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First published online January 31, 2006
Journal of Experimental Biology 209, 590-598 (2006)
Published by The Company of Biologists 2006
doi: 10.1242/jeb.02034
Dynamics of the aerial maneuvers of spinner dolphins
1 Department of Biology
2 Department of Physics, West Chester University, West Chester, PA 19383,
USA
3 Faculty of Aerospace Engineering, Technion, Israel Institute of
Technology, Haifa 32000, Israel
* Author for correspondence (e-mail: ffish{at}wcupa.edu)
Accepted 12 December 2005
| Summary |
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|
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Key words: spinner dolphin, Stenella longirostris, spinning, swimming, maneuver, angular momentum
| Introduction |
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|
|
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The `trademark' aerial behavior of spinner dolphins is a twisting leap
(Hester et al., 1963
;
Norris and Dohl, 1980
;
Norris et al., 1994
). These
dolphins turn around their longitudinal axis, rotating as many as seven times
when clear of the water (Hester et al.,
1963
; Leatherwood et al.,
1988
; Norris et al.,
1994
). A single animal can perform up to 14 successive spinning
leaps, with each less vigorous than the preceding leap
(Perrin and Gilpatrick, 1994
;
Perrin, 2002
). Heights of 3 m
have been attained by the spinning dolphins and an airborne time of 1.25 s was
measured (Hester et al., 1963
;
Perrin and Gilpatrick, 1994
).
Spinning is most frequently observed in slowly swimming groups and less
frequently in fast-swimming animals
(Hester et al., 1963
).
Although both S. longirostris and S. clymene can perform
spinning leaps, S. longirostris displays the more spectacular
spinning behaviors.
The question remains, how are spinner dolphins able to execute their
spectacular twisting leaps? Although uncertain of the exact mechanism because
of the inability to observe an animal above and below the water
simultaneously, Norris and Dohl
(1980
) and Norris et al.
(1994
) considered that a
dolphin could effect a spin by flexing its tailstock and throwing the airborne
part of its body into a twisted pattern. This mechanism for spinning, however,
seems highly implausible. Dolphins have limited twisting ability (58-88°;
Fish, 2002
) about the
longitudinal axis due to skeletal modifications
(Slijper, 1962
;
Rommel and Reynolds, 2002
).
Some twisting is permitted at the tail, but any twisting negates the ability
of the dolphin to produce swimming motions necessary to leap clear of the
water (Fish, 2002
). In
addition, the twisting motions are too small and the distribution of mass is
too close to the central axis of the body to produce sufficient torque to
provide the angular momentum and rotate the body.
Norris et al. (1994
)
published a series of excellent time-lapse drawings illustrating a typical
aerial spin, wherein a dolphin made three complete rotations before falling
back into the water. Thus, while airborne, the spinner dolphin possessed a net
angular momentum. If a dolphin were to emerge from the surface with no initial
angular momentum, once airborne no means exist for a net torque to be exerted
on the animal to produce the observed spin. Twists and flexures of the body
can certainly affect orientation, much as a cat dropped initially upside down
can reorient itself by creating internal torques, so that it falls feet first.
In the case of a falling cat, however, both the initial and final states have
no net angular momentum (Frohlich,
1980
). Such reorientation is noted in some of the concluding
motions of a dolphin's spin when an animal that has just executed a nearly
vertical leap essentially falls back laterally into the water. The spin
itself, though, is marked by complete rotations about the animal's
longitudinal axis.
In order to account for the net angular momentum of an airborne spinner
dolphin, the subsurface motion must also be characterized as possessing a net
angular momentum. Corkscrewing or barrel-roll behavior is a typical maneuver
of dolphins, in which the animal rolls while rectilinearly swimming
(Fish, 2002
). A corkscrewing
dolphin rotating with a constant angular velocity has no net torque acting on
it. It's motion is compounded by a rectilinear propelled motion along the
animal's path and a uniform rotational motion around this path. The rotational
motion generates large drag forces on the control surfaces (e.g. flippers,
fin, flukes). The torques produced by these drag forces are offset by
additional torques generated by the powered motion of the animal, achieving a
uniform rate of rotation.
