrees of freedom, or 32 internal degrees of freedom (12 for the
legs, 14 for the arms, and six for the head, neck and trunk) and six external
degrees of freedom.
|
In detail, the relative mass distribution throughout the model,
MR, described by a 16-component vector corresponding to
the 16 segments of the model, was modeled as a function of a single parameter
such that:
![]() | (1) |
is a 16-component
vector of mean relative mass values obtained from the literature
(Winter, 1990
is a 16-component
vector of relative volumes computed directly from the human model. The
relative volume of the i-th segment,
, was defined as the ratio of the
segment's volume, Vi, over the total body volume,
V, or
.
By using Eqn 1, total body mass
and individual segment volumes computed from the model, model segment
densities were computed and represented by a 16-component vector
. Here the density of the
i-th segment was defined as
,
where Msubject is total body mass and
Vi is the volume of the i-th segment. The final
relative mass distribution was obtained as
MR=MR(
min) where
min minimized the absolute error between the distribution of
segment densities,
, and the
mean distribution of segment densities from the literature,
. This analysis
procedure may be expressed as:
![]() | (2) |
Whole-body center of mass
The body's CM location was estimated using the human model and joint
position data from the motion capture measurements. The CM position,
, of the entire
16-segment model was calculated as a sum of the products of the segments'
relative masses and CM locations, or:
![]() | (3) |
is the relative mass of the
i-th body segment, and
is
the CM location of the i-th body segment relative to the lab
frame.
CM error estimate
To estimate the error in the CM calculation, we first collected kinematic
data from the aerial phase of running and then, using
Eqn 3, estimated the body's
aerial phase CM trajectory. We found good agreement between this estimated CM
trajectory and a ballistic trajectory (R2=0.99; see
Eqn 11 for
R2 definition). It was also noted that, during the aerial
phase, the maximal distance error between these trajectories was less than 2
mm. As an additional check of CM error, we first collected kinetic and
kinematic data while a participant stood on the force platform in a static
standing pose. The projection of the CM onto the horizontal ground surface, or
xCM and yCM (see
Fig. 1), was computed from the
human model using Eqn 3, and then
compared with the CP location measured directly from the force platform. The
separation distance between the CM projection on the ground and the CP was
3 mm. To determine whether the error changed appreciably for a different
static pose, we repeated the experiment with one leg retracted rearward and
the second leg protracted forward (comparable to the body's posture during the
double-support phase of walking). Using this second pose, the CM model error
was still small (
3 mm). At a self-selected gait speed, the body's CM
oscillates with a peak-to-peak amplitude of between 4 and 5 cm in the
medio-lateral (x) direction (Crowe
et al., 1995
). Thus, the estimated CM model error was less than
10% of these oscillations.
Whole-body angular momentum and moment
Whole-body angular momentum was estimated using the human model and
kinematic gait data. Angular momentum, L, was calculated as the sum
of individual segment angular momenta about the body's CM, or:
![]() | (4) |
is the CM
position of the entire body defined in Eqn
3, and
is the
whole-body CM velocity in the lab frame. Further,
and
are the i-th
segment's CM position and velocity in the lab frame, respectively, and
mi is the i-th segment's mass. The second term
within the square brackets is the angular momentum of the i-th
segment about its CM position. Here
and i are the i-th segment's inertia tensor (3
x 3) and angular velocity (3 x 1) about the segment's CM,
respectively.
In order to reduce data variance across study participants, angular
momentum was represented in dimensionless form using a normalization constant
Nsubject, equal to the product of the participant's mass
Msubject, CM height Hsubject, and the
mean self-selected gait speed Vsubject across seven gait
trials, or:
![]() | (5) |
An alternative method for computing angular momentum is by integration of the moment about the CM. We computed angular momentum in this manner and compared the result to the angular momentum estimate of Eqn 4. We found little difference between these two estimates (R2 values of 0.97, 0.96 and 0.98 for Lx, Ly and Lz, respectively). We preferred computing angular momentum directly from kinematics data because a single methodology could then be used when estimating both whole-body angular momentum and individual segment momenta in walking. The topic of individual segment angular momenta is addressed in the subsequent Materials and methods section entitled `Segmental contributions to whole-body angular momentum'.
