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First published online October 5, 2006
Journal of Experimental Biology 209, 3990-3999 (2006)
Published by The Company of Biologists 2006
doi: 10.1242/jeb.02471
Joint work and power for both the forelimb and hindlimb during trotting in the horse
1 School of Physical Education and Health, Eastern Oregon University, La
Grande, OR 97850, USA
2 Department of Biological Sciences, California State Polytechnic
University, Pomona, CA, USA
3 College of Veterinary Medicine, Michigan State University, East Lansing,
MI, USA
4 Department of Animal and Veterinary Science, California State Polytechnic
University, Pomona, CA, USA
* Author for correspondence (e-mail: ddutto{at}eou.edu)
Accepted 7 August 2006
| Summary |
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Work done by the hindlimb was indeed positive (consistently 0.34 J kg1 across all speeds), but, contrary to our hypothesis, net work by the forelimb was essentially zero (but also independent of trotting speed). The zero net work of the forelimb may be the consequence of our not being able to account, experimentally, for the negative work done by the extrinsic muscles connecting the scapula and the thorax. The distal three joints of both limbs behaved elastically with a period of energy absorption followed by energy return. Proximal forelimb joints (elbow and shoulder) did no net work, because there was very little movement of the elbow and shoulder during the portion of stance when an extensor moment was greatest. Of the two proximal hindlimb joints, the hip did positive work during the stride, generating energy almost throughout stance. The knee did some work, but like the forelimb proximal joints, had little movement during the middle of stance when the flexion moment was the greatest, probably serving to allow the efficient transmission of energy from the hip musculature to the ground.
Key words: equine, locomotion, joint kinetics, angular kinematics, work, power
| Introduction |
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|
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31 J
(0.07 J kg1), based upon a net horizontal impulse of
8.8 Ns, a forward velocity of 3.5 m s1, and contact
time of 0.276 s (Dutto et al.,
2004b
77 J (0.18 J kg1), based
upon a net horizontal impulse of 22 Ns, a forward velocity of 3.5 m
s1, and contact time of 0.249 s
(Dutto et al., 2004b
The distal joints of both the fore- and hindlimbs are suited to function
elastically and not for energy generation because small muscles with short,
highly pinnate muscle fibers and long tendons incapable of producing
significant power act upon them (McGuigan
and Wilson, 2003
; Payne et
al., 2005a
; Wilson et al.,
2001
). Therefore, one would expect the distal limbs with the long
tendons to behave in a spring-like manner with a period of energy absorption
and energy release resulting in little or no net work done
(Biewener and Roberts, 2000
;
Ker et al., 1988
). Power
profiles for trotting horses for the distal interphalangeal and
metacarpophalangeal joints seem to support this contention
(Clayton et al., 1998
;
Khumsap et al., 2003
). The two
proximal joints of both limbs have muscles suited for generating or absorbing
energy (Payne et al., 2005a
;
Payne et al., 2005b
). This is
also true for the muscular sling linking the torso to the pectoral girdle. For
example, proximal extensor muscles in dogs and rats shorten and generate force
(Carrier et al., 1998
;
Gillis and Biewener, 2001
;
Gregersen et al., 1998
). Also
both the lateral triceps and vastus lateralis of horses shorten during the
stance phase of trotting (Hoyt et al.,
2005
). The power profile for the proximal limb should reflect the
ability of the musculature to absorb energy (with a predominance of negative
power) or generate energy (a predominance of positive power). The proximal
forelimb has been modeled as a spring
(McGuigan and Wilson, 2003
),
although published power profiles for the elbow and shoulder do not appear to
support this conclusion (Clayton et al.,
1998
). It is unclear whether energy will be absorbed by the
proximal joints of the forelimb, especially since the triceps actively
shortens while the elbow extends during stance
(Hoyt et al., 2005
), which is
not the situation that would appear to be associated with energy dissipation
by the muscle.