In the absence of a net external torque, the angular momentum remains
constant. A dolphin with a moment of inertia, I, and corkscrewing at
constant angular velocity,
, about its longitudinal axis possesses an
angular momentum L=I
. A constant
implies that
I is constant and therefore all the torques on the corkscrewing
dolphin balance. Thus, the resistive torques, which are produced by drag
forces on control surfaces, are equal and opposite to drive torques generated
by the flukes and pectoral flippers, neglecting the smaller torque on the body
due to the viscous resistance to the turning motion. We shall refer to this as
Dynamic Balance Condition 1. In addition, video of corkscrewing dolphins does
not show any systematic torsion along the longitudinal axis. Any imbalance
between the hydrodynamic drive torque at the pectoral flippers and the drive
torque produced by the flukes would cause the spin rate of the anterior half
of the animal to differ from the posterior half, resulting in a continual
twist. The lack of such a systematic torsion in the body while corkscrewing
implies that the animal balances the hydrodynamic drive torque at the canted
pectoral flippers and the drive torque produced at the flukes. We shall refer
to this at Dynamic Balance Condition 2.
Note that an imbalance is necessary if the animal changes its rotational rate while corkscrewing. The drag torque at the pectoral flippers, dorsal fin and flukes produced by the corkscrewing motion all vary with respect to relative size and the angular speed of the corkscrewing motion. In a spinning maneuver, as the animal emerges out of the water from a corkscrew precursor, the dolphin sheds resistive torques as the flippers, dorsal fin and flukes successively leave the water. In addition, a driving torque is lost as the flippers emerge. We shall show in the following analysis, however, that the driving torque produced by the flukes is large compared to the small resistive torques remaining, and the angular speed of the dolphin increases accordingly. In the following we show that this model satisfactorily describes the observed motions of spinner dolphins, both while in their submerged corkscrew-swimming and in their aerial spinning maneuvers.
| Model for aerial spinning |
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|
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![]() | (1) |
|
Each individual moment is determined from the relation:
![]() | (2) |
where the integration is over each control surface (Fig. 1), and Ibody is taken to be that of an ellipsoid whose long axis equals the total length of the dolphin and with equal minor axes (giving circular cross-sections), which are equal to the radius at the axilla. With this approximation, Ibody=2/5MbR2, where Mb is the dolphin's mass and R is the maximum radius of the dolphin (Table 1). The differential mass dMb is a function of the particular control appendage's size, mass, geometry, relative position and orientation with respect to the dolphin's body. For the model dolphin represented in Table 1, Ibody, Iflippers, Ifin and Iflukes are 0.585, 0.069, 0.043 and 0.007 kg m2, respectively, with Itotal=0.704 kg m2 (see Appendix for a detailed example calculation). Using more realistic shapes to calculate the moment of inertia of the body and control appendages is not expected to alter Itotal substantially enough to affect the character of our results.
|
A, where I=Itotal
from above and
A is the initial angular speed prior to a
leap.
A is assumed to be 1-2 revolutions per second around
the animal's longitudinal axis, based on observations of corkscrewing by
captive dolphins (F. E. Fish, unpublished observations). As the dolphin
emerges from water, successive body parts become airborne. In so doing,
resistive torques are eliminated, but so are drive torques. The dynamics of
the spinning maneuver are determined by the time sequence of these
changes.
For the purposes of this model, four stages characterize the emergence of the dolphin performing a spinning maneuver: A, animal goes from completely submerged to just before pectoral fins begin to emerge; B, pectoral fins emerge to just prior to the emergence of the dorsal fin; C, the dorsal fin emerges to the time just prior to the flukes emerge; D, the flukes emerge and the animal is freely spinning in a leap. We make the conservative assumption that the animal's angular momentum while submerged is constant because the spin rate is constant, but both will change in response to whatever net torque remains acting on the animal in stages B and C.
Resistive torques
We determine the resistive torques produced by a submerged control
appendage by the vector relation
=rxF, where F
is the vector drag force associated with each appendage and r is the
vector moment arm of F. Because the corkscrew motion can be decomposed
into a rectilinear propelled motion along the animal's path and a uniform
rotational motion around this path, this expression can be simplified to
=rF. Thus,
![]() | (3) |
where C is a dimensionless coefficient and v is
tangential speed. The differential amount of resistive torque produced by an
element of the appendage of area dA a distance r away from
the rotational axis is:
![]() | (4) |
Now, to determine the resistive torque acting on an appendage, the above
expression must be integrated over the surface area of the appendage. Leaving
A as a free parameter and taking C=1.2
(Potter and Foss, 1975
),
=1025 kg m-3, the resistive torque (in N m) for each control
appendage is found to be:
![]() | (5a) |
![]() | (5b) |
![]() | (5c) |
The total resistive torque experienced by a submerged, corkscrewing dolphin
is therefore:
![]() | (6) |
Because while submerged and corkscrewing
A is constant,
the total drive torque must compensate for this resistive torque according to
Dynamic Balance Condition 1. Additionally, in our model the dolphin possesses
only two sources of drive torques that counteract the effects of drag forces
producing resistive torques, while corkscrewing: one at the pectoral flippers
and the other at the flukes. Furthermore, according to Dynamic Balance
Condition 2, the lack of a systematic torsion in a corkscrewing dolphin
implies that the total drive torque must be split equally between the
hydrodynamic torques generated at the pectoral flippers and the torque created
by the flukes. Thus,
![]() | (7) |
As a spinner dolphin emerges from the water from a corkscrew precursor, the
balance between resistive torques and drive torques is disturbed, and because
the pectoral fins are the first control appendages to emerge and also
represent a net loss of resistive torque
(
=0.35
2A-0.28
2A),
the animal begins to spin faster.