Angular momentum error estimate
To estimate the error in the angular momentum calculation, we first
collected kinematic data from the aerial phase of running where angular
momentum is a conserved quantity (assuming air drag exerts a negligible
moment). From the flight phase kinematic data and
Eqn 4, the angular momentum
vector for the aerial phase was obtained, and one standard deviation about the
mean value was assigned to be the model error for each spatial direction. To
quantify its relative size, model error was then compared with the maximum
angular momentum value found during the walking cycle about each spatial
direction. Using walking data from the same study participant that
participated in the running experiments, we first calculated the mean angular
momentum curve for each spatial direction (n=7 walking trials). The
maximum angular momentum values from the mean curves were then compared with
the model errors for the three orthogonal directions. We found the angular
momentum errors were 1.7%, 4.2% and 10% of the maximum angular momentum values
in the medio-lateral (x), anterior–posterior (y) and
vertical (z) directions, respectively (see
Fig. 1 for coordinate frame
specifications).
In addition to angular momentum, CM moment T was estimated by taking the rate of change of angular momentum at each percentage cycle time. Moment was then put into dimensionless form using the scaling factor MsubjectGHsubject, where G is the gravitational constant. Similar to the angular momentum data analysis procedure, dimensionless CM moment was plotted versus percentage gait cycle, and at each percentage cycle time the mean and standard deviation were computed over a total of 70 walking trials.
Horizontal ground reaction force predictions
A key hypothesis in this paper is that angular momentum is highly regulated
in steady-state human walking about all three orthogonal directions
[|L(t)|
0], and therefore horizontal ground
reaction forces can be explained predominantly through an analysis that
assumes zero net moment about the body's CM. To test this hypothesis, we first
derived a relationship between horizontal ground reaction force, whole-body
CM, and CP consistent with zero net moment. We then compared the predicted
zero-moment forces with ground reaction forces measured directly from a force
platform.
The horizontal component (hor) of the total moment about the CM
may be expressed as:
![]() | (6) |
is the ground reaction force,
and
is the CP
location on the ground surface. The CP ground reference point is frequently
used in the study of human gait and postural balance
(Winter, 1990
![]() | (7) |
![]() | (8) |
Eqn 6 can be solved for the
horizontal ground reaction forces, or:
![]() | (9) |
![]() | (10) |
and
were compared with the
actual horizontal ground reaction forces measured from a force platform. As
defined by Eqns 9 and
10, these zero-moment forces
were obtained using the calculated position of body CM
(Eqn 3), the experimentally
measured CP, and the experimentally determined vertical ground reaction
force.
To assess the amount of agreement between zero-moment model forces and
experimentally measured horizontal forces, we used the coefficient of
determination, R2, where R2=1 only if
there is a perfect fit and R2=0 indicates that the model's
estimate is worse than using the mean experimental value as an estimate. More
specifically, R2 was defined as:
![]() | (11) |
and
are the forces taken at the
j-th percentage gait cycle of the i-th trial for the
experimental data and model-predicted data, respectively. Before computing
R2 values for each spatial direction and study
participant, both experimental and zero-moment forces for the medio-lateral
(x) and anterior–posterior (y) directions were plotted
versus percentage gait cycle (equal to gait time divided by total
cycle time). We then computed medio-lateral (x) and
anterior–posterior (y) R2 values for each
participant by summing over all walking trials (NTrial=7)
and gait percentage times analyzed (NPercent=100).
In Eqn 11, experimental mean
Exp is the grand mean over
all walking trials and gait percentage times analyzed, or:
![]() | (12) |
Center of pressure predictions
An alternative strategy for quantifying the degree to which whole-body
angular momentum is regulated in walking is to estimate a zero-moment CP
position. This ground reference point, previously defined in the robotics
literature, is called the centroidal moment pivot (CMP)
(Herr et al., 2003
;
Hofmann, 2003
;
Popovic et al., 2004a
;
Popovic et al., 2005
;
Goswami and Kallem, 2004
). The
CMP location,
,
is defined as the point where a line parallel to the ground reaction force,
passing through the CM, intersects with the ground surface. As its name
implies, when the CMP coincides with the CP, no horizontal moments act about
the body's CM. In distinction, when these ground reference points diverge,
non-zero horizontal CM moments exist. To further quantify whole-body
rotational dynamics, we compare a calculated CMP trajectory with an
experimentally measured CP trajectory from the force platforms.