The hindlimb proximal musculature is suited to generate energy. Inverse
dynamic analyses have shown that work done at proximal joints increased during
periods of acceleration (McGowan et al.,
2005
; Roberts and Scales,
2004
), when locomoting on an incline
(Roberts and Belliveau, 2005
),
and when jumping (Aerts, 1998
;
Dutto et al., 2004a
;
Jacobs et al., 1996
). Muscle
work from proximal hindlimb muscles also increases in response to greater
energy demands trotting up hill in horses
(Wickler et al., 2005
),
turkeys (Gabaldón et al.,
2004
), guinea fowl (Daley and
Biewener, 2003
) and tammar wallabies
(Biewener et al., 2004
). As
described above, it is unlikely that work is done by the distal joints (even
by muscles that are often thought of as doing work, such as the gastrocnemius
and soleus) because of the invasive tendinous structure around the muscle
fibers (Payne et al., 2005a
).
During jumping in the horse, work, as calculated using inverse dynamics, was
done primarily by the knee during take-off
(Dutto et al., 2004a
). Thus,
any work done by the hindlimb will come from either the knee or hip or
both.
In this study, we tested the hypothesis that the forelimb should absorb
energy (negative work) and the hindlimb increase energy (positive work) during
the trotting stride. Further, it would be expected that the amount of work
done by or on each limb to be independent of speed, since there is no change
in vertical work required and total horizontal impulse is independent of speed
(Dutto et al., 2004b
).
Finally, it would be expected that the distal joints of both the fore- and
hindlimbs would behave elastically, whereas any work (positive or negative)
would be done by muscles of the more proximal joints.
| Materials and methods |
|---|
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Experimental set-up
A 30 m long runway was built for data collection. The cement runway (10 cm
thick, 1.25 m wide) was covered by a 10 mm thick, high density, black
rubberized mat (All Weather Rollout Runway, Dodge Regupol, Lancaster, PA,
USA). A 0.6x0.9 m force plate (model 9287BA, Kistler Instruments,
Winterthur, Switzerland) was located approximately in the middle of the runway
supported by a 0.9 m thick pedestal of cement, isolated from the rest of the
runway by vibration dampening material. The top of the force plate was covered
with a rubberized mat of material identical to that covering the rest of the
runway, to provide a continuous visual field for the animal. With the mat
glued to the surface of the force plate, the natural frequency of the force
plate was 384 Hz in the z axis (which was oriented vertically in this case)
and 500 Hz in the two horizontal directions. These frequencies are somewhat
lower than the natural frequency of the original plate (520 Hz and 750 Hz,
respectively) but the observed decrements are within the tolerances
recommended by the manufacturer. Three-dimensional force data were sampled at
1000 Hz for all tests, but only the horizontal (representing the
foreaft direction) and vertical forces were required for further
analysis. Center of pressure was determined from the force records and
validated in procedures similar to those previously reported in a study of
jumping (Dutto et al.,
2004a
).
Video records of the right side of the subject during all trotting trials
were obtained using a high-speed (250 Hz) digital camera (PCI 250, Redlake
Imaging Corp., San Diego, CA, USA). The camera was situated orthogonal to the
plane of movement, at a distance of 8 m from the runway, so that approximately
3.5 m of the runway was recorded (including the force platform). Prior to
experimental testing, a 36-point, two-dimensional calibration frame, located
in the plane of movement over the force platform, was recorded. Video records
of two-dimensional (sagittal plane) motion for kinematic analysis were
recorded and stored directly to a computer. Retroreflective markers were
placed over specific anatomical landmarks on the forelimb in locations similar
to those previously reported (Clayton et
al., 1998
). Forelimb sites were the tuberosity on the scapular
spine, the greater tubercle on the humerus, lateral epicondyle of the humerus,
ulnar carpal bone, metacarpal attachment of the lateral collateral ligament
(LCL), proximal hoof over the distal interphalangeal (FDIP) joint, and the
anterior and posterior lateral hoof (Fig.