The ultimate spin rate achievable by the animal now depends on the time between when the pectoral fins emerge and when the flukes finally clear the water and can no longer produce a torque. This time, in turn, is dependent upon the swim speed. Also of importance are the relative positions and separations along the longitudinal axis of the pectoral fins, the dorsal fin and the flukes. To examine the consequences of our model, we define a nominal case, based on measurements from a specimen of Stenella clymene (NMNH 504408), whose total length is 1.86 m and has the pectoral fins and dorsal fin separated by 0.65 m and a distance of 0.91 m between the dorsal fin and the fluke notch (Table 1).
At any stage during the spinner's emergence from the water, the net torque
on the animal determines the changes in its spin rate:
![]() | (8) |
Therefore,
![]() | (9) |
where vs is the swim speed and
x is the
distance between any two points on the animal.
net is the net
torque acting over the time interval
t while a distance
x on the animal emerges from the water. 
is the
increase in angular speed due to the action of
net.
A dolphin that launches itself with an escape velocity of
vs at an initial angle
o with respect to
the surface, will have an airborne time of
t=(2vssin
o)/g, where
g is the acceleration of gravity, 9.8 m s-2. The number of
complete spins executed by a dolphin with vertical emergence rotating with an
angular speed of
D in stage D is therefore:
![]() | (10) |
D can be related back to the initial angular speed
A by means of Eqn 8 and 9. The result is:
![]() | (11a) |
or
![]() | (11b) |
where
xB is the distance between the pectoral
fins and the dorsal fin (0.65 m), relevant to the stage B motion, and
xC is the distance between the dorsal fin and the
flukes (0.91 m), relevant to the stage C motion.
In Eqn 11, we can therefore relate the initial angular speed, the swim speed, and the number of complete spins possible for the animal to execute. We note that from the results in Table 2, a dolphin with the relatively high swim speed of 4 m s-1 can execute up to 6 complete spins in the time it is airborne. This result is consistent with video recordings of dolphins in the wild completing 7 spins, but with an emergent angle of about 50°.
|
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| Materials and methods |
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|
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Forty-five aerial maneuvers were analyzed. The video was examined frame-by-frame with a Panasonic AG-7300 video recorder and Panasonic CT-2600M monitor. As framing rate varied and there were no scale metrics in the video, data were restricted to counts of video frames and numbers of body rotations. Initial rotation of the dolphin (stage A) was measured as the number of frames to complete a half rotation (FA) starting from the moment the rostrum emerged through the water surface. Aerial rotation (stage D) was measured as the number of frames to complete one full rotation once the dolphin was completely airborne (FD). Difference in rotation rates between stage A and stage D was expressed as a Spin Index, according to the ratio (2FA)/FD. The number of aerial spins was counted as the rotations of the body once the flukes had cleared the water surface until the body impacted the water.
| Results |
|---|
|
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The total number of aerial spins ranged from 2 to 5.5 (mean ± s.d.=3.7±0.9). The spin index had a mean of 2.7±0.5 and ranged from 1.6 to 3.8. A regression of the relationship between numbers of aerial spins and spin index (Fig. 2;KaleidaGraph 3.0) showed a significant positive correlation (r=0.32; d.f.=43; P<0.05).
|
Table 2 presents four stages in the emergence of a spinner dolphin executing a spin maneuver and the corresponding net torque at each stage. The evolution of the animal's angular velocity is also shown for two different initial rates of rotation while submerged and for two different swim speeds.
|
| Discussion |
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Actually, even if the underwater moments are not balanced, this does not change the model's validity, as the sudden decrease in resistive torque is the factor that produces the increase in spin rate. Lacking detailed underwater films, the existence, or non-existence, of a balance of moments underwater can only be checked a posteriori through the results. However, the fact that the spin number is much larger than one, and the correlation between spin number and forward speed indicates that the decrease in resistive moments due to water exit is a dominant, if not exclusive factor.