The CMP can be expressed mathematically by requiring that the cross-product
of the CMP–CM position vector and the ground reaction force vector
vanishes, or:
![]() | (13) |
![]() | (14) |
![]() | (15) |
|
Segmental contributions to whole-body angular momentum
Motivated by Elftman (Elftman,
1939
), in this paper we tested the hypothesis that whole-body
angular momentum is small throughout the walking cycle, despite substantial
segmental momenta, indicating large segment-to-segment cancellations. To
investigate the segmental movement correlations in connection with angular
momentum, we used principal component (PC) analysis. We first obtained the
segmental angular momentum PCs together with the amount of data explained by
each PC. We then calculated their respective weighting coefficients, or tuning
coefficients. Finally, we obtained the level of momentum cancellation between
body segments for all three spatial directions, and the strategy employed by
the body to achieve that level of cancellation.
Principal component analysis
PC analysis (e.g. Jackson,
1991
) was performed on all segmental angular momenta, for each of
the three spatial components, to produce PCs. Each PC was a 16-component unit
vector,
, corresponding to the 16 body
segments of the human model. Here
represents
the i-th PC in the j-th direction. Vector components
denoted the relative contributions of the
q-th body segment to
. As is
customary, each PC was assigned a value for the percentage of data explained,
DEij, where j=1...3 denotes the number
of spatial components, and i=1...N corresponds to the total
number of PCs (equal to the number of human model segments, i.e.
N=16).
The PC vectors and the corresponding percentages of data explained were
obtained using the MATLAB statistical toolbox (MathsWorks Inc., Natick, MA,
USA). The 16-component angular momentum vector was compactly represented as:
![]() | (16) |
, t
(0%, 100%) are
time-dependent tuning coefficients. The components of the momentum vector
defined in Eqn 16 correspond to
the 16 segments of the human model.
Normalized tuning coefficients
In order to extract directional dependence, we introduced the normalized
tuning coefficients
, such that:
![]() | (17) |
![]() | (18) |
Segmental angular momentum cancellation
The participant-dependent PCs were used to estimate the amount of segmental
momentum cancellation for each participant and j-th spatial
direction, or:
![]() | (19) |
To test whether the amount of angular momentum cancellation for all 10
participants across the three spatial directions was sampled from the same
distribution, we used a non-parametric Friedman ANOVA test
(Friedman, 1937
;
Friedman, 1940
). This
statistical significance test was performed to look for differences in the
amount of angular momentum cancellation across the three orthogonal
directions, or vertical (z), anterior–posterior (y)
and medio-lateral (x). Two types of non-parametric post hoc
tests were independently performed to compare cancellation for pairs of
spatial directions. These tests were the Dunn procedure with Wilcoxon test
(Wilcoxon, 1945
;
Dunn, 1964
) and the minimum
significant difference (Portney and
Watkins, 2000
).
| RESULTS |
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|
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|
To provide the reader with a better understanding of the relative size of
these measured human values, we computed the angular momentum about the CM of
single-segment, rigid-body models. In the vertical (z) direction, we
computed the angular momentum about the CM of a rigid body rotating about a
stationary vertical axis passing through the stance foot with an angular
velocity equal to Vsubject/W, where W is
half the foot separation distance in the medio-lateral (x) direction
during quiet standing. The angular momentum, scaled by
MsubjectVsubjectHsubject,
for this simple comparison case is then equal to
Izz/(MsubjectHsubjectW).
Using the human model and kinematic data from the 10 study participants, we
computed the average Izz value during the single-support
phase for all 10 participants. Using this value, the normalized angular
momentum for the rotating rigid body was equal to
0.05, 5-fold larger
than our measured human angular momentum value of 0.01 in the vertical
(z) direction.