1). On the hindlimb, reflective markers were placed on the
tubercoxae, greater trochanter, lateral femoral condyle, lateral malleolus,
distal metatarsal condyle, center of rotation of the distal interphalangeal
joint, and on the anterior, distal hoof
(Fig. 1). These limb markers
allowed the shoulder, elbow, wrist, metacarpophalangeal (MCP), and distal
interphalangeal (FDIP) joints of the forelimb and the hip, knee, ankle,
metatarsophalangeal (MTP) and distal interphalangeal (HDIP) joint angles to be
calculated (Fig. 1). Limb
segment markers were digitized using the automatic point tracking module of
the Peak Motus® software (Peak Performance Technologies, Inc.,
Denver, CO, USA). Digitized coordinates were scaled to represent real-world
Cartesian values using a two-dimensional direct linear transformation
constructed with the recorded calibration parameters. To account for
discrepancies of marker movement relative to the underlying skeletal
landmarks, skin corrections were applied to all proximal markers using
algorithms developed from horses trotting at 3 m s1
(van Weeren et al., 1992
). The
subjects in the present study were required to trot at a range of speeds, not
simply at 3 m s1. Maximum residual error for the
determination of joint moments using the maximum residual skin displacement
error from the use of the skin correction algorithms has been found to be 2%
when calculating joint moments from horses trotting at
3.4 m
s1 (Clayton et al.,
1998
), making it possible that error will increase at greater
departure from 3 m s1. However, joint range of motion (ROM)
does not increase significantly for the proximal joints with increased speed
(see Results below). Thus, any error from the application of skin correction
is less than if no skin correction were applied, and will allow a reasonable
interpretation of the results. Both kinematic coordinate and ground reaction
force data were smoothed with a dual pass fourth order Butterworth digital
filter using cut-off frequencies of 10 Hz (kinematic) and 56 Hz (force), both
cut-off frequencies were determined to preserve a majority of the signal while
removing unwanted noise, and are similar to those used in a previous study on
trotting (Clayton et al.,
1998
).
|
Data analysis
Kinematic and ground reaction force data were synchronized during data
collection (Labview®, v5.1, National Instruments Inc., Austin,
TX). Recorded data were combined with inertial parameters of the limb segments
(Buchner et al., 1997
). Only
the stance phase of the gait cycle was included for further analysis. Joint
ROM was determined for each joint. Sagittal plane net joint moments were
calculated using an inverse dynamics solution
(Winter, 1990
) adapted for use
on horse data (Colborne et al.,
1998
). Moments on the anatomical flexor side were assigned a
negative value and those on the extensor side were assigned a positive value.
Joint power was calculated as the product of the joint moment and angular
velocity. Net joint moment and net joint power were normalized to stance
duration and to horse mass. The average moment during stance was calculated
for each trial. Net work was determined by integration of the joint power
during stance. In order to examine changes with speed, relevant variables from
all trials were divided into three bins indicative of slow (2.503.25 m
s1), medium (3.254.00 m s1) and
fast (4.005.00 m s1) speeds. The value of a variable
for a horse in a given speed bin was the average of 79 trials. This
resulted in there being four values (one for each horse) in each speed bin. An
ANOVA with repeated measures was used to determine differences in speed with
P=0.05. Variables that were assessed statistically included joint
ROM, average moment, negative work, positive work, and total work for each
joint and the total limb. A t-test (P=0.05) was used to
determine whether total work done by the limb and each of the joints was
different from zero.
| Results |
|---|
|
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Changes in joint mechanics with speed
In the forelimb, the work done by the shoulder increased significantly with
speed (Fig. 2;
P=0.020). The increase in work was due to a slightly longer and
greater extensor moment when the shoulder was extended during the last 30% of
stance (Fig. 3). The small
increases in work done by the shoulder with increased speed did not cause
total work done by the forelimb to increase. The remaining joints of the
forelimb experienced no changes in total work between the different speed
ranges. For further analysis, the negative and positive work done by each
joint and total limb were determined. At the shoulder, the amount of positive
work done increased significantly with speed
(Fig. 6; P=0.009),
resulting in the increase in total work done at the joint. The MCP increased
both the negative and positive amounts of work done through a combination of
increased moment (Fig. 5) and
increased range of motion (slow: 38±8°, medium: 42±8°,
fast: 50±9°; P=0.02). However the proportion of negative
to positive work remained the same, resulting in no change in total work done
by the joint. For the whole limb, the magnitude of both negative and positive
work increased at higher speeds resulting in no net changes in total work
done.