Spinning is enhanced also by the morphology of the spinner dolphin, which
has a relatively slender body compared to other dolphins. The Fineness Ratio
(FR) is an indicator of body slenderness and can be computed from
length (l) and girth (G) measurements as
FR=l/(G
). For 858 Stenella
longirostris collected as Tuna purse-seine by-catch in the eastern
Pacific Ocean (S. Chivers, unpublished data), mean FR was
6.34±0.45 (± s.d.). This value for FR is generally
higher than for similarly sized dolphins
(Fish et al., 2003
). The more
slender body morphology of spinner dolphins reduces the moment of inertia
(I) and enhances spinning performance, in accordance with Eqn 11.
The typical behavior of spinner dolphins executing 3-6 rotations in the air
is satisfactorily accounted for with corkscrewing precursors of 1-2 rev
s-1. These results are consistent with the observed achievable
swimming speeds of spinner dolphins of 4.6 m s-1
(Au and Perryman, 1982
). For a
dolphin that launches itself at an angle with respect to the surface, its
airborne time is
t=(2vosin
o)g-1.
A dolphin corkscrewing underwater at a rate of 2.7 rev s-1, having
a translational speed of 5.7 m s-1, and emerging perpendicular to
the water's surface, will be able to execute 7 complete spins in the one
second it is airborne. Spinner dolphins are capable of reaching speeds up to
7.2 m s-1, and a leap velocity of 6.1 m s-1 was
calculated from a 1.25 s jump (Hester et
al., 1963
).
|
A rotational performance coefficient
R is defined as
R=
A/vs, whereby
R is the ratio of the initial rate of rotation to the
animal's swim speed. It gives the amount of rotation the animal can effect per
meter of distance traveled. The equation also expresses the intuitive notion
that the angular speed while corkscrewing is directly proportional to the swim
speed. Using the data above,
R=(6.3 rad s-1)/(4.1
m s-1)=1.5 rad m-1.
R is controlled by
the animal and can vary from zero (swimming in a straight line with no
rotation) to some maximum value permitted by the morphology of the dolphin and
regulated by the amount the pectoral flippers can be canted and how much the
tailstock can be torsioned. Later we shall show that
R has
an upper limit of approximately 3 rad m-1 for spinner dolphins.
No single factor is considered to be the reason for the aerial spinning
behavior (Hester et al., 1963
;
Norris and Dohl, 1980
;
Norris et al., 1994
). The
various factors include leadership or dominance, alertness, acoustic
communication, courtship display, defining positions of members in the school,
and dislodging ectoparasites. The most notable ectoparasites are remoras and
whalesuckers (order Perciformes, family Echeneidae). These fish display a
hitchhiking behavior where they use a suction disc to attach to the body of a
larger host (O'Toole, 2002
).
Echeneids are known to attach to cetaceans
(Fertl and Landry, 1999
;
Guerrero-Ruiz and Urbán, 2000;
O'Toole, 2002
).
Hester et al. (1963
)
suggested that the aerial maneuvers executed by spinner dolphins are involved
in the removal of remoras. Jumping by blacktip sharks Carcharhinus
limbatus has been proposed as a means of dislodging attached echeneid
sharksuckers Echeneis naucrates
(Ritter, 2002
;
Ritter and Brunschweiler,
2003
). Remoras are considered hydrodynamic parasites as they
potentially disrupt the flow over the dolphin's body and add to the drag,
although remoras can be beneficial in clearing parasites
(Cressey and Lachner, 1970
;
Moyle and Cech, 1988
;
O'Toole, 2002
). The sucking
disc of remoras is a modified dorsal fin with slat-like transverse ridges,
which are modified spines (Moyle and Cech,
1988
). These spines may act as an irritatant
(Ritter and Godknecht, 2000
;
Ritter, 2002
) on the highly
sensitive skin of the dolphin, particularly as drag increases on the remora
with increased swimming speed of the dolphin. The integument of the dolphin is
more richly innervated, more elaborate and more specialized than the skin of
humans (Palmer and Weddell,
1964
). Tactile sensitivity is high, with sensitivity equivalent to
the skin of the human lips and fingers
(Kolchin and Bel'kovich, 1973
;
Ridgway and Carder, 1990
,
1993
).
Norris et al. (1994
) noted
that approximately half the spinning dolphins that were observed in
photographs showed one or more remoras attached to the body. Their sense,
though, was that in free-swimming specimens, the frequency of attached remoras
was far smaller than the 50% seen in photographs. As dolphins with and without
remoras demonstrated spinning, Hester et al.
(1963
) rejected their original
hypothesis, although Norris et al.