In the medio-lateral (x) direction, the normalized angular
momentum about the CM of a physical inverted pendulum falling forward while
rotating about a stationary rotational axis at the ground surface is
Ixx/(Msubject
),
assuming an angular velocity equal to
Vsubject/Hsubject and a moment of
inertia about the CM equal to Ixx. Once again, using the
human model and kinematic data from the 10 study participants, we computed the
average Ixx value during the single-support phase for all
10 participants. Using this value, the normalized angular momentum for the
physical inverted pendulum falling forward was equal to
0.2, 4-fold
larger than our measured human angular momentum value of 0.05 in the
medio-lateral (x) direction.
The authors cannot think of a simple comparison case for the peak angular momentum in the anterior–posterior (y) direction. Thus, the normalized peak human value of 0.03 in the anterior–posterior (y) direction can be compared with both the medio-lateral (x) and the vertical (z) single-segment, rigid-body values; the vertical (z) rigid body value of 0.05 is 1.7-fold larger, and the medio-lateral (x) value of 0.2 is over 6-fold larger, than the human value of 0.03.
CM moment estimations
Moment curves, scaled by
MsubjectGHsubject, are shown in
Fig. 3B versus
percentage gait cycle. Throughout the gait cycle, the absolute value of the
normalized CM moment mean, plus one standard deviation, remains smaller than
0.07, 0.03 and 0.014 dimensionless units in the medio-lateral (x),
anterior–posterior (y) and vertical (z) directions,
respectively.
Horizontal ground reaction force and CP predictions
In Fig. 4A,B, zero-moment
and experimental forces are plotted versus percentage gait cycle for
the medio-lateral (x) and anterior–posterior (y)
directions, respectively. Plotted data are for one representative participant
(participant no. 1 in Table 1)
and experimental trial. Mean R2 values for each
participant, and across all participants, are listed in
Table 1. Across all study
participants, the mean R2 value is 0.91±0.06 in the
medio-lateral (x) direction and 0.90±0.03 in the
anterior–posterior (y) direction. The high
R2 values indicate good agreement between zero-moment
force predictions and experimental force values. No significant difference was
observed between the distributions of R2 values for these
two spatial directions (P=0.267), indicating that the zero-moment
model has an equal capacity to predict horizontal ground reaction forces
independent of horizontal direction.
|
|
Additionally we calculated the CMP using Eqn 14 and 15, and then compared the values with the experimentally measured CP from a force platform. In Fig. 4C, the CP, CMP and CM ground projection locations are plotted. Again, plotted data are for one representative participant (participant no. 1 in Table 1) and experimental trial. Table 1 includes the mean distance between the CMP and CP points, normalized by foot length, across the entire gait cycle, or β%. The mean normalized distance across participants is small (β=14±2%), indicating good agreement between the CMP and CP points in steady-state walking. Finally, for all participants and walking trials, the CMP remains within the ground support base throughout the walking cycle, indicating how closely the human body regulates angular momentum in walking.
Segmental contributions to whole-body angular momentum
For the participant-dependent analysis approach, the data explained by the
first PC, as well as the first three PCs combined, are shown in
Table 2. On average across all
study participants, the first three PCs accounted for 98±1%,
92±2% and 95±1% in the medio-lateral (x),
anterior–posterior (y) and vertical (z) directions,
respectively. Thus, the participant-dependent PC analysis performed on each
participant's trial data reveals that only three PCs are necessary to explain
greater than 90% of segmental momentum data. In
Fig. 5, the average
participant-dependent first PC is shown for all three spatial directions.
Standard deviation error bars are included to quantify the level of
variability in the first PC across study participants. The greatest
variability in the segmental momentum distribution was found to occur in the
coronal plane (x–z plane in
Fig. 1).
|
|
The results of participant-independent PC analysis performed simultaneously on all participants and trials (total of 70 trials) are shown in Figs 6 and 7. In Fig. 6, the angular momentum PCs, that when combined account for more than 90% of the experimental data, are shown for three spatial directions. While only three PCs are needed to explain more than 90% of the data in sagittal (y–z) and transverse (x–y) planes, four PCs are needed in the coronal (x–z) plane.
|
|
The percentage of segmental momentum cancellation (see Eqn 19) per participant and spatial direction is listed in Table 2. We found that whole-body angular momentum is small, despite substantial segmental momenta, indicating large segment-to-segment cancellations: 95% medio-lateral (x) cancellation, 69% anterior–posterior (y) cancellation and 77% vertical (z) cancellation. We found no significant difference between the amount of momentum cancellation in the anterior–posterior (y) and vertical (z) directions (P=0.19). However, we did find a significant difference between the amount of momentum cancellation in the medio-lateral (x) direction compared with the anterior–posterior (y) direction (P=0.001) and the vertical (z) direction (P=0.002).