|
|
Distal versus proximal limb
Examining the plot of total power generated by the forelimb and hindlimb
provided another way to examine total energy absorption/generation by the
limbs (Fig. 7). Neither limb
changed the amount of net work done during stance, indicating that the area
under the power curves remained constant (even for the forelimb where negative
and positive work did increase with speed, however the net work remained
constant). Summing the power for the three distal joints of each limb
(forelimb: FDIP, MCP, wrist; hindlimb: HDIP, MTP, ankle) illustrated that
these three joints experienced relatively equivalent periods of energy
absorption and generation, of relatively similar magnitudes between the limbs
(although negative and positive power increased for the forelimb;
Fig. 7A,C). Power of the
proximal forelimb joints (elbow and shoulder) had oscillating periods of
energy absorption and generation phases during stance
(Fig. 7B). Hindlimb proximal
joint power was consistently positive at all speeds, and higher in the fastest
speed range (Fig. 7D),
primarily due to the energy generated at the hip
(Fig. 4).
|
| Discussion |
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Work during trotting
Based upon investigations into the horizontal GRF produced during trotting,
we would expect the forelimb to absorb energy and the hindlimb to generate
energy (Dutto et al., 2004b
;
Merkens et al., 1993
). From
the current inverse dynamic analysis, the forelimb did not appear to do any
work (i.e. it neither absorbs nor generates energy). With a slight horizontal
braking force present, it would be expected that the forelimb would absorb
energy. The distal joints of the limb have very little capacity to do work
because of their collective elastic behavior (see discussion below in
Distal vs proximal limb function). The triceps muscle has been found
to be active during the first 40% of stance, either lengthening slightly (the
first 25% of stance) or isometric (Hoyt et
al., 2005
), resulting in a fairly large joint extension moment.
During this time (the first 40% of stance) the elbow is flexing
(Fig. 3), and, as results from
the inverse dynamics analysis indicate, energy is being absorbed (negative
power), resulting in agreement between the observed muscle function and
mechanical analysis. Later in stance, there is little work done at the elbow,
consistent with observations of triceps function where the muscle became
inactive, which resulted in reduced force produced as it shortens
(Hoyt et al., 2005
). A similar
pattern was observed at the shoulder, where the largest moment occurs during
periods of relatively little joint motion
(Fig. 3); it would be
interesting to determine if the shoulder extensors are behaving similarly to
the triceps during this time. Any energy absorption by the forelimb must be
occurring above the level of the shoulder in the extrinsic muscles that attach
the scapula to the torso of the animal. The serratus ventralis thoracis is a
large muscle that can serve to absorb this energy, either through its large
muscle volume and aponeuroses or by allowing the torso to absorb energy
through its attachment to the ribs of the thorax, or some combination of the
two (Payne et al., 2005b
).
Inverse dynamics analysis does not allow the assessment of energy absorbed
into the trunk without examination of torso, neck and head movement, which was
beyond the scope of our study.
Another explanation for a lack of measured energy absorption by the
forelimb (beyond those normally associated with inverse dynamics analysis,
e.g. the assumption of rigid body segments) may be that the application of
skin displacement algorithms outside of their intended speed [3.0 m
s1 (van Weeren et al.,
1992
)] may have incorrectly represented movement of the elbow and
shoulder. Shoulder movement was particularly difficult to assess owing to
movement of the scapula across the torso
(Payne et al., 2005b
). At 3.4
m s1, maximum possible errors in application of skin
displacement corrections have been estimated to be 2%
(Clayton et al., 1998
).
However, differences in hip and knee angles have been observed across speeds
and on the incline using no skin corrections
(Hoyt et al., 2002
). It is
unlikely that the use of the skin displacement correction algorithms has
adversely affected the observed results and subsequent interpretations.