(1994
) still considered it a
possibility.
The model presented above, however, can provide a mechanical test to
evaluate if spinning has some potential benefit in the dislodgment of remora
parasites. A spinner dolphin rotating at an intermediate rate of 30 rad
s-1 (Table 2) will
have a point on its body moving with a speed of
v=
R=3.0 m s-1. This corresponds to a
centripetal acceleration of
ac=
2R=v2/R
of approximately 9 g. Thus, an attached remora experiences a force
nine times its own weight at the point of attachment. Large specimens of
remoras can be up to 1 m in length and have masses of approximately 10 kg
(mass in kg=10x(length in m)3;
Webb, 1975
). The question now
arises, could one attach a 90 kg mass to the end of a remora and break its
hold on a dolphin? Such a measurement has not been conducted, but the
affirmative result seems plausible.
By executing spinning maneuvers, dislodgment of remoras is possible because
during a spin, the majority of the remora's body, which is posterior of the
attached pectoral fin (Fertl and Landry,
1999
), has its longitudinal axis essentially oriented radially to
the dolphin. When the dolphin re-enters the water with the attached remora
nearly perpendicular to its skin surface, the impact and the large laterally
directed drag forces potentially could dislodge any attached parasite. The
drag force on a remora spun out radially can be estimated for a dolphin
re-entering the water after a leap of 2 m in height. The speed of the dolphin
on impact is approximately 6 m s-1. The spin of the dolphin will
have 0.4 m long remora, moving with a speed at its midpoint of about 7.5 m
s-1 (Table 2). The
relative speed of the remora with respect to the water's surface can be 13.5 m
s-1.
The drag force Fdrag experienced by the remora can be
estimated from
Fdrag=0.5
ACdv2,
where Cd is the drag coefficient. As there is an attached
portion of the remora about its head, which hydrodynamically interacts with
the dolphin body surface, and an unattached portion, which is represented by
the body posterior of the head and sucker, the drag is different between these
portions. The total drag on the remora is the sum of the attached head and
free body:
![]() | (12a) |
![]() | (12b) |
where Cd is the drag coefficient in two-dimensional
flow (i.e. based on projected surface area). Cd,head is
0.09, based on a half streamline body in the presence of the ground
(Hoerner, 1965
), whereas
Cd,body is 1.2, based on a circular cylinder
(Streeter, 1966
).
The shark remora or sharksucker Echeneis naucrates was observed on
spinner dolphins in Brazil (Fertl and
Landry, 1999
). A preserved sharksucker purchased from a commercial
dealer had a mass of 139.7 g, and was 384 mm in total length with a maximum
depth of 30 mm. The head and sucker comprised 24% of the total length. The
lateral projected surface area of the head and sucker, 1320 mm2 and
of the body posterior of the sucker, 8497 mm2. With these values,
Fdrag is approximately 960 N, which is approximately 700
times the remora's weight! Townsend
(1915
) found that 0.61 and
0.67 m long specimens of E. naucrates could lift pails of water
weighing 93.4 and 107.9 N, respectively. The calculated
Fdrag that can be generated by the smaller remora in the
present study is still 10.3 and 8.9 times greater than weights that the
remoras were reported to support
(Townsend, 1915
). Thus if the
spinning maneuvers of S. longirostris are intended to dislodge E.
naucrates, the effect is achieved by flinging the remoras into a radial
orientation so that drag forces on re-entering the water can laterally shear
off the attached parasites.
The spin in air would be less effective at casting off remoras. The spinning maneuver is therefore more effective than simply leaping out of the water. In a leap, any attached remora would have its long axis parallel to the skin; therefore, the drag forces on the remora would be far smaller on re-entering the water and would be less likely to be dislodged. While aerial spinning maneuvers may not have developed specifically to remove ectoparasites like remoras, dynamically it is plausible that this proves to be an added benefit.
| Appendix |
|---|
|
|
|---|
Consider an area element of width dr and of length
z1(r)-z2(r) on the
model dorsal fin depicted in Fig.
1.
Therefore,
which in this case yields
![]() |
To determine the total resistive torque, we integrate over the entire
surface area of the dorsal fin from the base where it meets the body out to
the tip, i.e. from r=0.15 m to r=0.31 m. Thus,
![]() |
Inserting appropriate values for
and C, evaluating the
integral at its limits, and leaving
A as a free parameter,
we obtain:
![]() |
All quantities are in standard units, and so when
A is
given in rad s-1, the resistive torque is in N m.
x
xB
xC


net.
o
R


net
t

A
| Acknowledgments |
|---|
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|---|
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