In Fig. 7, the mean normalized tuning coefficients, as defined in Eqn 17, are shown for three spatial directions. The tuning coefficients correspond to the PCs plotted in Fig. 6, and define the relative dominance of each PC as a function of gait cycle. In the subsequent sections, we use the PCs, and their respective tuning coefficients, to describe segment-to-segment momentum cancellations.
Segmental cancellation in the medio-lateral direction
The most dominant first PC in the medio-lateral (x) direction
shows that adjacent leg-segment momenta oppose one another (the left foot
momentum cancels the right foot momentum, etc.; see
Fig. 6). Further, the first PC
shows that arm, abdomen, pelvis, chest, neck and head momenta are negligible.
However, as the first tuning coefficient in the medio-lateral (x)
direction shows in Fig. 7, the
first PC becomes less dominant during the powered plantar flexion phase, from
43% to 62% gait cycle, and the second PC increases in dominance.
For the second PC, cancellation occurs within each leg, in contrast to the first PC where cancellation occurs from leg segment to adjacent leg segment. For the trailing limb, foot and calf momenta oppose thigh momentum during ankle-powered plantar flexion, pre-swing knee flexion, and pre-swing hip flexion. For the forward limb, foot and calf momenta oppose thigh momentum during ankle-controlled plantar flexion, early stance knee flexion and early stance hip flexion.
Segmental cancellation in the anterior–posterior direction
The most dominant first PC in the anterior–posterior (y)
direction shows that foot, calf, chest and head momenta oppose the abdomen and
pelvis momenta, and further that arm, thigh and neck momenta are negligible
(see Fig. 6). However, as the
first tuning coefficient in the anterior–posterior (y)
direction shows in Fig. 7, the
first PC is most dominant during the double-support phase of walking, from 0%
to 12% gait cycle and from 50% to 62% gait cycle. During single support, the
first PC is not as dominant, and the second, third and fourth PCs increase in
dominance. It is noted here that for the second PC, explaining 29% of the
data, no dominant segmental cancellation occurs.
Segmental cancellation in the vertical direction
The first PC in the vertical (z) direction shows that leg angular
momenta oppose the remaining body segment momenta of the arms, pelvis,
abdomen, chest, neck and head. However, the first PC becomes less dominant
during the powered plantar flexion phase, from 43% to 62% gait cycle, and the
second and third PCs increase in dominance (see
Fig. 7). However, the second
and third PCs only explain
4% of the data, and thus the rotational
dynamics that they explain are not discussed here.
| DISCUSSION |
|---|
|
|
|---|
This study directly addresses the first two assumptions of the inverted
pendulum model. Since the entire mass of the body is represented as a point
mass, the model will, by definition, always move with a constant angular
momentum and with no moments acting about its CM. The data presented in this
study support the point mass representation, assumed by many recent walking
models (Kuo, 2002
;
Geyer et al., 2006
;
Srinivasan and Ruina, 2006
).
In fact, we further generalize the point mass representation to include
single- and double-support phases. We found that zero-moment forces agree
remarkably well with experimental values for single support
(
=0.97±0.02;
=0.94±0.02), and agree reasonably well
for double support (
=0.72±0.14;
=0.78±0.06). Still further, whereas the
inverted pendulum model is a 2-D sagittal plane model, the results of this
study further generalize the point mass representation to include the
medio-lateral (x) direction. Across all study participants and
including the entire gait cycle, the mean R2 parameter was
0.91±0.06 in the medio-lateral (x) direction and
0.90±0.03 in the anterior–posterior (y) direction. No
significant difference was observed between the distributions of
R2 values for these two spatial directions
(P=0.267), indicating that zero-moment forces are equally dominant in
the two horizontal directions.