The hindlimb did positive work at all speeds
(Fig. 2). Work done by one
hindlimb was 0.34 J kg1, which was greater than that
observed during walking [0.16 J kg1
(Clayton et al., 2001
)] and
less than during jumping [0.71 J kg1
(Dutto et al., 2004b
); 1.25 J
kg1 (Bobbert and
Santamaría, 2005
)]. Like the forelimb, the three distal
joints of the hindlimb contributed little work to the limb, as it behaved
elastically (Fig. 7C). The knee
contributed little work as the joint angle did not change very much through
much of stance despite having a fairly large flexion moment
(Fig. 4). It was not surprising
that work was done by the hip. The gluteus medius is capable of better
delivering power at the hip over other extensor muscles at the hip and at the
knee (Payne et al., 2005b
).
Similarly in the dog, the hip musculature does positive work during trotting
(Gregersen et al., 1998
). The
knee has significant extensor musculature
(Payne et al., 2005a
),
however, there was a flexion moment during stance
(Fig. 5), indicating that the
knee extensor muscles were not acting directly to assist with locomotion, but
perhaps to stabilize the knee. The hindlimb has been observed to produce a
force such that the GRF was directed anterior to the knee, producing a flexion
moment for the majority of stance in several other studies
(Biewener et al., 1988
;
Bobbert and Santamaría,
2005
; Dutto et al.,
2004a
). EMG recordings have shown that gluteus medius, vastus
lateralis and biceps femoris (hip extensor/knee flexor) are active for most of
the stance phase (Robert et al.,
1999
). Recently, vastus medialis was observed to be active and
shortening for the first 60% of stance, however the knee is flexing during
this time (Hoyt et al., 2005
).
The vastus muscle must be absorbing energy and/or stabilizing the knee through
co-contraction of the knee extensors and flexors. It may be that the large
extensor muscles of the knee might act to resist gravity as opposed to power
locomotion (Hoyt et al.,
2005
).
Changes in joint mechanics with speed
Net work in both limbs was the same for all speeds
(Fig. 2). Forelimb GRF
increases with speed, to maintain vertical torso position against the
acceleration of gravity (Dutto et al.,
2004b
), resulting in significantly larger moments at the MCP and
wrist (Figs 3,
5). Despite having a larger
moment and greater ROM at higher speeds [consistent with previously reported
observations (McGuigan and Wilson,
2003
)], there were no changes in total work
(Fig. 2). Neither the ROM nor
moment changed at the elbow and shoulder. However, the shoulder did
significantly greater work at the higher speeds
(Fig. 2). Non-significant
increases in shoulder ROM and joint moment combined to increase the observed
positive work slightly (Fig.
6), thereby increasing the net work done by the joint.
Because both horizontal and vertical GRF of the hindlimb did not change
with speed during trotting, unlike the forelimb
(Dutto et al., 2004b
), we
expected there to be no change in joint moments, powers, and work. Indeed,
joint motion and average joint moments remained constant across speeds (Figs
4,
5). A previous report of horses
trotting on a treadmill observed that the hip ROM increased 6° when
increasing speed from 24 m s1
(Hoyt et al., 2002
). This was
not the case in the present study, perhaps due to the differences in absolute
speed. Ankle, knee and hip joint work done by human runners also appeared to
increase when increasing running speed from 4.0 m s1 to
maximum sprint, particularly for the hip
(Belli et al., 2002
). However,
these changes appeared to be greatest at the hip and when sprinting.
Differences appear to be smaller at the lower speeds
(Belli et al., 2002
).
We assessed (post hoc) peak positive and/or negative power and
peak joint moments. Peak powers were observed to be greater for many of the
joints at higher speeds (Figs
3,
4). Because power was
calculated by multiplying the joint moment by the joint angular velocity, one
(or both) of these variables had to increase as speed increased. Peak joint
moments also tended to be higher at greater increase in speeds, as can be
observed in the joint moment plots (Figs
3,
4). Angular velocity must also
be higher as joint ROM stayed the same or increased with greater speed. It has
been established previously that time of contact decreased at greater speeds
(Dutto et al., 2004b
;
Hoyt et al., 2000
;
Kram and Taylor, 1990
;
McLaughlin et al., 1996
;
Robert et al., 2002
). Angular
velocities must increase so that the joint can complete the necessary range of
motion at higher speeds. Faster motion at the joint requires increased muscle
contraction speed. For example, the vastus lateralis has an increased strain
rate and integrated EMG with increased speed in the trotting horse
(Hoyt et al., 2005
) and the
semimembranosus has a greater shortening velocity during galloping relative to
trotting in dogs (Carrier et al.,
1998
).