Not all assumptions of the inverted pendulum model are supported by this
investigation. The fact that the model assumes that the CP acts as a fixed
point limits its capacity to predict horizontal ground reaction force and CM
dynamics. For the zero-moment force predictions shown in
Fig. 4A,B, the CP was not
represented as a fixed point, but rather experimental CP trajectories were
used as inputs, as dictated by Eqns
9 and
10. As noted earlier,
zero-moment forces closely match horizontal ground reaction forces during
single support (
=0.97±0.02;
=0.94±0.02). In contrast, using a fixed
CP point as required by the inverted pendulum
model4, the calculated
horizontal forces agree well in the medio-lateral (x) direction
(
=0.88±0.08) but the agreement is very
poor in the anterior–posterior (y) direction
(
=–0.33±0.44). Not surprisingly,
for double support a fixed CP analysis results in extremely poor agreement
between zero-moment and experimental forces
(
=–0.28±0.22;
=–0.11±0.53). In summary, for the
advancement of bipedal walking models that accurately predict steady-state CM
dynamics, we feel a point mass representation can be assumed, but the
mechanical behavior of the model's legs and their interaction with the ground
surface must be sufficiently human-like so as to achieve realistic CP
dynamics.
Is angular momentum always regulated during human movement tasks?
Whole-body angular momentum regulation is not a general feature across all
human movement tasks. For some movement patterns, humans purposefully generate
angular momentum to enhance stability and maneuverability
(Popovic et al., 2004b
;
Hofmann et al., 2007
). By
actively rotating body segments (arms, torso, legs), CM moments can be
generated that cause horizontal moment forces to act on the CM, as defined by
Eqns 9 and
10. This strategy allows humans
to perform movement tasks that would not otherwise be possible. For example,
while balancing on one leg, humans are capable of repositioning the CM just
above the stance foot from an initial body state where CM velocity is zero,
and the ground CM projection is outside the foot support
envelope5
(Hofmann et al., 2007
). Such a
stability feature cannot be achieved using a bipedal control scheme that
simply applies a zero-moment, constant angular momentum control. Clearly, if
the ground CM projection falls outside the support envelope and the CM
velocity is zero, the zero-moment force does not act to restore CM position,
but rather continually accelerates the CM away from the stance foot. This fact
can be easily verified by reviewing the zero-moment force component from
Eqn 9, or
FZero–momentx=Fz(xCM–xCP)/zCM.
Imagine the case where a person is trying to balance on his right leg, and a
laterally directed force disturbance causes xCM to move
beyond the foot envelope in a lateral, positive direction (positive
x-direction as defined in Fig.
1). Since xCP cannot extend beyond the foot's
lateral edge, xCM–xCP is
positive, making the CM zero-moment force positive, and causing the CM to move
farther from the stance foot. The only way a person can successfully balance
on one leg from these initial conditions is to actively generate angular
momentum. By rotating arms, trunk, head and swing leg, a CM moment in the
positive y-direction can be generated, causing a negative moment
force,
FMomentx=–Ty/zCM,
that can restore the CM back to a position directly over the stance foot
(Hofmann et al., 2007
). This
behavior can be observed in tightrope walking. Here body segments are
accelerated to generate angular momentum about the CM and to create a moment
force that restores the CM position over the stance foot.
|
In Fig. 8B, the horizontal components of normalized angular momentum are plotted versus time, showing angular momentum values that are approximately an order of magnitude larger than the steady-state walking values shown in Fig. 3A. Further, in Fig. 8C,D, we show zero-moment forces, as well as experimental forces measured from a force platform, for the hula-hoop twirling motion. Here the difference between the two curves is equal to the moment force component of the horizontal ground reaction forces, as defined by Eqns 9 and 10. Beyond t=5 s, there is no longer good agreement between zero-moment forces and experimental values as CM moment, or the rate of change of angular momentum, becomes dominant. During this same time period, as is shown in Fig. 8E, the CMP ground reference point often moves beyond the ground support envelope, diverging from the CP and the ground CM projection. This dynamical behavior is distinct from that of steady-state normal walking where the CMP never leaves the ground support base, as indicated in Fig. 4C.
For the hula-hoop motion, angular momentum becomes sufficiently large that
moment forces become dominant over zero-moment forces, and the CMP moves
beyond the support envelope. Between t=6 s and t=8 s in
Fig. 8C,D, the moment force is
often as large as, or larger than, the zero-moment force. Even with the
existence of large CM moments, the participant still remains upright and
stable. The regulation of angular momentum
[|L(t)|
0] is therefore not a necessary
condition for human stability. This finding is in direct disagreement with the
arguments of Morasso and Schieppati
(Morasso and Schieppati, 1999
)
and Morasso et al. (Morasso et al.,
1999
), who stated that the `CP–CM phase-lock', a relation
similar to the zero-moment force component of Eqns
9 and
10, is a pure physics
consequence of stability. In fact, the generation of angular momentum and CM
moments is a key strategy for the enhancement of bipedal maneuverability and
stability (Popovic et al.,
2004b
; Hofmann et al.,
2007
). Clearly, the CM motions found in the hula-hoop task could
not be achieved using only a constant angular moment, zero-moment control
approach.
|
=0.01±0.12;
=–1.6±0.3; mean±s.d.
across seven gait trials), and the CMP diverges from the CP, often moving
outside the ground support envelope (β=50±6%). The exaggerated walking plots of Fig. 9 clearly show that it is possible to walk with large CM moments. The dominant source of CM moment in this particular walking pattern is due to rapid body movements within the sagittal plane, as indicated by the large angular momentum values in the medio-lateral (x) direction (Fig. 9A) compared with the anterior–posterior (y) direction (Fig. 9B). Throughout much of the single-support phase, the swing leg protracts rapidly forward, often generating a positive CM moment in the medio-lateral (x) direction. As described by Eqn 9, this moment causes a positive moment force to act in the anterior–posterior (y) direction, accelerating the CM forward during early to mid-swing phase (see Fig. 9D). During terminal swing (18% to 30% gait cycle in Fig. 9D), the swing leg retracts towards the walking surface, generating a negative CM moment in the medio-lateral (x) direction and causing a negative moment force to act in the anterior–posterior (y) direction. This exaggerated retraction motion tends to decelerate the CM in the anterior–posterior (y) direction just prior to heel strike. Thus, throughout the single-support phase, the moment force tends to accelerate the CM forward as the result of swing-leg protraction, and then rapidly decelerate the CM as the swing leg retracts just prior to the double-support phase.
Walking in this manner, although possible from a stability standpoint, is
nonetheless energetically expensive. Generating substantial CM moments by
driving the swing leg in rapid protraction and retraction movements is likely
to increase muscle work. The total kinetic energy increment resulting from
body movements relative to the
CM6
(Willems et al., 1995
) is
123±16 J (mean±s.d. across seven gait trials) for the
exaggerated walk, a value that is 5-fold larger than the normal walking value
from the same participant (22±2 J). Further, using the individual limbs
method (Donelan et al., 2002
),
the positive and negative external work performed by the legs on the CM is
53±3 J and –40±6 J for the exaggerated walk, respectively.
For normal walking from the same participant, the positive and negative
external work is 28±2 J and –25±1 J, respectively. These
preliminary results suggest that perhaps CM moments are kept small in normal
steady-state walking in order to lower the body's work requirements, allowing
for less muscle work and a more economical walking pattern.
The determinants of gait and segmental angular momentum cancellations
The gait determinants of pelvic rotation, controlled plantar flexion and
powered plantar flexion are thought to be important mechanisms for making the
CM trajectory flatter and smoother in walking
(Saunders et al., 1953
;
Kerrigan et al., 2000
;
Kerrigan et al., 2001
).
Although pelvic obliquity and early stance knee flexion were also believed to
produce flatter CM motions (Saunders et
al., 1953
), recent evidence suggests otherwise
(Gard and Childress, 1997
;
Gard and Childress, 1999
). We
now discuss these particular determinants of gait in the context of
segment-to-segment momentum cancellations. We found that feet and calf momenta
are balanced by thigh momenta as a result of controlled plantar flexion,
powered plantar flexion and early stance knee flexion, resulting in the
relatively small medio-lateral (x) component of whole-body angular
momentum. Further, we found that pelvis and abdomen momenta are balanced by
segmental momenta from the rest of the body through the action of pelvic
obliquity, resulting in the relatively small anterior–posterior
(y) component of whole-body momentum. Finally, we show that leg
angular momenta are balanced by segmental momenta from the rest of the body
during pelvic rotation, producing the relatively small vertical (z)
component of whole-body momentum.