Distal versus proximal limb function
The distal joints of the limb have very little capacity to do work (either
absorb or generate energy) because of the small, highly pinnate muscles with
long tendons that cross the joints
(Biewener, 1998
;
McGuigan and Wilson, 2003
;
Payne et al., 2005b
). The
distal three joints of both limbs behave collectively as elastic systems
storing and returning energy (Fig.
7A,C) with the ability to recover up to 40% of energy during the
stride (Biewener, 1998
).
Elasticity was driven primarily by the MCP in the forelimb and the MTP in the
hindlimb. Both of these joints are controlled by muscles with long tendons,
primarily the superficial and deep digital flexor tendons, and the accessory
ligaments. These tendons have been found to be structurally ideal for storing
and releasing energy (Batson et al.,
2003
; Biewener,
1998
). As seen in Fig.
3, the MCP behaved in an elastic manner storing and returning
energy and increasing ROM with increased speed a change that was in
proportion to the GRF, similar to previous reported observations
(McGuigan and Wilson, 2003
).
Mechanics of the MTP were the same as those of the MCP, except that ROM
remained the same across speeds.
The wrist and the ankle behaved elastically (the ankle more so than the
wrist) as evidenced by the small amounts of energy absorption followed by
equivalent energy return (Fig.
6). Stabilization of the wrist during stance was done by ulnaris
lateralis and flexor carpi ulnaris, both relatively stiff muscletendon
units (Brown et al., 2003
)
that have been shown to undergo some strain during trotting
(Biewener, 1998
). At the ankle,
extensor muscles (gastrocnemius, soleus) have the dual capabilities of
producing small amounts of work and behaving elastically from the extensive
tendinous structure around the muscle fibers
(Payne et al., 2005a
). The
distal hindlimb has been shown to be better than the forelimb at storing and
returning energy (Biewener,
1998
), even though it appears to be more important for the
forelimb to do this during trotting (owing to greater force load and lack of
net energy generation). If the distal forelimb was not behaving elastically
efficiently, then the torso musculature at the scapula may be more important
for absorbing and storing/releasing energy during trotting.
Although the distal fore- and hindlimbs behaved similarly during trotting,
the proximal limbs did not (Fig.
7B,D). Both the elbow and shoulder had extensor moments
(Fig. 5), but when the moments
were largest there was little joint movement
(Fig. 3). These joints were
relatively rigid to allow the more proximal scapular and torso musculature to
absorb and/or return energy. Modeling the proximal limb as a stiff spring
seems to be appropriate, as a stiffer spring will allow forces to be
transmitted through it to extrinsic musculature
(McGuigan and Wilson, 2003
).
This would be consistent with the observation that neither joint changed limb
energy by appreciable amounts. The proximal hindlimb functioned as a motor.
Energy was provided by the hip, consistent with anatomical measurements of
musculature at the hip (Payne et al.,
2005a
). Transfer of energy from the hip to the distal limb and
ground or to the torso was facilitated by the knee, as the knee was stable (no
movement) when the hip was producing the greatest power. Thus, although the
knee did little work, maintaining stability was important for hip
function.
Conclusion
In this study, three hypotheses regarding limb function during the stance
phase of trotting were tested. The first proposed that the forelimb absorbed
energy (did negative work) and the hindlimb generated energy (did positive
work). Indeed the hindlimb did positive work, primarily by the hip. However,
the forelimb did no work, leading to the observation that more proximal
structures are absorbing energy, which are more difficult to measure with
inverse dynamic analysis. The second hypothesis speculated that work would not
change as trotting speed increased. Work done by both limbs was consistent
across speeds. More work was done by the shoulder at greater speeds, but this
had no affect on net work done by the forelimb. Work done at the knee
increased at higher speeds, but this was offset by reduced work done at the
ankle. Finally, the distal joints of both limbs behave elastically, but the
proximal forelimb remained fairly rigid and the proximal hindlimb powered
locomotion.
| Acknowledgments |
|---|
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|
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