Coronal plane rotational variability in normal human walking
Since steady-state walking comprises a series of coupled and alternating
movement patterns, a reduced-order PC representation naturally exists for the
high dimensional space of segmental angular momenta. For
participant-independent PC analyses (using data from all participants and gait
trials), we found that only three PCs are required to explain greater than 90%
of angular momentum data in the medio-lateral (x) and vertical
(z) directions, whereas four PCs are necessary in the
anterior–posterior (y) direction. Furthermore, for
participant-dependent analyses (using only individual participant data), we
found that only three PCs are needed to explain greater than 90% of data about
all three spatial directions (see Table
2).
In the anterior–posterior (y) direction, the fact that four PCs are required for a participant-independent analysis, and only three are required for a participant-dependent analysis, highlights a more dominant rotational variability in the coronal (x–z) plane, across study participants, compared with sagittal and transverse planes. This result suggests that body dynamics that may be used to distinguish individual gait patterns in an angular momentum representation are mainly present in the coronal (x–z) plane. The specific source of the observed variability is predominantly due to large variations in the relative contribution of angular momentum in the abdomen and pelvis (segment 13), chest (segment 14) and head (segment 16) [see large standard deviations in Fig. 5 for PC1 (y)].
In an analysis of passive dynamic walking stability, Kuo
(Kuo, 1999
) argued that
bipedal walking is inherently unstable in the medio-lateral direction, and
thus body movements within the coronal (x–z) plane would need
to be actively controlled in order for the body to remain upright and stable.
One interpretation of why there is a more dominant rotational variability in
the coronal (x–z) plane is that distinct participant-dependent
strategies are being expressed to achieve stable bipedal gait due to perhaps
morphological variations between study participants. Although beyond the scope
of the present study, the precise reason for the more dominant rotational
variability in the coronal (x–z) plane is an interesting area
for future research.
Future work
An understanding of angular momentum behaviors in human walking and other
movement tasks may have important implications for several fields of study. In
clinical gait research, the moment and zero-moment force components, as well
as the CMP ground reference point, may potentially serve as valuable
identification metrics for the diagnosis of pathological walking patterns such
as was shown in Fig. 9.
Further, in legged robotics research, an understanding of human angular
momentum behaviors is likely to motivate improvements in humanoid controllers
that effectively exploit both moment and zero-moment CM force components to
improve robotic stability and maneuverability
(Hofmann et al., 2004
;
Popovic et al., 2004b
;
Hofmann et al., 2007
). It is
our hope that this work will motivate further studies related to the
biomechanics and control of human rotational behavior.
LIST OF SYMBOLS AND ABBREVIATIONS
) to the total area beneath the mean value
curve





)








(
)











min
minimizing the absolute error
| Acknowledgments |
|---|
| Footnotes |
|---|
2 When in single support, the support base is the outline of the part of the
stance foot that is actually in contact with the ground. When in double
support, where both feet are on the ground, the support base is the smallest
convex shape that includes all points where both feet are in contact with the
ground. ![]()
3 The angular momentum curves shown in
Fig. 3A agree well with the
measurements of Elftman (Elftman,
1939
), in terms of overall curve shape, as well as peak momentum
values in the medio-lateral (x), anterior–posterior
(y) and vertical (z) directions. ![]()
4 For the stationary CP analysis, the zero-moment force components of Eqns
9 and
10 were used where the CP
position was assumed to be at a fixed, lab frame location, corresponding to a
point at the foot center for single support and halfway between both feet for
double support. ![]()
5 The support envelope is the support base when the foot is flat on the
ground during single support, or when both feet are flat on the ground during
double support. See Materials and methods for a definition of support
base. ![]()
6 This kinetic energy quantity was computed by taking the sum of the
increments in the segment kinetic energy versus time curves of all
the body segments relative to the CM. Willems et al.
(Willems et al., 1995
) argues
that this kinetic energy quantity relates to the upper limit of internal
mechanical work necessary to accelerate the limbs relative to the CM. ![]()
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